SEC Info - Reijn Barend - ‘4’ for 6/11/21 re: SunOpta Inc.

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Reijn Barend

(Last)

(First)

(Middle)

100 ENTERPRISE WAY

SUITE B 101

(Street)

SCOTTS VALLEY

95066

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
SunOpta Inc. [ STKL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
General Manager of CPG Fruit

3. Date of Earliest Transaction (Month/Day/Year)
6/11/21

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Shares	6/11/21		M		800	A	$7.36	65,489	D
Common Shares	6/11/21		M		4,000	A	$11.3	69,489	D
Common Shares	6/11/21		M		5,000	A	$10.08	74,489	D
Common Shares	6/11/21		M		3,333	A	$3.27	77,822	D
Common Shares	6/11/21		M		9,465	A	$9.5	87,287	D
Common Shares	6/11/21		M		2,586	A	$9.5	89,873	D
Common Shares	6/11/21		S		17,532	D ⁽¹⁾	$13.2146 ⁽²⁾	72,341	D
Common Shares	6/14/21		S		15,000	D	$13.1015 ⁽³⁾	57,341	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Stock Option (Right to Buy)	$7.36	6/11/21		M			800	5/7/18	5/7/23	Common Shares	800	$0.00	0	D
Stock Option (Right to Buy)	$11.3	6/11/21		M			4,000	⁽⁴⁾	5/13/24	Common Shares	4,000	$0.00	0	D
Stock Option (Right to Buy)	$10.08	6/11/21		M			5,000	⁽⁵⁾	5/12/25	Common Shares	5,000	$0.00	0	D
Stock Option (Right to Buy)	$3.27	6/11/21		M			3,333	5/24/19	5/24/26	Common Shares	3,333	$0.00	0	D
Stock Option (Right to Buy)	$9.5	6/11/21		M			9,465	5/24/20	5/24/27	Common Shares	9,465	$0.00	0	D
Stock Option (Right to Buy)	$9.5	6/11/21		M			2,586	5/24/20	5/24/27	Common Shares	2,586	$0.00	0	D

Explanation of Responses:

(1) The reporting person elected to exercise his stock options and use the disposition of shares to pay for his right to buy the options.

(2) The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $13.16 to $14.1599, inclusive. The reporting person undertakes to provide to SunOpta Inc., any security holder of SunOpta Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

(3) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.10 to $13.115, inclusive. The reporting person undertakes to provide to SunOpta Inc., any security holder of SunOpta Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

(4) The option representing a right to purchase a total of 4,000 shares, became exercisable in five equal annual installments beginning on May 13, 2015, which was the first anniversary of the date on which the option was granted.

(5) The option representing a right to purchase a total of 5,000 shares, became exercisable in five equal annual installments beginning on May 12, 2016, which was the first anniversary of the date on which the option was granted.

Remarks:

	/s/ Jill Barnett, attorney-in-fact	6/15/21
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

____________ Transaction Codes:
M	Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
S	Open market or private sale of non-derivative or derivative security.

Reijn Barend – ‘4’ for 6/11/21 re: SunOpta Inc.

On: Tuesday, 6/15/21, at 9:59pm ET · For: 6/11/21 · Accession #: 1209191-21-40803 · File #: 1-34198

Previous ‘4’: ‘4’ on 5/20/21 for 5/17/21 · Next: ‘4’ on 7/13/21 for 7/10/21 · Latest: ‘4’ on 7/12/23 for 7/10/23

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Reijn Barend – ‘4’ for 6/11/21 re: SunOpta Inc.

On: Tuesday, 6/15/21, at 9:59pm ET · For: 6/11/21 · Accession #: 1209191-21-40803 · File #: 1-34198

Previous ‘4’: ‘4’ on 5/20/21 for 5/17/21 · Next: ‘4’ on 7/13/21 for 7/10/21 · Latest: ‘4’ on 7/12/23 for 7/10/23

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents