SEC Info - TOP Financial Group Ltd. - ‘6-K’ for 10/31/22

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TOP Financial Group Ltd. – ‘6-K’ for 10/31/22

On: Monday, 10/31/22, at 4:30pm ET · For: 10/31/22 · Accession #: 1213900-22-67698 · File #: 1-41407

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/31/22  TOP Financial Group Ltd.          6-K        10/31/22    2:35K                                    EdgarAgents LLC/FA

Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K — SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 6-K         Current, Quarterly or Annual Report by a Foreign    HTML     16K 
                Issuer                                                           
 2: EX-99.1     Press Release - Top Financial Group Limited         HTML     19K 
                Announces 63% and 178% Year-Over-Year Growths in                 
                Revenue and Net Profit, Dated October 31, 2022

‘6-K’ — Current, Quarterly or Annual Report by a Foreign Issuer

This is an HTML Document rendered as filed. [ Alternative Formats ]

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form 6-K

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of October 2022

Commission File Number: 001-41407

TOP FINANCIAL GROUP LIMITED

(Translation of registrant’s name into English)

118 Connaught Road West

Room 1101

Hong Kong

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F ☒ Form 40-F ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐

Attached as Exhibit 99.1 is the registrant’s press release of October 31, 2022, entitled, “TOP Financial Group Limited Announces 63% and 178% Year-Over-Year Growths in Revenue and Net Profit.”

Exhibit Index

Exhibit No.		Description
99.1		Press Release – TOP Financial Group Limited Announces 63% and 178% Year-Over-Year Growths in Revenue and Net Profit, dated October 31, 2022

C: 1

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: October 31, 2022	TOP FINANCIAL GROUP LIMITED

	By:	/s/ Ka Fai Yuen
	Name:	Ka Fai Yuen
	Title:	Chief Executive Officer

Dates Referenced Herein

This ‘6-K’ Filing	Date	Other Filings

Filed on / For Period end:	10/31/22	None on these Dates
		List all Filings

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Filing Submission 0001213900-22-067698 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)