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Arrowroot Acquisition Corp. – IPO: ‘S-1’ on 2/11/21 – ‘EX-4.1’

On:  Thursday, 2/11/21, at 4:50pm ET   ·   Accession #:  1140361-21-4367   ·   File #:  333-252997

Previous ‘S-1’:  None   ·   Next & Latest:  ‘S-1/A’ on 2/24/21   ·   13 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/11/21  Arrowroot Acquisition Corp.       S-1                   27:2.9M                                   Edgarfilings Ltd.

Initial Public Offering (IPO):  Registration Statement (General Form)   —   Form S-1   —   SA’33
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1         Registration Statement (General Form)               HTML   1.43M 
 2: EX-3.1      Articles of Incorporation/Organization or Bylaws    HTML     33K 
 3: EX-3.2      Articles of Incorporation/Organization or Bylaws    HTML     14K 
 4: EX-3.3      Articles of Incorporation/Organization or Bylaws    HTML     73K 
 5: EX-3.4      Articles of Incorporation/Organization or Bylaws    HTML    122K 
 6: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     24K 
 7: EX-4.2      Instrument Defining the Rights of Security Holders  HTML     21K 
 8: EX-4.3      Instrument Defining the Rights of Security Holders  HTML     27K 
 9: EX-4.4      Instrument Defining the Rights of Security Holders  HTML    105K 
10: EX-5.1      Opinion of Counsel re: Legality                     HTML     21K 
11: EX-10.1     Material Contract                                   HTML     48K 
12: EX-10.2     Material Contract                                   HTML     66K 
13: EX-10.3     Material Contract                                   HTML     85K 
14: EX-10.4     Material Contract                                   HTML     39K 
15: EX-10.5     Material Contract                                   HTML     87K 
16: EX-10.6     Material Contract                                   HTML     25K 
17: EX-10.7     Material Contract                                   HTML     41K 
18: EX-10.8     Material Contract                                   HTML     16K 
19: EX-14       Code of Ethics                                      HTML     41K 
20: EX-23.1     Consent of Expert or Counsel                        HTML     10K 
21: EX-99.1     Miscellaneous Exhibit                               HTML     38K 
22: EX-99.2     Miscellaneous Exhibit                               HTML     29K 
23: EX-99.3     Miscellaneous Exhibit                               HTML    144K 
24: EX-99.4     Miscellaneous Exhibit                               HTML     11K 
25: EX-99.5     Miscellaneous Exhibit                               HTML     11K 
26: EX-99.6     Miscellaneous Exhibit                               HTML     11K 
27: EX-99.7     Miscellaneous Exhibit                               HTML     10K 


‘EX-4.1’   —   Instrument Defining the Rights of Security Holders


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 C: 

 


Exhibit 4.1

 

NUMBER UNITS
U-

 

SEE REVERSE FOR CERTAIN DEFINITIONS

 

CUSIP US04282M2017

 

ARROWROOT ACQUISITION Corp.

 

UNITS CONSISTING OF ONE SHARE OF CLASS A COMMON STOCK AND ONE-HALF OF ONE REDEEMABLE WARRANT, EACH WHOLE WARRANT ENTITLING THE HOLDER TO PURCHASE ONE SHARE OF CLASS A COMMON STOCK

 

THIS CERTIFIES THAT                         is the owner of              Units.

 

Each Unit (“Unit”) consists of one share of Class A common stock, par value $0.0001 per share (“Common Stock”), of Arrowroot Acquisition Corp., a Delaware corporation (the “Company”), and one-half of one redeemable warrant (the “Warrant”). Each whole Warrant entitles the holder to purchase one share of Common Stock for $11.50 per share (subject to adjustment). Only whole Warrants are exercisable. Each whole Warrant will become exercisable on the later of (i) thirty (30) days after the Company’s completion of a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or other similar business combination with one or more businesses (each a “Business Combination”), and (ii) twelve (12) months from the closing of the Company’s initial public offering, and will expire unless exercised before 5:00 p.m., New York City Time, on the date that is five (5) years after the date on which the Company completes its initial Business Combination, or earlier upon redemption or liquidation (the “Expiration Date”). The Common Stock and Warrants comprising the Units represented by this certificate are not transferable separately prior to                , 2021, unless Cantor Fitzgerald & Co. elects to allow separate trading earlier, subject to the Company’s filing of a Current Report on Form 8-K with the Securities and Exchange Commission containing an audited balance sheet reflecting the Company’s receipt of the gross proceeds of the Company’s initial public offering and issuing a press release announcing when separate trading will begin. No fractional Warrants will be issued upon separation of the Units. The terms of the Warrants are governed by a Warrant Agreement, dated as of                , 2021, between the Company and Continental Stock Transfer & Trust Company, as Warrant Agent, and are subject to the terms and provisions contained therein, all of which terms and provisions the holder of this certificate consents to by acceptance hereof. Copies of the Warrant Agreement are on file at the office of the Warrant Agent at 1 State Street, 30th Floor, New York, New York 10004, and are available to any Warrant holder on written request and without cost.

