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SG Blocks, Inc. – ‘8-K’ for 11/18/22

On:  Tuesday, 11/22/22, at 4:02pm ET   ·   For:  11/18/22   ·   Accession #:  1213900-22-74575   ·   File #:  1-38037

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/22/22  SG Blocks, Inc.                   8-K:5      11/18/22   11:227K                                   EdgarAgents LLC/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     30K 
 6: R1          Cover                                               HTML     52K 
 9: XML         IDEA XML File -- Filing Summary                      XML     12K 
 7: XML         XBRL Instance -- ea169067-8k_sgblocks_htm            XML     19K 
 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 3: EX-101.DEF  XBRL Definitions -- sgbx-20221118_def                XML     72K 
 4: EX-101.LAB  XBRL Labels -- sgbx-20221118_lab                     XML    101K 
 5: EX-101.PRE  XBRL Presentations -- sgbx-20221118_pre              XML     69K 
 2: EX-101.SCH  XBRL Schema -- sgbx-20221118                         XSD     13K 
10: JSON        XBRL Instance as JSON Data -- MetaLinks               27±    35K 
11: ZIP         XBRL Zipped Folder -- 0001213900-22-074575-xbrl      Zip     18K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM  i 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported):  i November 18, 2022

  

 i SG BLOCKS, INC.

(Exact Name of Registrant as Specified in its Charter)

 

 i Delaware    i 001-38037    i 95-4463937
(State or Other Jurisdiction
of Incorporation)
  (Commission File Number)   (I.R.S. Employer
Identification Number)

 

  i  i 5011 Gate Parkway / 

 i  i Building 100 / ,  i  i Suite 100 / 

 i  i Jacksonville / ,  i  i FL /   i  i 32256 / 

(Address of Principal Executive Offices, Zip Code)

 

 

(Former name or former address, if changed since last report.)

 

Registrant’s telephone number, including area code:  i 646- i 240-4235

  

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

  

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class   Trading Symbol(s)   Name of Each Exchange on Which Registered
 i Common Stock, par value $0.01    i SGBX   The  i Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  i 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 C: 

 

 

 

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

RSU Grants

 

On November 18, 2021, the Compensation Committee (the “Committee”) of the Board of Directors of SG Blocks, Inc. (the “Company”) granted an award of 250,000 restricted stock units (RSUs) under the Company’s Stock Incentive Plan, as amended (the “Plan”) to Paul Galvin, the Company’s Chairman, Chief Executive Officer and Interim Chief Financial Officer, vesting quarterly over two years. In addition, the Committee granted to each of Yaniv Blumenfeld, Christopher Melton, Joseph Safina and David Villarreal, the Company’s non-executive directors, 20,000 RSUs under the Plan, vesting quarterly over two years.

 

 C: 

 C: 1

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

SG BLOCKS, INC.

     
Dated: November 22, 2022  By: /s/ Paul Galvin
    Name:  Paul Galvin
    Title: Chairman and Chief Executive Officer

 

 

2

 

 

 C: 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:11/22/224
For Period end:11/18/224
11/18/21CORRESP,  S-1/A,  UPLOAD
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