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Macomber Todd – ‘4’ for 5/11/21 re: Radiant Logistics, Inc.

On:  Thursday, 5/13/21, at 7:18pm ET   ·   For:  5/11/21   ·   Accession #:  1209191-21-32459   ·   File #:  1-35392

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/13/21  Macomber Todd                     4                      1:40K  Radiant Logistics, Inc.           DONNELLEY FIN… File16/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Form 4 Submission -- doc4.xml/3.6                   HTML      3K 




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Form 4 Submission
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Macomber Todd

(Last)(First)(Middle)
405 114TH AVENUE SE

(Street)
BELLEVUEWA98004

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
RADIANT LOGISTICS, INC [ RLGT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
XOfficer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
5/11/21
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock 5/11/21 5/11/21M 741A$2.3273,175D
Common Stock 5/11/21 5/11/21F 343D$7.91272,832D
Common Stock 5/11/21 5/11/21M 625A$2.36273,457D
Common Stock 5/11/21 5/11/21F 293D$7.91273,164D
Common Stock 5/11/21 5/11/21M 579A$2.4273,743D
Common Stock 5/11/21 5/11/21F 274D$7.91273,469D
Common Stock 5/11/21 5/11/21M 709A$2.3274,178D
Common Stock 5/11/21 5/11/21F 329D$7.91273,849D
Common Stock 5/11/21 5/11/21M 1,495A$2275,344D
Common Stock 5/11/21 5/11/21F 650D$7.91274,694D
Common Stock 5/11/21 5/11/21M 2,466A$1.75277,160D
Common Stock 5/11/21 5/11/21F 1,013D$7.91276,147D
Common Stock 5/11/21 5/11/21M 2,930A$1.53279,077D
Common Stock 5/11/21 5/11/21F 1,142D$7.91277,935D
Common Stock 5/11/21 5/11/21M 1,802A$1.79279,737D
Common Stock 5/11/21 5/11/21F 747D$7.91278,990D
Common Stock 5/11/21 5/11/21M 2,661A$1.95281,651D
Common Stock 5/11/21 5/11/21F 1,144D$7.91280,507D
Common Stock 5/11/21 5/11/21M 2,834A$2.2283,341D
Common Stock 5/11/21 5/11/21F 1,287D$7.91282,054D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$2.3 5/11/21 5/11/21M 741 (1) 6/6/21Common Stock741$2.30D
Stock Option (Right to Buy)$2.36 5/11/21 5/11/21M 625 (2) 10/30/21Common Stock625$2.360D
Stock Option (Right to Buy)$2.4 5/11/21 5/11/21M 579 (3) 12/21/21Common Stock579$2.40D
Stock Option (Right to Buy)$2.3 5/11/21 5/11/21M 709 (4) 3/15/22Common Stock709$2.30D
Stock Option (Right to Buy)$2 5/11/21 5/11/21M 1,495 (5) 5/15/22Common Stock1,495$20D
Stock Option (Right to Buy)$1.75 5/11/21 5/11/21M 2,466 (6) 9/24/22Common Stock2,466$1.750D
Stock Option (Right to Buy)$1.53 5/11/21 5/11/21M 2,930 (7) 11/11/22Common Stock2,930$1.530D
Stock Option (Right to Buy)$1.79 5/11/21 5/11/21M 1,802 (8) 2/10/23Common Stock1,802$1.790D
Stock Option (Right to Buy)$1.95 5/11/21 5/11/21M 2,661 (9) 5/12/23Common Stock2,661$1.950D
Stock Option (Right to Buy)$2.2 5/11/21 5/11/21M 2,834 (10) 9/26/23Common Stock2,834$2.20D
Explanation of Responses:
(1)  The options had vested in five equal annual installments commencing on the date of grant. The first installment became exercisable on June 7, 2012 and the award was fully exercisable on June 7, 2016.
(2)  The options had vested in five equal annual installments commencing on the date of grant. The first installment became exercisable on October 31, 2012 and the award was fully exercisable on October 31, 2016.
(3)  The options had vested in five equal annual installments commencing on the date of grant. The first installment became exercisable on December 22, 2012 and the award was fully exercisable on December 22, 2016.
(4)  The options had vested in five equal annual installments commencing on the date of grant. The first installment became exercisable on March 16, 2013 and the award was fully exercisable on March 16, 2017.
(5)  The options had vested in five equal annual installments commencing on the date of grant. The first installment became exercisable on May 15, 2013 and the award was fully exercisable on May 15, 2017.
(6)  The options had vested in five equal annual installments commencing on the date of grant. The first installment became exercisable on September 25, 2013 and the award was fully exercisable on September 25, 2017.
(7)  The options had vested in five equal annual installments commencing on the date of grant. The first installment became exercisable on November 12, 2013 and the award was fully exercisable on November 12, 2017.
(8)  The options had vested in five equal annual installments commencing on the date of grant. The first installment became exercisable on February 11, 2014 and the award was fully exercisable on February 11, 2018.
(9)  The options had vested in five equal annual installments commencing on the date of grant. The first installment became exercisable on May 13, 2014 and the award was fully exercisable on May 13, 2018.
(10)  The options had vested in five equal annual installments commencing on the date of grant. The first installment became exercisable on September 27, 2014 and the award was fully exercisable on September 27, 2018.
Remarks:
Todd Macomber 5/13/21
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Codes:
    F    Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
    M    Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.

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