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Rocky Mountain Chocolate Factory Inc – ‘15-12G’ on 3/2/15

On:  Monday, 3/2/15, at 4:45pm ET   ·   Effective:  3/2/15   ·   Accession #:  1437749-15-3831   ·   File #:  0-14749

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/02/15  Rocky Mountain Chocolate Fac… Inc 15-12G      3/02/15    1:22K                                    RDG Filings/FA

Certification of Termination of Registration of a Class of Securities   —   Form 15
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 15-12G      Certification of Termination of Registration of a   HTML     16K 
                          Class of Securities

This is an HTML Document rendered as filed.  [ Alternative Formats ]

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 FORM 15

 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION

UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

 

Commission file number: 000-14749

 

 

Rocky Mountain Chocolate Factory, Inc.

(Exact name of registrant as specified in its charter)

 

 265 Turner Drive

Durango, CO 81303

(949) 579-3000

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

Common Stock $0.03 par value per share

(including associated Preferred Share Purchase Rights)

(Title of each class of securities covered by this Form)

 

None

(Title of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains) 

 Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

 

       

 

Rule 12g-4(a)(1)

    

☒

   

 

Rule 12g-4(a)(2)

    

☐

   

 

Rule 12h-3(b)(1)(i)

    

☒

   

 

Rule 12h-3(b)(1)(ii)

    

☐

   

 

Rule 15d-6

    

☐

 

Approximate number of holders of record as of the certification or notice date: 1

 

 
 
 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, Rocky Mountain Chocolate Factory, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

 

 

Dated: March 2, 2015

 

ROCKY MOUNTAIN CHOCOLATE FACTORY, INC.

 

 

 

 

 

 

 

 

 

 

By:

/s/ Bryan J. Merryman

 

 

Name:

Bryan J. Merryman

 

 

Title:     

Chief Operating Officer, Chief Financial Officer and Treasurer

 

 

 

 

 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘15-12G’ Filing    Date    Other Filings
Filed on / Effective on:3/2/1525-NSE,  8-K12G3,  S-8 POS
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Filing Submission 0001437749-15-003831   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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