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CAI International, Inc. – ‘15-12B’ on 12/3/21

On:  Friday, 12/3/21, at 11:02am ET   ·   Effective:  12/3/21   ·   Accession #:  1140361-21-40190   ·   File #:  1-33388

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/03/21  CAI International, Inc.           15-12B     12/03/21    1:11K                                    Edgarfilings Ltd.

Certification of a Termination of Registration of a Class of Securities   —   Form 15   —   § 12(b) – SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 15-12B      Certification of a Termination of Registration of   HTML     11K 
                a Class of Securities                                            


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 C: 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549



FORM 15


CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION
UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934
OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934.
 
Commission File Number: 001-33388



CAI INTERNATIONAL, INC.
(Exact name of registrant as specified in its charter)


Steuart Tower, 1 Market Plaza, Suite 2400
San Francisco, California 94105
(415) 788-0100
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
 
Common Stock, par value $0.0001 per share
8.50% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.0001 per share
8.50% Series B Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.0001 per share
(Title of each class of securities covered by this Form)
 
None
(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)


 
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

 
Rule 12g-4(a)(1)
 
Rule 12g-4(a)(2)
 
Rule 12h-3(b)(1)(i)
 
Rule 12h-3(b)(1)(ii)
 
Rule 15d-6
 
Rule 15d-22(b)
 
Approximate number of holders of record as of the certification or notice date:
 
Common Stock, par value $0.0001 per share: One (1) holder*
8.50% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.0001 per share: No holders
8.50% Series B Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.0001 per share: No holders


 
* On June 17, 2021, CAI International, Inc., a Delaware corporation (the “Registrant”), entered into an Agreement and Plan of Merger (the “Merger Agreement”) with Mitsubishi HC Capital Inc., a Japanese corporation (“Parent”) and Cattleya Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Parent (“Merger Sub”). Pursuant to the Merger Agreement, on November 22, 2021, Merger Sub merged with and into the Registrant (the “Merger”), with the Registrant continuing as the surviving corporation in the Merger as a wholly-owned subsidiary of Parent.



Pursuant to the requirements of the Securities Exchange Act of 1934, CAI International, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.
 
Date: December 3, 2021

 
CAI INTERNATIONAL, INC.
     
 
By:
   
   
President and Chief Executive Officer




Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘15-12B’ Filing    Date    Other Filings
Filed on / Effective on:12/3/21
11/22/214,  8-K,  S-8 POS
6/17/218-K
 List all Filings 
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Filing Submission 0001140361-21-040190   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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