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Southridge Partners II LP – ‘SC 13G’ on 5/10/13 re: FBC Holding, Inc.

On:  Friday, 5/10/13, at 2:30pm ET   ·   Accession #:  1144204-13-27843   ·   File #:  5-84154

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 5/10/13  Southridge Partners II LP         SC 13G                 1:41K  FBC Holding, Inc.                 Vintage/FA

Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G      Statement of Beneficial Ownership                   HTML     25K 


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

 

 

 

 

FBC HOLDING, INC.

 

 

 

Common Stock, par value $0.001

 

 

CUSIP # 30250C206

 

May 10, 2013

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

 

 

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 
 

   

CUSIP No.  30250C206 13G Page 1 of 4

 

 

1.    Name of Reporting Person   Southridge Partners II LP
       
       
        I.R.S. Identification No. of Above Person (entities only)  52-2090686
       
       
2.     Check the Appropriate Box if a Member of a Group    
         (a) ¨  
         (b) x
       
3.     SEC Use Only    
       
4.     Citizenship or Place of Organization    Delaware
       
       
  5. Sole Voting Power 3,796,154
       
Number of Shares 6. Shared Voting Power 3,796,154
Owned by Each      
Reporting Person 7. Sole Dispositive Power 3,796,154
With      
  8.    Shared Dispositive Power 3,796,154
       
9.     Aggregate Amount Beneficially Owned by Each Reporting Person          3,796,154
       
10.   Check if the Aggregate Amount in Row 9 Excludes Certain Shares       ¨
       
11.   Percent of Class Represented by Amount in Row 9         9.9%
       
12.   Type of Reporting Person         PN
       

 

 

 
 

  

CUSIP No.  30250C206 13G Page 2 of 4

 

 

ITEM 1(a)      NAME OF ISSUER FBC HOLDING, INC.

 

(b)      ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES 60 Cedar Lake West, Denville, NJ 07834

 

 

ITEM2(a)      NAME OF PERSON FILING Southridge Partners II LP

 

 

(b)      ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE

  

90 Grove Street, Ste. 206, Ridgefield CT 06877

 

(c)      CITIZENSHIP

 

United States of America

 

(d)      TITLE OF CLASS OF SECURITIES

 

Common Stock, Par Value $0.001

 

(e)      CUSIP NUMBER

 

30250C206

 

ITEM 3If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

 

(a)[  ] Broker or dealer registered under section 15 of the Act
(b)[  ] Bank as defined in section 3(a)(6) of the Act
(c)[  ] Insurance company as defined in section 3(a)(19) of the Act
(d)[  ] Investment company registered under section 8 of the Investment Company Act of 1940
(e)[  ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E)
(f)[  ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F)
(g)[  ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G)

 

 

 
 

 

CUSIP No.  30250C206 13G Page 3 of 4

 

 

 

(h)[  ] A savings association as defined in section 3(b) of the Federal Deposit Insurance Act
(i)[  ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940
(j)[  ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J)

 

If this statement is filed pursuant to Rule 13d-1(c), check this box [ ]

 

ITEM 4OWNERSHIP

 

(a)    Amount beneficially owned: Reporting Person is the beneficial owner of 3,796,154 shares of common stock. In addition, Reporting Person holds Issuer’s convertible notes in the aggregate principal amount of $10,570.00. The Notes may not be converted into common stock such that the Reporting Person would beneficially own more the 9.99% of the Issuer’s common stock at any given time. Reporting Person disclaims beneficial ownership of the Issuer’s securities held by any other person or entity.

 

(b)    Percent of class: 9.9%

 

(c)    Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote: 3,796,154

(ii) Shared power to vote or to direct the vote: 3,796,154

 

(iii) Sole power to dispose or to direct the disposition of: 3,796,154

 

(iv) Shared power to dispose or to direct the disposition of: 3,796,154

 

ITEM 5OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ¨

 

ITEM 6OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON

N/A

 

ITEM 7IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY

N/A

  

 
 

 

CUSIP No.  30250C206 13G Page 4 of 4

 

ITEM 8IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP

 

N/A

 

ITEM 9NOTICE OF DISSOLUTION OF GROUP

 

N/A

 

ITEM 10CERTIFICATION

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired are not being held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Southridge Partners II LP

 

Stephen Hicks                           

 

By: Stephen Hicks

 

Its: President of the General Partner

 

Date: May 10, 2013

 

 


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