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American Renal Associates Holdings, Inc. – ‘10-K’ for 12/31/19 – ‘EX-32.1’

On:  Monday, 3/16/20, at 4:07pm ET   ·   For:  12/31/19   ·   Accession #:  1498068-20-37   ·   File #:  1-37751

Previous ‘10-K’:  ‘10-K’ on 9/5/19 for 12/31/18   ·   Latest ‘10-K’:  This Filing   ·   2 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size

 3/16/20  American Renal Assocs Holdin… Inc 10-K       12/31/19  115:15M

Annual Report   —   Form 10-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   2.47M 
 2: EX-21.1     Subsidiaries List                                   HTML     96K 
 3: EX-23.1     Consent of Experts or Counsel                       HTML     30K 
 4: EX-31.1     Certification -- §302 - SOA'02                      HTML     37K 
 5: EX-31.2     Certification -- §302 - SOA'02                      HTML     37K 
 6: EX-32.1     Certification -- §906 - SOA'02                      HTML     32K 
 7: EX-32.2     Certification -- §906 - SOA'02                      HTML     32K 
53: R1          Cover Page                                          HTML     95K 
99: R2          Consolidated Balance Sheets                         HTML    148K 
84: R3          Consolidated Balance Sheets (Parenthetical)         HTML     50K 
18: R4          Consolidated Statements of Operations               HTML    113K 
52: R5          Consolidated Statements of Comprehensive Loss       HTML     52K 
97: R6          Consolidated Statements of Changes in Equity        HTML    132K 
82: R7          Consolidated Statements of Cash Flows               HTML    157K 
14: R8          Basis of Presentation and Organization              HTML     36K 
55: R9          Summary of Significant Accounting Policies          HTML    124K 
103: R10         Cash                                                HTML     40K  
66: R11         Prepaid Expenses and Other Current Assets           HTML     38K 
29: R12         Acquisitions and Divestitures                       HTML     66K 
43: R13         Fair Value Measurements                             HTML    115K 
104: R14         Property and Equipment                              HTML     50K  
67: R15         Intangible Assets and Goodwill                      HTML     57K 
30: R16         Assets Held for Sale                                HTML     56K 
44: R17         Accrued Expenses and Other Current Liabilities      HTML     48K 
105: R18         Variable Interest Entities                          HTML     38K  
65: R19         Noncontrolling Interests Subject to Put Provisions  HTML     61K 
23: R20         Changes in Ownership Interest in Consolidated       HTML     47K 
                Subsidiaries                                                     
62: R21         Debt                                                HTML     95K 
101: R22         Leases                                              HTML    226K  
89: R23         Income Taxes                                        HTML    124K 
24: R24         Loss Per Share                                      HTML     53K 
63: R25         Stock-Based Compensation                            HTML    122K 
102: R26         Related Party Transactions                          HTML     54K  
90: R27         Commitments and Contingencies                       HTML     38K 
22: R28         Certain Legal Matters and Other Matters             HTML     60K 
64: R29         Employee Benefit Plan                               HTML     33K 
42: R30         Concentrations                                      HTML     34K 
27: R31         Subsequent Events                                   HTML     32K 
69: R32         Selected Quarterly Financial Data (Unaudited)       HTML     78K 
107: R33         Schedule Ii - Valuation and Qualifying Accounts     HTML     48K  
41: R34         Summary of Significant Accounting Policies          HTML    161K 
                (Policies)                                                       
26: R35         Summary of Significant Accounting Policies          HTML     47K 
                (Tables)                                                         
68: R36         Cash (Tables)                                       HTML     49K 
106: R37         Prepaid Expenses and Other Current Assets (Tables)  HTML     39K  
39: R38         Acquisitions and Divestitures (Tables)              HTML     47K 
28: R39         Fair Value Measurements (Tables)                    HTML    108K 
61: R40         Property and Equipment (Tables)                     HTML     45K 
20: R41         Intangible Assets and Goodwill (Tables)             HTML     61K 
80: R42         Assets Held for Sale (Tables)                       HTML     56K 
92: R43         Accrued Expenses and Other Current Liabilities      HTML     49K 
                (Tables)                                                         
60: R44         Noncontrolling Interests Subject to Put Provisions  HTML     55K 
                (Tables)                                                         
19: R45         Changes in Ownership Interest in Consolidated       HTML     48K 
                Subsidiaries (Tables)                                            
79: R46         Debt (Tables)                                       HTML     64K 
91: R47         Leases (Tables)                                     HTML    126K 
59: R48         Income Taxes (Tables)                               HTML    125K 
21: R49         Loss Per Share (Tables)                             HTML     52K 
37: R50         Stock-Based Compensation (Tables)                   HTML    101K 
49: R51         Selected Quarterly Financial Data (Unaudited)       HTML     78K 
                (Tables)                                                         
108: R52         Basis of Presentation and Organization (Details)    HTML     45K  
70: R53         Summary of Significant Accounting Policies          HTML    165K 
                (Details)                                                        
38: R54         Summary of Significant Accounting Policies          HTML     44K 
                Schedule of Revenue (Details)                                    
50: R55         Cash (Details)                                      HTML     41K 
109: R56         Prepaid Expenses and Other Current Assets           HTML     38K  
                (Details)                                                        
71: R57         Acquisitions and Divestitures - Acquisitions        HTML     65K 
                (Details)                                                        
35: R58         Acquisitions and Divestitures - Divestitures        HTML     77K 
                (Details)                                                        
51: R59         Fair Value Measurements - Narrative (Details)       HTML     37K 
93: R60         Fair Value Measurements - Schedule of fair value    HTML     86K 
                (Details)                                                        
85: R61         Fair Value Measurements - Fair value rollforward    HTML     40K 
                of tax receivable agreement liability (Details)                  
