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Satterfield Thomas A Jr. – ‘4’ for 8/2/22 re: Ark Restaurants Corp.

On:  Thursday, 8/4/22, at 4:38pm ET   ·   For:  8/2/22   ·   As:  10% Owner   ·   Accession #:  1209191-22-44431   ·   File #:  1-09453

Previous ‘4’:  ‘4’ on 7/11/22 for 7/7/22   ·   Next:  ‘4’ on 12/22/22 for 12/20/22   ·   Latest:  ‘4’ on 8/21/23 for 8/17/23

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/04/22  Satterfield Thomas A Jr.          4          10% Owner   1:14K  Ark Restaurants Corp.             DONNELLEY FIN… File16/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Form 4 Submission -- doc4.xml/3.6                   HTML     14K 




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Form 4 Submission
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
SATTERFIELD THOMAS A JR

(Last)(First)(Middle)
15 COLLEY COVE DRIVE

(Street)
GULF BREEZEFL32561

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
ARK RESTAURANTS CORP [ ARKR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
8/2/22
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock 8/2/22A 1,500A$20.4945,000D (1)
Common Stock 8/2/22A 1,500A$20.3844,000IBy Tomsat Investment & Trading Co., Inc.
Common Stock 8/2/22A 3,021A$20.51140,021IBy A.G. Family L.P. (2)
Common Stock 8/2/22A 8,930A$19.99170,000IBy Caldwell Mill Opportunity Fund
Common Stock 8/3/22A 1,500A$20.9446,500D (1)
Common Stock 8/3/22A 6,000A$20.9550,000IBy Tomsat Investment & Trading Co., Inc.
Common Stock 8/3/22A 4,979A$20.91145,000IBy A.G. Family L.P. (2)
Common Stock 8/3/22A 10,000A$21.01180,000IBy Caldwell Mill Opportunity Fund
Common Stock 1,000IBy spouse
Common Stock 102,950IBy family members and related entities (3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
(1)  Includes 7,500 shares held jointly with the reporting person's spouse.
(2)  The reporting person controls the general partner of the partnership that owns the reported securities.
(3)  The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: the reporting person's father (22,500 shares); the reporting person's brother (11,000 shares); the reporting person's sister (25,000 shares); the reporting person's brother-in-law (8,000 shares); Rita Phifer (10,000 shares); the reporting person's second brother-in-law (4,000 shares); the reporting person's nephew (2,000 shares); a trust for the reporting person's granddaughter (1,450 shares); a trust for the reporting person's second granddaughter (500 shares); the reporting person's step-sister (2,500 shares); the reporting person's second step-sister (2,000 shares); the reporting person's third step-sister and spouse (7,000 shares); the reporting person's fourth step-sister and spouse (4,000 shares); and the reporting person's fifth step-sister and spouse (3,000 shares).
Remarks:
/s/ Thomas A. Satterfield, Jr. 8/4/22
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    A    Grant, award or other acquisition pursuant to Rule 16b-3(d).

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