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Liqtech International Inc. – ‘8-K’ for 9/13/22

On:  Tuesday, 9/13/22, at 8:00am ET   ·   For:  9/13/22   ·   Accession #:  1437749-22-22252   ·   File #:  1-36210

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/13/22  Liqtech International Inc.        8-K:5,7,9   9/13/22   13:4.7M                                   RDG Filings/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     25K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     17K 
 3: EX-99.2     Miscellaneous Exhibit                               HTML     13K 
 8: R1          Document And Entity Information                     HTML     46K 
11: XML         IDEA XML File -- Filing Summary                      XML     12K 
 9: XML         XBRL Instance -- liqt20220912_8k_htm                 XML     13K 
10: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 5: EX-101.DEF  XBRL Definitions -- liqt-20220913_def                XML     37K 
 6: EX-101.LAB  XBRL Labels -- liqt-20220913_lab                     XML     48K 
 7: EX-101.PRE  XBRL Presentations -- liqt-20220913_pre              XML     36K 
 4: EX-101.SCH  XBRL Schema -- liqt-20220913                         XSD     15K 
12: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    19K 
13: ZIP         XBRL Zipped Folder -- 0001437749-22-022252-xbrl      Zip     19K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX:   C: 
 i false  i 0001307579 0001307579 2022-09-13 2022-09-13
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM  i 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported):  i September 13, 2022
 
 i LiqTech International, Inc.
(Exact name of registrant as specified in charter)
 
 i Nevada
 i 20-1431677
(State or other jurisdiction
of incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
 
 i Industriparken 22C,  i 2750  i Ballerup,
 i Denmark
(Address of principal executive offices)
 
+ i 45  i 3131 5941
(Registrant’s telephone number, including area code)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
 
Trading symbol(s)
 
Name of each exchange on which
registered
 i Common Stock, $0.001 par value
 
 i LIQT
 
The  i Nasdaq Stock Market LLC
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
 
Emerging growth company    i 
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the  Exchange Act.  ☐
 
 

 
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
 
On September 9, 2022, LiqTech International, Inc. (the “Company”) and Alexander J. Buehler, agreed to certain amendments of Mr. Buehler’s Interim CEO Agreement. As previously announced, Fei Chen has begun her role as Chief Executive Officer of the Company starting on September 12, 2022. Mr. Buehler has stepped down as Interim CEO effective upon Ms. Chen’s assumption of the role, and therefore his Interim CEO Agreement was to terminate. The Company and Mr. Buehler have agreed, however, that Mr. Buehler should stay on full time for a short period to assist with the transition and therefore his Interim CEO Agreement will now terminate on September 30, 2022.
 
Additionally, Mr. Buehler, who continues to serve on the board of directors of the Company, has agreed to provide additional CEO transition services from October 1, 2022 through November 11, 2022. As compensation for such services, the Company will issue Mr. Buehler $47,753 of restricted stock units of the Company.
 
Item 7.01 Regulation FD Disclosure.
 
LiqTech International, Inc. (the “Company”) has made available an Investor Presentation, which is attached to this Current Report on Form 8-K as Exhibit 99.1 and incorporated herein by reference.
 
On September 13, 2022, the Company also issued a press release regarding its stated annual guidance for fiscal 2022, which is attached to this Current Report on Form 8-K as Exhibit 99.2 and incorporated herein by reference.
 
The information contained in this Item 7.01 and in the accompanying Exhibits 99.1 and 99.2 hereto is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to liabilities under that Section and shall not be deemed to be incorporated by reference in any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing.
 
Item 9.01.  Financial Statements and Exhibits.
 
 
(d)
Exhibits
 
Exhibit
No.
 
Exhibit Title or Description
     
99.1
 
99.2
 
104
 
Cover Page Interactive Data File (embedded within the Inline XBRL document)
 
 
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.
 
LIQTECH INTERNATIONAL, INC.
 
 
 
Chief Financial Officer
 
 
 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
11/11/22None on these Dates
10/1/22
9/30/22
Filed on / For Period end:9/13/22
9/12/22
9/9/22
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Filing Submission 0001437749-22-022252   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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