 

This certificate is not valid unless countersigned by the Transfer Agent and registered by the Registrar of the Company.

 

This certificate shall be governed by and construed in accordance with the internal laws of the State of New York.

 

Witness the facsimile signature of a duly authorized signatory of the Company.

 

     
Authorized Signatory   Transfer Agent

 

 

 

Arrowroot Acquisition Corp.

 

The Company will furnish without charge to each unitholder who so requests, a statement of the powers, designations, preferences and relative, participating, optional or other special rights of each class of equity or series thereof of the Company and the qualifications, limitations, or restrictions of such preferences and/or rights.

 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM as tenants in common   UNIF GIFT MIN ACT              Custodian                             
TEN ENT as tenants by the entireties       (Cust)              (Minor)
             
JT TEN as joint tenants with right of survivorship and not as tenants in common      

under Uniform Gifts to Minors Act 

 

(State) 

 

Additional abbreviations may also be used though not in the above list.

 

For value received,                   hereby sell, assign and transfer unto

 

PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE

 

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

 

 

  

Units represented by the within Certificate, and do hereby irrevocably constitute and appoint

 

Attorney to transfer the said Units on the books of the within named Company with full power of substitution in the premises.

 

Dated  
   
  Notice:  The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without alteration or enlargement or any change whatever.

 

Signature(s) Guaranteed:  
   
   
THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15 (OR ANY SUCCESSOR RULE).  

 

 

 

As more fully described in , and subject to the terms and conditions described in, the Company’s final prospectus for its initial public offering dated , 2021, the holder(s) of this certificate shall be entitled to receive a pro-rata portion of certain funds held in the trust account established in connection with the Company’s initial public offering only in the event that (i) the Company redeems the shares of Common Stock sold in the Company’s initial public offering and liquidates because it does not consummate an initial business combination by the date (the “Last Date”) set forth in the Company’s Amended and Restated Certificate of Incorporation, as the same may be amended from time to time (the “Charter”), (ii) the Company redeems the shares of Common Stock sold in its initial public offering properly submitted in connection with a stockholder vote to amend the Charter to modify the substance or timing of the Company’s obligation to redeem 100% of the Common Stock if it does not consummate an initial business combination by the Last Date or with respect to any other material provisions relating to stockholders’ rights or pre-initial business combination activity, or (iii) if the holder(s) seek(s) to redeem for cash his, her or its respective shares of Common Stock in connection with a tender offer (or proxy solicitation, solely in the event the Company seeks stockholder approval of the proposed initial business combination) setting forth the details of a proposed initial business combination. In no other circumstances shall the holder(s) have any right or interest of any kind in or to the trust account. 

 


 
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13 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/01/24  Arrowroot Acquisition Corp.       10-K       12/31/23   61:6.4M                                   EdgarAgents LLC/FA
 1/05/24  Arrowroot Acquisition Corp.       S-4/A                 61:30M                                    EdgarAgents LLC/FA
12/08/23  Arrowroot Acquisition Corp.       S-4/A                 87:34M                                    EdgarAgents LLC/FA
11/14/23  Arrowroot Acquisition Corp.       10-Q        9/30/23   51:4.2M                                   EdgarAgents LLC/FA
11/06/23  Arrowroot Acquisition Corp.       S-4/A                 65:32M                                    EdgarAgents LLC/FA
 9/05/23  Arrowroot Acquisition Corp.       S-4         9/01/23   70:31M                                    EdgarAgents LLC/FA
 8/18/23  Arrowroot Acquisition Corp.       10-Q        6/30/23   55:4.4M                                   EdgarAgents LLC/FA
 5/15/23  Arrowroot Acquisition Corp.       10-Q        3/31/23   55:5.1M                                   Broadridge Fin’l So… Inc
 3/31/23  Arrowroot Acquisition Corp.       10-K       12/31/22   60:6M                                     Broadridge Fin’l So… Inc
11/14/22  Arrowroot Acquisition Corp.       10-Q        9/30/22   55:5.1M                                   Broadridge Fin’l So… Inc
 8/15/22  Arrowroot Acquisition Corp.       10-Q        6/30/22   55:4.9M                                   Broadridge Fin’l So… Inc
 3/31/22  Arrowroot Acquisition Corp.       10-K       12/31/21   59:5.7M                                   Broadridge Fin’l So… Inc
 2/24/21  Arrowroot Acquisition Corp.       S-1/A                  2:224K                                   Broadridge Fin’l So… Inc
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Filing Submission 0001140361-21-004367   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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