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Mondelez International, Inc. – ‘8-K’ for 9/15/22

On:  Friday, 9/16/22, at 5:05pm ET   ·   For:  9/15/22   ·   Accession #:  1193125-22-246483   ·   File #:  1-16483

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/16/22  Mondelez International, Inc.      8-K:2,9     9/15/22   12:419K                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     42K 
 2: EX-4.2      Instrument Defining the Rights of Security Holders  HTML    152K 
 7: R1          Document and Entity Information                     HTML     67K 
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 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      9K 
 4: EX-101.DEF  XBRL Definitions -- mdlz-20220915_def                XML     48K 
 5: EX-101.LAB  XBRL Labels -- mdlz-20220915_lab                     XML     81K 
 6: EX-101.PRE  XBRL Presentations -- mdlz-20220915_pre              XML     50K 
 3: EX-101.SCH  XBRL Schema -- mdlz-20220915                         XSD     19K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               16±    25K 
12: ZIP         XBRL Zipped Folder -- 0001193125-22-246483-xbrl      Zip     55K 


‘8-K’   —   Current Report


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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM  i 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  i September 15, 2022

 

 

MONDELĒZ INTERNATIONAL, INC.

(Exact name of registrant as specified in its charter)

 

 

 

 i Virginia    i 1-16483    i 52-2284372

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

 i 905 West Fulton Market,  i Suite 200,  i Chicago,  i Illinois  i 60607

(Address of principal executive offices, including zip code)

 i (847)  i 943-4000

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

 i 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 i 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 i 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 i 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Tile of each class

 

Trading
Symbol(s)

 

Name of each exchange

on which registered

 i Class A Common Stock, no par value    i MDLZ    i The Nasdaq Global Select Market
 i 1.625% Notes due 2027    i MDLZ27    i The Nasdaq Stock Market LLC
 i 0.250% Notes due 2028    i MDLZ28    i The Nasdaq Stock Market LLC
 i 0.750% Notes due 2033    i MDLZ33    i The Nasdaq Stock Market LLC
 i 2.375% Notes due 2035    i MDLZ35    i The Nasdaq Stock Market LLC
 i 4.500% Notes due 2035    i MDLZ35A    i The Nasdaq Stock Market LLC
 i 1.375% Notes due 2041    i MDLZ41    i The Nasdaq Stock Market LLC
 i 3.875% Notes due 2045    i MDLZ45    i The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company   i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 2.03.

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

On September 15, 2022, Mondelez International Holdings Netherlands B.V. (“MIHNBV”), a wholly-owned Dutch subsidiary of Mondelēz International, Inc. (the “Company”), issued $500 million aggregate principal amount of its 4.250% Notes due 2025 (the “Notes”) in a transaction exempt from the registration requirements of the Securities Act of 1933, as amended (the “Securities Act”). The Notes were issued pursuant to an Indenture, dated as of October 28, 2016 (the Indenture), by and between MIHNBV, as issuer, the Company, as guarantor, and Deutsche Bank Trust Company Americas, as trustee, as supplemented and modified in respect of the Notes by a sixth supplemental indenture, dated as of September 15, 2022 (the “Supplemental Indenture).

The Notes will be fully and unconditionally guaranteed by the Company, on a senior unsecured basis. The Notes are not registered under the Securities Act, do not bear registration rights and are subject to restrictions on transferability and resale.

MIHNBV will pay interest on the Notes semi-annually in arrears on March 15 and September 15 of each year, beginning on March 15, 2023. The Notes will mature on September 15, 2025.

The Indenture contains customary agreements and covenants consistent with those contained in the Company’s outstanding senior unsecured notes. These covenants limit MIHNBV’s and the Company’s ability, subject to certain exceptions, to (i) incur debt secured by liens above a certain threshold, (ii) engage in certain sale and leaseback transactions above a certain threshold and (iii) consolidate, merge, convey or transfer its assets substantially as an entirety. If the Company experiences both a change of control event and a rating downgrade of the applicable series of Notes below an investment grade rating by each of Moody’s Investors Service, Inc. and Standard & Poor’s Ratings Services within a specified period, MIHNBV will be required to make an offer to purchase the Notes of that series at a price equal to 101% of their aggregate principal amount, plus accrued and unpaid interest to the date of repurchase.

MIHNBV may redeem the Notes in whole or in part, at its option, at a redemption price equal to 100% of their principal amount plus a “make-whole” premium, as well as accrued and unpaid interest to, but not including, the date of redemption.

The Indenture and the Supplemental Indenture are filed as Exhibits 4.1 and 4.2, respectively, to this Current Report on Form 8-K and the description of the material terms of the Indenture (as supplemented and modified by the Supplemental Indenture) is qualified in its entirety by reference to such exhibits, which are incorporated herein by reference.

 

Item 9.01.

Financial Statements and Exhibits.

(d) The following exhibits are being filed with this Current Report on Form 8-K.

 

Exhibit
No.

  

Description

   4.1    Indenture, dated as of October 28, 2016, by and among Mondelez International Holdings Netherlands B.V., as issuer, Mondelēz International, Inc., as guarantor, and Deutsche Bank Trust Company Americas, as trustee (incorporated by reference to Exhibit 4.1 the Mondelēz International, Inc.’s Current Report on Form 8-K filed with the SEC on October 28, 2016).
   4.2    Sixth Supplemental Indenture, dated as of September 15, 2022, by and among Mondelez International Holdings Netherlands B.V., as issuer, Mondelēz International, Inc., as guarantor, and Deutsche Bank Trust Company Americas, as trustee.
   4.3    Specimen of 4.250% Notes due 2025 (included in Exhibit 4.2 hereto).
104    The cover page from Mondelēz International, Inc.’s Current Report on Form 8-K, formatted in Inline XBRL (included as Exhibit 101).

 

 

2


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

MONDELĒZ INTERNATIONAL, INC.
By:  

/s/ Luca Zaramella

Name:   Luca Zaramella
Title:   Executive Vice President and Chief Financial Officer

Date: September 16, 2022


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
9/15/25
3/15/23
Filed on:9/16/22
For Period end:9/15/224
10/28/168-K
 List all Filings 


3 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/02/24  Mondelez International, Inc.      10-K       12/31/23  148:22M
 2/03/23  Mondelez International, Inc.      10-K       12/31/22  152:26M
11/01/22  Mondelez International, Inc.      10-Q        9/30/22  105:15M


1 Previous Filing that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/28/16  Mondelez International, Inc.      8-K:2,9    10/28/16    3:835K                                   Donnelley … Solutions/FA
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