13: R62         Property and Equipment (Details)                    HTML     76K 
54: R63         Intangible Assets and Goodwill - Schedule of        HTML     56K 
                intangible assets (Details)                                      
96: R64         Intangible Assets and Goodwill - Estimated annual   HTML     47K 
                amortization expense (Details)                                   
88: R65         Intangible Assets and Goodwill - Changes in the     HTML     40K 
                value of goodwill (Details)                                      
17: R66         Assets Held for Sale - Narrative (Details)          HTML     80K 
58: R67         Assets Held for Sale - Schedule of assets and       HTML     75K 
                liabilities held for sale (Details)                              
98: R68         Accrued Expenses and Other Current Liabilities      HTML     54K 
                (Details)                                                        
83: R69         Variable Interest Entities (Details)                HTML     34K 
75: R70         Noncontrolling Interests Subject to Put Provisions  HTML     66K 
                (Details)                                                        
115: R71         Changes in Ownership Interest in Consolidated       HTML     48K  
                Subsidiaries (Details)                                           
48: R72         Debt - Schedule of long term-term debt (Details)    HTML     73K 
34: R73         Debt Debt - Scheduled maturities of long-term debt  HTML     51K 
                (Details)                                                        
72: R74         Debt - Narrative (Details)                          HTML    150K 
112: R75         Leases - Narrative (Details)                        HTML     59K  
45: R76         Lease Cost (Details)                                HTML     47K 
31: R77         Leases - Supplemental Cash Flow Related to Leases   HTML     44K 
                (Details)                                                        
77: R78         Leases - Supplemental Balance Sheet Related to      HTML     66K 
                Leases (Details)                                                 
111: R79         Leases - Future Minimum Lease Payments Under        HTML    106K  
                Noncancelable Leases - After ASU 2016-02 (Details)               
74: R80         Leases - Future Minimum Lease Payments Under        HTML    117K 
                Noncancelable Leases - Before ASU 2016-02                        
                (Details)                                                        
114: R81         Income Taxes - Provision (Benefit) for Income       HTML     52K  
                Taxes (Details)                                                  
47: R82         Income Taxes - Significant components of deferred   HTML     78K 
                tax assets and liabilities (Details)                             
33: R83         Income Taxes - Narrative (Details)                  HTML     60K 
73: R84         Income Taxes - Reconciliation of the federal        HTML     57K 
                statutory rate (Details)                                         
113: R85         Income Taxes - Gross amounts of unrecognized tax    HTML     38K  
                benefits (Details)                                               
46: R86         Loss Per Share (Details)                            HTML     56K 
32: R87         Stock-Based Compensation - Narrative (Details)      HTML    135K 
76: R88         Stock-Based Compensation - Equity Grants,           HTML     41K 
                Assumptions and Activity (Details)                               
110: R89         Stock-Based Compensation - Assumptions used for     HTML     51K  
                options granted (Details)                                        
94: R90         Stock-Based Compensation - Stock option activity    HTML     85K 
                (Details)                                                        
86: R91         Stock-Based Compensation - Restricted stock         HTML     56K 
                activity (Details)                                               
15: R92         Related Party Transactions (Details)                HTML    119K 
56: R93         Commitments and Contingencies (Details)             HTML     42K 
95: R94         Certain Legal Matters and Other Matters (Details)   HTML     64K 
87: R95         Employee Benefit Plan (Details)                     HTML     32K 
16: R96         Concentrations (Details)                            HTML     31K 
57: R97         Selected Quarterly Financial Data (Unaudited)       HTML     59K 
                (Details)                                                        
100: R98         Schedule Ii - Valuation and Qualifying Accounts     HTML     38K  
                (Details)                                                        
40: XML         IDEA XML File -- Filing Summary                      XML    212K 
81: XML         XBRL Instance -- ara1231201910-kxdocume_htm          XML   3.11M 
36: EXCEL       IDEA Workbook of Financial Reports                  XLSX    139K 
 9: EX-101.CAL  XBRL Calculations -- ara-20191231_cal                XML    460K 
10: EX-101.DEF  XBRL Definitions -- ara-20191231_def                 XML    867K 
11: EX-101.LAB  XBRL Labels -- ara-20191231_lab                      XML   2.79M 
12: EX-101.PRE  XBRL Presentations -- ara-20191231_pre               XML   1.58M 
 8: EX-101.SCH  XBRL Schema -- ara-20191231                          XSD    267K 
25: JSON        XBRL Instance as JSON Data -- MetaLinks              568±   868K 
78: ZIP         XBRL Zipped Folder -- 0001498068-20-000037-xbrl      Zip    678K 


‘EX-32.1’   —   Certification — §906 – SOA’02


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  Exhibit  


Exhibit 32.1
 
CERTIFICATION OF THE CHIEF EXECUTIVE OFFICER
PURSUANT TO 18 U.S.C. SECTION 1350
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
 
In connection with the Annual Report of American Renal Associates Holdings, Inc. (the “Company”) on Form 10-K for the year ended December 31, 2019 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Joseph A. Carlucci, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:

1.
The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
2.
The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

 
Chief Executive Officer
 
Date:  March 16, 2020
 
The foregoing certification is being furnished solely pursuant to 18 U.S.C. Section 1350 and is not being filed as part of the Report or as a separate disclosure document.
 




Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed on:3/16/208-K
For Period end:12/31/19
 List all Filings 


2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/15/20  American Renal Assocs Holdin… Inc DEFM14A    12/15/20    1:3.7M                                   Broadridge Fin’l So… Inc
11/24/20  American Renal Assocs Holdin… Inc PREM14A    11/24/20    1:3.7M                                   Broadridge Fin’l So… Inc
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Filing Submission 0001498068-20-000037   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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