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Alector, Inc. – ‘8-K’ for 10/3/22

On:  Wednesday, 10/5/22, at 5:43pm ET   ·   As of:  10/6/22   ·   For:  10/3/22   ·   Accession #:  1193125-22-258328   ·   File #:  1-38792

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/06/22  Alector, Inc.                     8-K:5      10/03/22   10:136K                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     23K 
 5: R1          Document and Entity Information                     HTML     47K 
 8: XML         IDEA XML File -- Filing Summary                      XML     11K 
 6: XML         XBRL Instance -- d290515d8k_htm                      XML     13K 
 7: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 3: EX-101.LAB  XBRL Labels -- alec-20221003_lab                     XML     55K 
 4: EX-101.PRE  XBRL Presentations -- alec-20221003_pre              XML     35K 
 2: EX-101.SCH  XBRL Schema -- alec-20221003                         XSD     12K 
 9: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    18K 
10: ZIP         XBRL Zipped Folder -- 0001193125-22-258328-xbrl      Zip     11K 


‘8-K’   —   Current Report


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 iX: 
  8-K  
 i false  i 0001653087 0001653087 2022-10-03 2022-10-03

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM  i 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  i October 3, 2022

 

 

 i Alector, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

 i Delaware    i 001-38792    i 82-2933343

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

 i 131 Oyster Point Blvd.  
 i Suite 600  
 i South San Francisco,  i California    i 94080
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s Telephone Number, Including Area Code:  i (415)  i 231-5660

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 i 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 i 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 i 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange

on which registered

 i Common Stock    i ALEC    i The NASDAQ Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 


Item 5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On October 3, 2022, Robert King, Ph.D., Chief Development Officer of Alector, Inc. (the “Company”), notified the Company of his decision to resign from his position, effective October 28, 2022, to pursue another professional opportunity.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

    ALECTOR, INC.
Date: October 5, 2022     By:  

/s/ Arnon Rosenthal

      Arnon Rosenthal, Ph.D.
      Co-founder and Chief Executive Officer

Dates Referenced Herein

This ‘8-K’ Filing    Date    Other Filings
10/28/22None on these Dates
Filed as of:10/6/22
Filed on:10/5/22
For Period end:10/3/22
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