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AquaBounty Technologies, Inc. – ‘8-K’ for 9/15/22

On:  Thursday, 9/15/22, at 8:10am ET   ·   For:  9/15/22   ·   Accession #:  1193125-22-245208   ·   File #:  1-36426

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/15/22  AquaBounty Technologies, Inc.     8-K:7,9     9/15/22   11:19M                                    Donnelley … Solutions/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     26K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     39K 
 6: R1          Document and Entity Information                     HTML     49K 
 9: XML         IDEA XML File -- Filing Summary                      XML     12K 
 7: XML         XBRL Instance -- d256330d8k_htm                      XML     14K 
 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 4: EX-101.LAB  XBRL Labels -- aqb-20220915_lab                      XML     57K 
 5: EX-101.PRE  XBRL Presentations -- aqb-20220915_pre               XML     36K 
 3: EX-101.SCH  XBRL Schema -- aqb-20220915                          XSD     12K 
10: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    19K 
11: ZIP         XBRL Zipped Folder -- 0001193125-22-245208-xbrl      Zip     26K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX: 
  8-K  
 i 2 Mill & Main Place  i false  i 0001603978 0001603978 2022-09-15 2022-09-15

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Form  i 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported)  i September 15, 2022

 

 

 i AquaBounty Technologies, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

 i Delaware    i 001-36426    i 04-3156167

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

2 Mill & Main Place ,  i Suite 395,  i Maynard,  i Massachusetts

(Address of principal executive offices)

 i 01754

(Zip Code)

 i 978- i 648-6000

(Registrant’s telephone number, including area code)

 

(Former name or former address, if changed since last report.)

 

 

 

Title of each class

 

Trading

Symbol(s)

 

Name of exchange

on which registered

 i Common Stock, par value $0.001 per share    i AQB    i The NASDAQ Stock Market LLC

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

   i 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

   i 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

   i 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

   i 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

Emerging growth company   i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.   i 

 

 

 


Item 7.01

Regulation FD Disclosure.

AquaBounty Technologies, Inc. (the “Company”) is hosting an Analyst Day on Thursday, September 15, 2022 starting at 12:00 p.m. (Eastern Time). The Company posted an investor presentation to its website that will be used during the Analyst Day. A copy of this presentation is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.

The information included in this Current Report on Form 8-K pursuant to Item 7.01, including Exhibit 99.1 attached hereto, is intended to be furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (“Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing.

 

Item 9.01

Financial Statements and Exhibits.

(d) Exhibits.

 

Exhibit

No.

  

Description

99.1    Investor presentation, furnished herewith.
104    Cover Page Interactive Data File (embedded within the Inline XBRL document).


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

   

AquaBounty Technologies, Inc.

    (Registrant)
September 15, 2022    

/s/ David A. Frank

    David A. Frank
    Chief Financial Officer

Dates Referenced Herein   and   Documents Incorporated by Reference

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