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Frontier Funds, et al. – ‘8-K’ for 1/4/21

On:  Tuesday, 1/12/21, at 4:22pm ET   ·   For:  1/4/21   ·   Accession #:  1213900-21-1699   ·   File #s:  0-51274, 0-52462

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/12/21  Frontier Funds                    8-K:8       1/04/21    1:27K                                    EdgarAgents LLC/FA
          Frontier Long/Short Commodity Fund

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     18K 


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C.  20549

 

 

FORM 8-K

 

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported): January 12, 2021 (January 4, 2021)

 

Frontier FundS

FRONTIER LONG SHORT COMMODITY FUND

(Exact Name of Registrant as Specified in Charter)

 

 

Delaware

 

000-51274

 

 

36-6815533

(State or Other Jurisdiction

of Incorporation)

 

(Commission File Number)

  (IRS Employer Identification No.)

c/o Frontier Fund Management, LLC

25568 Genesee Trail Road

Golden, Colorado 80401

(Address of Principal Executive Offices)

 

(303) 454-5500

(Registrant's telephone number, including area code)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o Written communications pursuant to Rule 425 under the Securities Act.

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act.

o Pre-commencement communications pursuant to Rule 14d-2b under the Exchange Act.

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act.

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company   ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class  

Trading

Symbol(s)

 

Name of each exchange on

which registered

         

 C: 

 C: 

 

 

Item 8.01. Other Events.

 

Effective January 4, 2021, Frontier Fund Management, the managing owner of the Registrant added Volt Capital Management AB (“Volt”) as a major commodity trading advisor for Frontier Long Short Commodity Fund. Volt is accessed through the Galaxy Plus Managed Account platform.

The current commodity trading advisors, including those advising commodity pools on the Galaxy Plus Managed Account platform and/or reference programs for the Frontier Long Short Commodity Fund are:

·Rosetta Capital Management, LLC

·Volt Capital Management AB

·Welton Investment Partners, LLC

 

As a result of the addition of Volt, the managing owner has made the following allocation adjustments to Frontier Long Short Commodity Fund.

As of January 4, 2021, the allocation of the assets of the Frontier Long Short Commodity Fund between the trading advisors was as follows (however, the actual allocation among trading advisors for the Frontier Long Short Commodity Fund will vary based on the relative trading performance of the trading advisors and/or reference programs, and the managing owner may otherwise vary such percentages from time to time in its sole discretion):

 

Advisor 

Allocation as of January 4, 2021

(expressed as a percentage of aggregate notional exposure to commodity trading programs)

 
Rosetta Capital Management, LLC (accessed via Galaxy Plus Fund – LRR Feeder Fund (522) LLC)   64%
Volt Capital Management AB (accessed via Galaxy Plus Fund – Volt Diversified Alpha Feeder Fund (550) LLC)   15%
Welton Investment Partners, LLC (accessed via Galaxy Plus Fund – Welton GDP Feeder Fund (538) LLC)   21%

 

 

 

 C: 

1

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

         
    Frontier Funds
    (Registrant)
     
     
     
Date:  January 12, 2021   By:  

/s/ Patrick F. Hart III

        Patrick F. Hart III
        President and Chief Executive Officer of Frontier Fund Management, LLC, the Managing Owner

 

 C: 

2

 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

         
    Frontier Long Short Commodity Fund,
    a Series of Frontier Funds
    (Registrant)
     
Date:  January 12, 2021   By:  

/s/ Patrick F. Hart III

        Patrick F. Hart III
       

President and Chief Executive Officer of Frontier Fund Management, LLC, the Managing Owner of Frontier Long Short Commodity Fund, a Series of Frontier Funds

 

 

 

 C: 

3

 


Dates Referenced Herein

This ‘8-K’ Filing    Date    Other Filings
Filed on:1/12/21None on these Dates
For Period end:1/4/21
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