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GATX Corp. – ‘8-K’ for 10/28/22

On:  Tuesday, 11/1/22, at 8:49am ET   ·   For:  10/28/22   ·   Accession #:  1193125-22-274540   ·   File #:  1-02328

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/01/22  GATX Corp.                        8-K:5,8,9  10/28/22   13:315K                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     29K 
 2: EX-3.1      Articles of Incorporation/Organization or Bylaws    HTML     96K 
 3: EX-99.1     Miscellaneous Exhibit                               HTML     10K 
 8: R1          Document and Entity Information                     HTML     51K 
11: XML         IDEA XML File -- Filing Summary                      XML     14K 
 9: XML         XBRL Instance -- d410706d8k_htm                      XML     18K 
10: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 5: EX-101.DEF  XBRL Definitions -- gmt-20221028_def                 XML     41K 
 6: EX-101.LAB  XBRL Labels -- gmt-20221028_lab                      XML     68K 
 7: EX-101.PRE  XBRL Presentations -- gmt-20221028_pre               XML     43K 
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12: JSON        XBRL Instance as JSON Data -- MetaLinks               14±    21K 
13: ZIP         XBRL Zipped Folder -- 0001193125-22-274540-xbrl      Zip     46K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX: 
  8-K  
 i GATX CORP  i false  i 0000040211  i --12-31 0000040211 2022-10-28 2022-10-28 0000040211 us-gaap:CommonStockMember 2022-10-28 2022-10-28 0000040211 gmt:M0Member 2022-10-28 2022-10-28

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM  i 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported):  i October 28, 2022

 

 

GATX Corporation

(Exact name of registrant as specified in its charter)

 

 

 

 i New York    i 1-2328    i 36-1124040
(State or other jurisdiction
of incorporation)
  (Commission
File Number)
  (IRS Employer
Identification No.)

 i 233 South Wacker Drive

 i Chicago,  i Illinois  i 60606-7147

(Address of principal executive offices, including zip code)

 i (312)  i 621-6200

(Registrant’s telephone number, including area code)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

   i 

Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

   i 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

   i 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

   i 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading
Symbol(s)

 

Name of Each Exchange

on Which Registered

 i Common Stock    i GATX    i New York Stock Exchange
     i Chicago Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company   i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 5.03

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

On and effective October 28, 2022, the board of directors (the “Board”) amended and restated the existing Amended and Restated By-Laws (as amended and restated, the By-Laws) of GATX Corporation (the “Company”).

The amendments to the By-laws primarily address the universal proxy rules adopted by the United States Securities and Exchange Commission and customary corporate governance practices such as the following changes:

 

  (i).

clarification regarding remote access to shareholder meetings;

 

  (ii).

clarification regarding procedures in the event of an adjournment of a shareholder meeting;

 

  (iii).

clarification of procedures for shareholders to propose business or director nominations at an annual or special meeting of shareholders in accordance with applicable law; and

 

  (iv).

technical, conforming, modernizing and clarifying changes.

The foregoing description is qualified in its entirety by the By-Laws which are attached to this Current Report on Form 8-K as Exhibit 3.1 and incorporated herein by reference.

 

Item 8.01

Other Events

On November 1, 2022, James B. Ream was named as independent chair of the Board of the Company effective November 1, 2022. Mr. Ream succeeds Brian A. Kenney, who retired as the Company’s president and chief executive officer in April 2022 and has served on the Board as non-executive chair for a transitional period ending October 31, 2022. The Board previously announced its intention to separate the Board chair and chief executive officer roles following such transitional period. The press release announcing Mr. Ream’s appointment is filed as Exhibit 99.1.

 

Item 9.01

Financial Statements and Exhibits.

 

Exhibit
No.
  

Description

3.1    Amended and Restated By-laws of GATX Corporation, effective October 28, 2022
99.1    Press release dated November 1, 2022.
104    Cover Page Interactive Data File (embedded within the Inline XBRL document).


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

GATX CORPORATION

(Registrant)

/s/ Thomas A. Ellman

Thomas A. Ellman
Executive Vice President and Chief Financial Officer

November 1, 2022


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:11/1/22
10/31/224
For Period end:10/28/2210-Q
 List all Filings 


5 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/16/24  GATX Corp.                        10-K       12/31/23  147:21M
10/26/23  GATX Corp.                        10-Q        9/30/23   60:8.1M
 7/27/23  GATX Corp.                        10-Q        6/30/23   60:8M
 4/28/23  GATX Corp.                        10-Q        3/31/23   53:6.4M
 2/16/23  GATX Corp.                        10-K       12/31/22  152:32M
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