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Kendrick Charles Morgan Jr. – ‘4’ for 6/9/22 re: Elevance Health, Inc.

On:  Monday, 6/13/22, at 4:32pm ET   ·   For:  6/9/22   ·   Accession #:  1156039-22-73   ·   File #:  1-16751

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/13/22  Kendrick Charles Morgan Jr.       4                      1:19K  Anthem, Inc.                      Anthem, Inc.

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider --                                      
                wf-form4_165515231669369.xml/3.6                                 




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider — wf-form4_165515231669369.xml/3.6
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Kendrick Charles Morgan JR

(Last)(First)(Middle)
220 VIRGINIA AVE

(Street)
INDIANAPOLISIN46204

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
Anthem, Inc. [ ANTM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
XOfficer (give title below) Other (specify below)
EVP & President, Commercial
3. Date of Earliest Transaction (Month/Day/Year)
6/9/22
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock 6/9/22 M 1,999A$307.6816,528D
Common Stock 6/9/22 M 2,774A$271.2719,302D
Common Stock 6/9/22 M 568A$232.0419,870D
Common Stock 6/9/22 M 987A$311.4820,857D
Common Stock 6/9/22 S 2,200D$487.45 (1)18,657D
Common Stock 6/9/22 S 2,616D$488.64 (2)16,041D
Common Stock 6/9/22 S 784D$489.49 (3)15,257D
Common Stock 6/9/22 S 522D$490.83 (4)14,735D
Common Stock 6/9/22 S 206D$491.3914,529D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (Right to Buy)$307.68 6/9/22 M 1,999 (5) 3/1/29Common Stock1,999$00D
Employee Stock Option (Right to Buy)$271.27 6/9/22 M 2,774 (6) 3/2/30Common Stock2,774$01,387D
Employee Stock Option (Right to Buy)$232.04 6/9/22 M 568 (7) 3/1/28Common Stock568$00D
Employee Stock Option (Right to Buy)$311.48 6/9/22 M 987 (8) 3/1/31Common Stock987$01,976D
Explanation of Responses:
(1)  This transaction was executed in multiple trades at prices ranging from $487.13 to $487.89. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
(2)  This transaction was executed in multiple trades at prices ranging from $488.19 to $489.18. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
(3)  This transaction was executed in multiple trades at prices ranging from $489.19 to $489.83. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
(4)  This transaction was executed in multiple trades at prices ranging from $490.37 to $491.33. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
(5)  The option represents a right to purchase a total of 2,997 shares, and is exercisable in three annual installments, with one installment of 998 shares, one installment of 999 shares and one installment of 1,000 shares, beginning on 3/1/20, which is the one-year anniversary of the option grant date.
(6)  The option represents a right to purchase a total of 4,161 shares, and is exercisable in three annual installments of 1,387 shares each, beginning on 3/2/21, which is the one-year anniversary of the option grant date.
(7)  The option represents a right to purchase a total of 3,404 shares, and is exercisable in six semi-annual installments, with four installments of 567 shares each and two installments of 568 shares each beginning on 9/1/18, which is the six-month anniversary of the date on which the option was granted.
(8)  The option represents a right to purchase a total of 2,963 shares, and is exercisable in three annual installments, with one installment of 987 shares and two installments of 988 shares each, beginning on 3/1/22, which is the one-year anniversary of the option grant date.
Remarks:
/s/ Kathleen S. Kiefer, Attorney in fact 6/13/22
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Codes:
    M    Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
    S    Open market or private sale of non-derivative or derivative security.

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Filing Submission 0001156039-22-000073   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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