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Union Pacific Corp. – ‘8-K’ for 9/9/22

On:  Friday, 9/9/22, at 4:15pm ET   ·   For:  9/9/22   ·   Accession #:  1437749-22-22126   ·   File #:  1-06075

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/09/22  Union Pacific Corp.               8-K:8,9     9/09/22   16:518K                                   RDG Filings/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     42K 
 2: EX-1.1      Underwriting Agreement or Conflict Minerals Report  HTML    184K 
 3: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     46K 
 4: EX-4.2      Instrument Defining the Rights of Security Holders  HTML     46K 
 5: EX-4.3      Instrument Defining the Rights of Security Holders  HTML     45K 
 6: EX-5.1      Opinion of Counsel re: Legality                     HTML     26K 
11: R1          Document And Entity Information                     HTML     47K 
14: XML         IDEA XML File -- Filing Summary                      XML     13K 
12: XML         XBRL Instance -- unp20220908_8k_htm                  XML     13K 
13: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 8: EX-101.DEF  XBRL Definitions -- unp-20220909_def                 XML     38K 
 9: EX-101.LAB  XBRL Labels -- unp-20220909_lab                      XML     48K 
10: EX-101.PRE  XBRL Presentations -- unp-20220909_pre               XML     37K 
 7: EX-101.SCH  XBRL Schema -- unp-20220909                          XSD     15K 
15: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    20K 
16: ZIP         XBRL Zipped Folder -- 0001437749-22-022126-xbrl      Zip     14K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX:   C: 
 i false  i 0000100885 0000100885 2022-09-09 2022-09-09
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 

 
FORM  i 8-K
 

 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported):  i September 9, 2022 (September 6, 2022)
 

 
 i UNION PACIFIC CORPORATION
(Exact name of registrant as specified in its charter)
 

 
 i Utah
 i 1-6075
 i 13-2626465
(State or other jurisdiction
(Commission
(IRS Employer
of Incorporation)
File Number)
Identification No.)
 
 i 1400 Douglas Street,  i Omaha,  i Nebraska
 i 68179
(Address of principal executive offices)
(Zip Code)
 
Registrant's telephone number, including area code: ( i 402)  i 544-5000
 
N/A
(Former name or former address, if changed since last report)
 

 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
 i 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each Class
Trading Symbol
Name of each exchange on which registered
 i Common Stock (Par Value $2.50 per share)
 i UNP
 i New York Stock Exchange
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company      i 
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
 ☐
 
 

 
Item 8.01 Other Events
 
On September 6, 2022, Union Pacific Corporation (the “Company”) entered into an Underwriting Agreement for the sale of $900,000,000 in aggregate principal amount of its 4.500% Notes due 2033 (the (“2033 Notes”); $600,000,000 in aggregate principal amount of its 4.950% Notes due 2052 (the “2052 Notes”); and $400,000,000 in aggregate principal amount of its 5.150% Notes due 2063 (the (“2063 Notes”, and together with the 2033 Notes, and the 2052 Notes, the “Notes”).  The Company registered the offering of the Notes under the Securities Act of 1933, as amended, pursuant to its shelf registration on Form S-3 (File No. 333-252947).  The Notes are issuable pursuant to an Indenture, dated as of April 1, 1999 (herein called the Indenture), between the Company and The Bank of New York Mellon Trust Company, N.A., as successor to The Bank of New York Mellon (formerly known as The Bank of New York), as successor to JPMorgan Chase Bank, N.A. (formerly The Chase Manhattan Bank), as Trustee.
 
Attached as Exhibit 1.1 is the Underwriting Agreement (including the Terms Agreement), dated September 6, 2022, between the Company and BofA Securities, Inc.; Barclays Capital Inc., U.S. Bancorp Investments, Inc. and Wells Fargo Securities, LLC, as representatives of the several underwriters named therein, pursuant to which the Company has agreed to sell, and the underwriters have agreed to purchase, subject to the terms and conditions contained therein, the Notes.  Also attached as Exhibit 5.1 is an opinion of John A. Menicucci, Jr., Assistant Secretary of the Company, regarding certain aspects of the legality of the Notes.
 
Item 9.01 Financial Statements and Exhibits.
 
  (d)  
Exhibits.
 
         
      1.1. Underwriting Agreement (including Terms Agreement) dated September 6, 2022 between the Company and BofA Securities, Inc.; Barclays Capital Inc., U.S. Bancorp Investments, Inc. and Wells Fargo Securities, LLC, as representatives of the several underwriters named therein.
         
      4.1. Form of 4.500% Note due 2033.
         
      4.2. Form of 4.950% Note due 2052.
         
      4.3. Form of 5.150% Note due 2063.
         
      5.1. Opinion of John A. Menicucci, Jr., Assistant Secretary to the Company regarding certain aspects of the legality of the Notes.
         
      23.1. Consent of John A. Menicucci, Jr. (included as part of Exhibit 5.1).
         
      104 Cover Page Interactive Data File (embedded within the Inline XBRL document).
 
 

 
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Dated: September 9, 2022
 
 
UNION PACIFIC CORPORATION
     
     
 
By:
   
   
 Executive Vice President, Chief Legal Officer,
    and Corporate Secretary
 
 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:9/9/22
9/6/22424B2,  FWP
4/1/99
 List all Filings 


2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/10/23  Union Pacific Corp.               10-K       12/31/22  119:13M                                    RDG Filings/FA
10/20/22  Union Pacific Corp.               10-Q        9/30/22   82:7.2M                                   RDG Filings/FA
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