SEC Info - Satterthwaite Tony - ‘4’ for 8/25/22 re: Cummins Inc.

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Satterthwaite Tony

(Last)

(First)

(Middle)

500 JACKSON STREET

(Street)

COLUMBUS

47201

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
CUMMINS INC [ CMI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Vice Chairman

3. Date of Earliest Transaction (Month/Day/Year)
8/25/22

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common	8/17/22		G	V	1,798	D	$0.0000	63,626	D
Common	8/26/22		M		516	A	$111.84	64,142	D
Common	8/26/22		S		516	D	$230.0503	63,626	D
Common	8/26/22		S		4,350	D	$230.19	59,276	D
Common	8/25/22		I ⁽¹⁾		854.3562 ⁽¹⁾	D	$228.97 ⁽¹⁾	2,252.9938 ⁽²⁾	I	By 401(k) Plan ⁽³⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Stock Option (Right-to-Buy)	$111.84	8/26/22		M			516	4/2/15	4/2/23	Common	516	$0.0000	11,404	D
Stock Option (Right-to-Buy)	$109.09							4/4/19	4/4/26	Common	24,250		24,250	D
Stock Option (Right-to-Buy)	$136.82							4/2/18	4/2/25	Common	11,170		11,170	D
Stock Option (Right-to-Buy)	$142.12							4/6/23	4/6/30	Common	24,510		24,510	D
Stock Option (Right-to-Buy)	$149.34							4/2/17	4/2/24	Common	8,910		8,910	D
Stock Option (Right-to-Buy)	$149.72							4/3/20	4/3/27	Common	15,630		15,630	D
Stock Option (Right-to-Buy)	$160.1							4/3/21	4/3/28	Common	10,860		10,860	D
Stock Option (Right-to-Buy)	$163.43							4/4/22	4/4/29	Common	15,420		15,420	D
Stock Option (Right-to-Buy)	$166.18							10/16/22	10/16/29	Common	9,250		9,250	D

Explanation of Responses:

(1) The reporting person made an intra-plan transfer of $195,621.93 out of the Cummins Stock Fund under the Company's 401(k) plan, with the number of shares equal to such amount divided by $228.97, which was the closing price on the date of the transaction. Because the Stock Fund is a unitized account, the actual number of shares and share price is not known.

(2) Includes 95.28 shares acquired under the 401(k) plan since the reporting person's last Form 4.

(3) The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.

	/s/ Sharon Barner, Attorney-in-Fact	8/30/22
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

____________ Transaction Codes:
G	Bona fide gift.
I	Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of Issuer securities.
M	Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
S	Open market or private sale of non-derivative or derivative security.

Satterthwaite Tony – ‘4’ for 8/25/22 re: Cummins Inc.

On: Tuesday, 8/30/22, at 4:46pm ET · For: 8/25/22 · As: Officer · Accession #: 1225208-22-9851 · File #: 1-04949

Previous ‘4’: ‘4’ on 3/3/22 for 3/1/22 · Next: ‘4’ on 11/10/22 for 11/8/22 · Latest: ‘4’ on 3/19/24 for 3/18/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34

Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Satterthwaite Tony – ‘4’ for 8/25/22 re: Cummins Inc.

On: Tuesday, 8/30/22, at 4:46pm ET · For: 8/25/22 · As: Officer · Accession #: 1225208-22-9851 · File #: 1-04949

Previous ‘4’: ‘4’ on 3/3/22 for 3/1/22 · Next: ‘4’ on 11/10/22 for 11/8/22 · Latest: ‘4’ on 3/19/24 for 3/18/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34

Filing Table of Contents