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Ammo, Inc. – ‘8-K’ for 11/21/22

On:  Monday, 11/28/22, at 4:17pm ET   ·   For:  11/21/22   ·   Accession #:  1493152-22-33831   ·   File #:  1-13101

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/28/22  Ammo, Inc.                        8-K:5      11/21/22   11:237K                                   M2 Compliance LLC/FA

Current Report   —   Form 8-K

Filing Table of Contents

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10: JSON        XBRL Instance as JSON Data -- MetaLinks               27±    34K 
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‘8-K’   —   Current Report


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 i 0001015383  i false 0001015383 2022-11-21 2022-11-21 0001015383 POWW:CommonStock0.001ParValueMember 2022-11-21 2022-11-21 0001015383 POWW:Sec8.75SeriesCumulativeRedeemablePerpetualPreferredStock0.001ParValueMember 2022-11-21 2022-11-21 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM  i 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  i November 21, 2022

 

 i AMMO, INC.

(Exact name of registrant as specified in its charter)

 

 i Delaware    i 001-13101    i 83-1950534

(State or other jurisdiction of

incorporation or organization)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

 i 7681 E. Gray Rd.

 i Scottsdale,  i Arizona  i 85260

(Address of principal executive offices)

 

 i (480)  i 947-0001

(Registrant’s telephone number, including area code)

 

 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
 i Common Stock, $0.001 par value    i POWW   The  i Nasdaq Stock Market LLC (Nasdaq Capital Market)
 i 8.75% Series A Cumulative Redeemable Perpetual Preferred Stock, $0.001 par value    i POWWP   The  i Nasdaq Stock Market LLC (Nasdaq Capital Market)

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  i 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 C: 
 

 

 

Item 5.08. Shareholder Director Nominations.

 

On November 21, 2022, the board of directors (the “Board”) of AMMO, Inc. (the “Company”) approved January 5, 2023 as the date of the Company’s 2022 Annual Meeting of Shareholders (the “Annual Meeting”). The record date for shareholders entitled to notice of and to vote at the Annual Meeting is November 15, 2022. Due to the fact that the Annual Meeting will be held more than 30 calendar days from the date of the Company’s 2021 Annual Meeting of Shareholders, the Company is providing the due date for submission of any qualified shareholder proposal or qualified shareholder nominations. The due date for such shareholder proposal or nominations under the rules of the Securities and Exchange Commission is on or before the close of business on December 9, 2022.

 

 C: 
 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: November 28, 2022 AMMO, INC.
     
  By: /s/ Robert D. Wiley
  Name: Robert D. Wiley
  Title: Chief Financial Officer

 

 C: 
 

 

 C: 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
1/5/23
12/9/22
Filed on:11/28/22
For Period end:11/21/228-K
11/15/22
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