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Dutchess Advisors Ltd, et al. – ‘SC 13G’ on 1/14/02 re: Household Direct Com Inc

On:  Monday, 1/14/02   ·   Accession #:  1144204-2-13   ·   File #:  5-62433

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 1/14/02  Dutchess Advisors Ltd             SC 13G                 1:5K   Household Direct Com Inc          Vintage/FA
          Dutchess Private Equities Fund, LP

Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G      Statement of Beneficial Ownership                      3     13K 


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
3Item 3. If Statement Is Filed Pursuant to Rule 13D-1(B) or 13D-2(B) or (C): 13G
"Item 4. Ownership 3,700,000
"Item 5. Ownership of Five Percent or Less of A Class:
"Item 6. Ownership of More Than Five Percent on Behalf of Another Person: Not Applicable
"Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable
"Item 9. Notice of Dissolution of Group: Not Applicable
"Item 10. Certification:
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (RULE 13D - 102) UNDER THE SECURITIES EXCHANGE ACT OF 1934 HouseHold Direct.com, Inc. (NAME OF ISSUER) COMMON STOCK (TITLE OF CLASS OF SECURITIES) 441810 10 8 (CUSIP NUMBER) 07/27/01 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE IS FILED: / / RULE 13D-1(B) / X / RULE 13D-1(C) / / RULE 13D-1(D)
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1. NAMES OF REPORTING PERSONS: DUTCHESS ADVISORS LTD. DUTCHESS PRIVATE EQUITIES FUND LP 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) (B) /X/ 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION: UNITED STATES 5. SOLE VOTING POWER: 3,700,000 6. SHARED VOTING POWER: 0 7. SOLE DISPOSITIVE POWER: 3,700,000 8. SHARED DISPOSITIVE POWER: 0 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 3,700,000 10. CHECK IF THE AGGREGATE AMOUNT IN ITEM 9 EXCLUDES CERTAIN SHARES: NOT APPLICABLE 11. PERCENTAGE OF CLASS REPRESENTED BY AMOUNT IN ITEM (9): 8.00% 12. TYPE OF REPORTING PERSON CO
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SCHEDULE 13G PART 2, PAGE 1 ITEM 1. (A) NAME OF ISSUER: HouseHold Direct.com, Inc. (B) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 3 Glen Road, Sandy Hook, Connecticut 06482 ITEM 2. (A) NAME OF PERSON FILING: DUTCHESS ADVISORS, LTD DUTCHESS PRIVATE EQUITIES FUND, LP (B) ADDRESS OF PRINCIPAL BUSINESS OR, IF NONE, RESIDENCE: 100 MILL PLAIN RD, DANBURY CT 06811 (C) CITIZENSHIP: USA (D) TITLE OF CLASS OF SECURITIES: COMMON (E) CUSIP NUMBER: 441810 10 8 ITEM 3. IF STATEMENT IS FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B) OR (C): 13G ITEM 4. OWNERSHIP 3,700,000 (A) AMOUNT BENEFICIALLY OWNED: 3,700,000 (B) PERCENT OF CLASS: (C) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: 3,700,000 (I) SOLE POWER TO VOTE OR TO DIRECT THE VOTE: 3,700,000 (II) SHARED POWER TO VOTE OR TO DIRECT THE VOTE: 3,700,000 (III) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 3,700,000 (IV) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 3,700,000 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: NOT APPLICABLE ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: NOT APPLICABLE ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: NOT APPLICABLE ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: THE GENERAL PARTNER OF DUTCHESS PRIVATE EQUITIES FUND LP IS DUTCHESS CAPITAL MANAGEMENT, LLC. THE PRINCIPALS AND MANAGING MEMBERS OF DUTCHESS CAPITAL MANAGEMENT, LLC THAT HAVE DECISION-MAKING AUTHORITY ARE MICHAEL A NOVIELLI AND DOUGLAS H LEIGHTON. THE DIRECTORS AND PRINCIPALS OF DUTCHESS ADVISORS THAT HAVE DECISION MAKING AUTHORITY ARE MICHAEL NOVIELLI, ITS PRESIDENT AND DOUGLAS LEIGHTON, ITS SECRETARY. ITEM 9. NOTICE OF DISSOLUTION OF GROUP: NOT APPLICABLE ITEM 10. CERTIFICATION: BY SIGNING BELOW I CERTIFY THAT, TO THE BEST OF MY KNOWLEDGE AND BELIEF, THE SECURITIES REFERRED TO ABOVE WERE NOT ACQUIRED AND ARE NOT HELD FOR THE PURPOSE OF OR WITH THE EFFECT OF CHANGING OR INFLUENCING THE CONTROL OF THE ISSUER OF THE SECURITIES AND WERE NOT ACQUIRED AND ARE NOT HELD IN CONNECTION WITH OR AS A PARTICIPANT IN ANY TRANSACTION HAVING THAT PURPOSE OR EFFECT. AFTER REASONABLE INQUIRY AND TO THE BEST OF MY KNOWLEDGE AND BELIEF, I CERTIFY THAT THE INFORMATION SET FORTH IN THIS STATEMENT IS TRUE, COMPLETE AND CORRECT. /S/ DOUGLAS LEUGHTON ---------------------- January 15, 2002

Dates Referenced Herein   and   Documents Incorporated by Reference

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1/15/023
Filed on:1/14/02SC 13G
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Filing Submission 0001144204-02-000013   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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