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Nasdaq, Inc. – ‘8-K’ for 11/8/22

On:  Tuesday, 11/8/22, at 7:11am ET   ·   For:  11/8/22   ·   Accession #:  1193125-22-279657   ·   File #:  1-38855

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/08/22  Nasdaq, Inc.                      8-K:7,9    11/08/22   12:5.7M                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     33K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML      8K 
 7: R1          Document and Entity Information                     HTML     55K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
 8: XML         XBRL Instance -- d485694d8k_htm                      XML     23K 
 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 4: EX-101.DEF  XBRL Definitions -- ndaq-20221108_def                XML     42K 
 5: EX-101.LAB  XBRL Labels -- ndaq-20221108_lab                     XML     70K 
 6: EX-101.PRE  XBRL Presentations -- ndaq-20221108_pre              XML     44K 
 3: EX-101.SCH  XBRL Schema -- ndaq-20221108                         XSD     17K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               14±    22K 
12: ZIP         XBRL Zipped Folder -- 0001193125-22-279657-xbrl      Zip     17K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX: 
  8-K  
 i false  i 0001120193 0001120193 2022-11-08 2022-11-08 0001120193 ndaq:CommonStock.01parvaluepershareMember 2022-11-08 2022-11-08 0001120193 ndaq:ZeroPointNineZeroZeroSeniorUnsecuredNotesDue2033Member 2022-11-08 2022-11-08 0001120193 ndaq:ZeroPointEightSevenFivePercentSeniorNotesDue2030Member 2022-11-08 2022-11-08 0001120193 ndaq:OnePointSevenFivePercentSeniorNotesDue2029Member 2022-11-08 2022-11-08

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Form  i 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  i November 8, 2022

 

 

 i Nasdaq, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

 i Delaware    i 001-38855    i 52-1165937

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

 

 i 151 W. 42nd Street,

 i New York,  i New York

   i 10036
(Address of principal executive offices)   (Zip code)

Registrant’s telephone number, including area code: +1  i 212  i 401 8700

No change since last report

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 i 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 i 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 i 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading
Symbol(s)

 

Name of each exchange

on which registered

 i 

Common Stock, $0.01

par value per share

   i NDAQ    i The Nasdaq Stock Market
 i 0.900% Senior Notes due 2033    i NDAQ33    i The Nasdaq Stock Market
 i 0.875% Senior Notes due 2030    i NDAQ30    i The Nasdaq Stock Market
 i 1.75% Senior Notes due 2029    i NDAQ29    i The Nasdaq Stock Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company   i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 7.01.

Regulation FD Disclosure.

As previously disclosed in the Current Report on Form 8-K filed with the Securities and Exchange Commission (“SEC”) on September 28, 2022, Nasdaq, Inc. (“Nasdaq”) will organize its business units into three divisions: Market Platforms, Capital Access Platforms, and Anti-Financial Crime, effective by the end of the fourth quarter 2022. To assist investors who may want to consider the effects of these segment reporting changes on Nasdaq’s historical results, Nasdaq previously furnished unaudited supplemental recast financial information for the period 2020-2022 in a Current Report on Form 8-K filed with the SEC on October 19, 2022.

To further assist investors, Nasdaq is furnishing herewith as Exhibit 99.1 unaudited supplemental recast financial information for the period 2017-2019, together with the previously furnished period of 2020-2022, to reflect the segment changes discussed above.

Nasdaq intends to provide its fourth quarter and full year 2022 results, as well as future reporting, in alignment with the new corporate structure and reporting segments. This supplemental recast financial information is also available on Nasdaq’s website at http://ir.nasdaq.com.

 

Item 9.01.

Financial Statements and Exhibits.

(d) Exhibits.

 

Exhibit
No.

  

Exhibit Description

99.1    Unaudited Supplemental Summary Financial Information – New Financial Reporting Segment Presentation Slides.
104    Cover Page Interactive Data File – the cover page XBRL tags are embedded within the Inline XBRL document.

The information set forth under “Item 7.01 Regulation FD Disclosure” is intended to be furnished pursuant to Item 7.01. Such information, including Exhibit 99.1, shall not be deemed “filed” for purposes of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference into any of Nasdaq’s filings under the Securities Act of 1933, as amended, except as expressly set forth by specific reference in such filing.

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: November 8, 2022   NASDAQ, INC.
    By:  

/s/ John A. Zecca

    Name:   John A. Zecca
    Title:   Executive Vice President and Chief Legal Officer

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:11/8/22
10/19/228-K
9/28/228-K
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