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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 9/30/22 Siebert Financial Corp. 8-K:8 9/26/22 10:139K EdgarAgents LLC/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 28K 5: R1 Cover HTML 47K 8: XML IDEA XML File -- Filing Summary XML 11K 6: XML XBRL Instance -- sieb8krfd_htm XML 15K 7: EXCEL IDEA Workbook of Financial Reports XLSX 8K 3: EX-101.LAB XBRL Labels -- sieb-20220926_lab XML 45K 4: EX-101.PRE XBRL Presentations -- sieb-20220926_pre XML 33K 2: EX-101.SCH XBRL Schema -- sieb-20220926 XSD 15K 9: JSON XBRL Instance as JSON Data -- MetaLinks 12± 17K 10: ZIP XBRL Zipped Folder -- 0001213900-22-060709-xbrl Zip 11K
Siebert Financial Corp |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM i 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): i September 26, 2022
i Siebert Financial Corp.
(Exact name of registrant as specified in its charter)
i New York |
i 0-5703 |
i 11-1796714 |
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification Number) |
i 10017 | ||||
(Address of principal executive offices) |
(Zip Code) |
Registrant’s telephone number, including area code: ( i 212) i 644-2400 |
|
(Former name or former address, if changed since last report.) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
i ☐ Written communications pursuant to Rule 425 under the Securities Act
i ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act
i ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
i ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered |
i Common Stock - $0.01 par value |
i SIEB |
The i Nasdaq Capital Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company i ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01 Other Events
Siebert Financial Corp. (the “Company”) is party to an agreement with a technology provider for technology development related to the Company’s online retail platforms with a term lapsing in the first quarter of 2023. On September 26, 2022, the Company and the technology provider mutually agreed to terminate the services being provided thereunder approximately six months early. Following September 26, 2022, neither the Company nor the vendor will have further obligations under the original agreement. The vendor will also return 193,906 shares of the Company’s common stock previously issued to the vendor and make a payment of $950,000 to the Company.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Dated: September 30, 2022 |
SIEBERT FINANCIAL CORP. | |||
| ||||
| ||||
By |
/s/ Andrew H. Reich | |||
| ||||
Executive Vice President, Chief Operating | ||||
Officer, Chief Financial Officer, Secretary | ||||
and Director (Principal executive, financial | ||||
and accounting officer) |
This ‘8-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 9/30/22 | None on these Dates | ||
For Period end: | 9/26/22 | |||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/29/22 Siebert Financial Corp. S-8 12/29/22 4:104K EdgarAgents LLC/FA |