SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Agenus Inc. – ‘8-K’ for 4/5/21

On:  Tuesday, 4/6/21, at 4:02pm ET   ·   For:  4/5/21   ·   Accession #:  1193125-21-107558   ·   File #:  0-29089

Previous ‘8-K’:  ‘8-K’ on / for 3/15/21   ·   Next:  ‘8-K’ on / for 5/6/21   ·   Latest:  ‘8-K’ on 4/5/24 for 4/3/24   ·   1 Reference:  By:  Agenus Inc. – ‘S-3ASR’ on 11/12/21

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/06/21  Agenus Inc.                       8-K:5       4/05/21   10:134K                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     22K 
 6: R1          Document and Entity Information                     HTML     46K 
 8: XML         IDEA XML File -- Filing Summary                      XML     11K 
 5: XML         XBRL Instance -- d17277d8k_htm                       XML     13K 
 7: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 3: EX-101.LAB  XBRL Labels -- agen-20210405_lab                     XML     53K 
 4: EX-101.PRE  XBRL Presentations -- agen-20210405_pre              XML     33K 
 2: EX-101.SCH  XBRL Schema -- agen-20210405                         XSD     12K 
 9: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    18K 
10: ZIP         XBRL Zipped Folder -- 0001193125-21-107558-xbrl      Zip      8K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX: 
  8-K  
 i AGENUS INC  i NASDAQ  i false  i 0001098972 0001098972 2021-04-05 2021-04-05

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM  i 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  i April 5, 2021

 

 

AGENUS INC.

(Exact name of registrant as specified in its charter)

 

 

 

 i Delaware    i 000-29089    i 06-1562417

(State or other jurisdiction of

incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

 

 i 3 Forbes Road

 i Lexington,  i MA  i 02421

(Address of principal executive offices, including zip code)

 i (781)  i 674-4400

(Registrant’s telephone number, including area code)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 i 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 i 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 i 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered or to be registered pursuant to Section 12(b) of the Act.

 

Title of each class

  

Trading

symbol(s)

  

Name of each exchange

on which registered

 i Common stock, par value $0.01     i AGEN    The Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company   i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On April 5, 2021, Evan D. Kearns, Vice President and General Counsel of Agenus Inc. (“Agenus”), informed Agenus that he is stepping down from his role and resigning effective as of April 30, 2021; his responsibilities as General Counsel will be assumed by Agenus’s Chief Legal Officer Adam Krauss.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: April 6, 2021     Agenus Inc.
    By:  

/s/ Adam Krauss

      Adam Krauss
      Chief Legal Officer

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
4/30/21DEF 14A
Filed on:4/6/21
For Period end:4/5/214
 List all Filings 


1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/12/21  Agenus Inc.                       S-3ASR     11/12/21    3:233K                                   Donnelley … Solutions/FA
Top
Filing Submission 0001193125-21-107558   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., Apr. 18, 11:48:44.1pm ET