SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Green Equity Investors Side CF, L.P., et al. – ‘3’ for 4/16/21 re: JOANN Inc.

On:  Wednesday, 4/21/21, at 8:06pm ET   ·   For:  4/16/21   ·   Accession #:  1209191-21-27880   ·   File #:  1-40204

Previous ‘3’:  None   ·   Next & Latest:  ‘3’ on 4/21/21 for 4/16/21

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/21/21  Green Equity Investors Side CF LP 3                      2:15K  JOANN Inc.                        DONNELLEY FIN… File16/FA
          Green Equity Investors CF, L.P.
          GEI Capital CF, LLC
          LGP Associates CF, LLC

Initial Statement of Beneficial Ownership of Securities by an Insider   —   Form 3   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 3           Form 3 Submission -- doc3.xml/2.6                   HTML      3K 
 2: EX-24       EX-24 Document                                      HTML      7K 


‘3’   —   Form 3 Submission — doc3.xml/2.6




        

This ‘3’ Document is an XML Data File that may be rendered in various formats:

  Form 3    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Form 3 Submission
 
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Green Equity Investors CF, L.P.

(Last)(First)(Middle)
11111 SANTA MONICA BLVD.
SUITE 2000

(Street)
LOS ANGELESCA90025

(City)(State)(Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
4/16/21
3. Issuer Name and Ticker or Trading Symbol
JOANN Inc. [ JOAN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock19,903,749 (1) (2)D (3) (4) (5)
Common Stock7,826,629 (1) (6)D (3) (4) (5)
Common Stock96,979 (1) (7)D (3) (4) (5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
Green Equity Investors CF, L.P.

(Last)(First)(Middle)
11111 SANTA MONICA BLVD.
SUITE 2000

(Street)
LOS ANGELESCA90025

(City)(State)(Zip)
1. Name and Address of Reporting Person*
Green Equity Investors Side CF, L.P.

(Last)(First)(Middle)
11111 SANTA MONICA BLVD.
SUITE 2000

(Street)
LOS ANGELESCA90025

(City)(State)(Zip)
1. Name and Address of Reporting Person*
LGP Associates CF, LLC

(Last)(First)(Middle)
11111 SANTA MONICA BLVD.
SUITE 2000

(Street)
LOS ANGELESCA90025

(City)(State)(Zip)
1. Name and Address of Reporting Person*
GEI Capital CF, LLC

(Last)(First)(Middle)
11111 SANTA MONICA BLVD.
SUITE 2000

(Street)
LOS ANGELESCA90025

(City)(State)(Zip)
Explanation of Responses:
(1)  On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and Needle Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds.
(2)  Represents shares of Common Stock of the Issuer owned by Main CF.
(3)  GEI Capital CF, LLC ("Capital") is the general partner of Main CF and Side CF. Leonard Green & Partners, L.P. ("LGP") is the management company of Main CF and Side CF, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot Coinvest Manager LLC ("Peridot") is the manager of Associates CF.
(4)  Each of Main CF, Side CF, Associates CF, Capital, LGP, LGPM, and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by Main CF, Side CF, and Associates CF and, therefore, a "ten percent holder" hereunder.
(5)  Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.
(6)  Represents shares of Common Stock owned by Side CF.
(7)  Represents shares of Common Stock owned by Associates CF.
Remarks:
Messrs. Jonathan Sokoloff and John Yoon are members of the board of directors of the Issuer, and each is a partner of LGP, which is an affiliate of the other reporting persons (the "LGP Entities"). Accordingly, Messrs. Sokoloff and Yoon may be determined to represent the interests of the LGP Entities on the board of directors of the Issuer, and accordingly, the LGP Entities may be deemed to be a director for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.
/s/ Andrew C. Goldberg, Attorney-in-fact 4/21/21
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Top
Filing Submission 0001209191-21-027880   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., Mar. 28, 10:32:11.1pm ET