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Bothwell Ian T – ‘4/A’ for 11/18/13 re: Central Energy Partners LP

On:  Wednesday, 3/19/14, at 12:49pm ET   ·   For:  11/18/13   ·   As:  Officer   ·   Accession #:  1144204-14-16576   ·   File #:  0-50394

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/19/14  Bothwell Ian T                    4/A        Officer     1:10K  Central Energy Partners LP        Toppan Merrill/FA

Amendment to Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4/A         Ownership Document -- v371907_4a.xml/3.6            HTML     10K 




        

This ‘4/A’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Ownership Document
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
BOTHWELL IAN T

(Last)(First)(Middle)
4809 COLE AVENUE
SUITE 108

(Street)
DALLASTX75205

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
CENTRAL ENERGY PARTNERS LP [ ENGY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
XOfficer (give title below) Other (specify below)
EVP, CFO & Secretary
3. Date of Earliest Transaction (Month/Day/Year)
11/18/13
4. If Amendment, Date of Original Filed (Month/Day/Year)
3/7/08
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Units 6/7/07G 5,000A (1)$10.255,000D
Common Units 6/29/07A 25,000A (1)$11.2125,000D
Common Units 3/7/08A 8,812A (1)$13.8738,812D
Common Units 11/18/13J 197,628A (2)$0.11236,440D
Common Units 11/20/13A 200,000A (3)$0.1436,440D
Common Units 1/15/14P 325,000A (4)$0.11761,440D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
(1)  Previously reported on 3/7/08 as a single transaction.
(2)  Represents Common Units transferred by Penn Octane Corporation to Mr. Bothwell as payment for past-due compensation during 2011 and 2012.
(3)  Represents Common Units issued pursuant to the terms of the 2005 Equity Incentive Plan of Central Energy Partners LP.
(4)  Represents Common Units acquired in a private party transaction.
/s/ Ian T. Bothwell 3/5/14
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Codes:
    A    Grant, award or other acquisition pursuant to Rule 16b-3(d).
    G    Bona fide gift.
    J    Other acquisition or disposition.
    P    Open market or private purchase of non-derivative or derivative security.

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Filing Submission 0001144204-14-016576   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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