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Black Diamond Capital Management, L.L.C., et al. – ‘3’ for 8/19/22 re: KVH Industries Inc./DE

On:  Friday, 8/26/22, at 5:41pm ET   ·   For:  8/19/22   ·   As:  10% Owner   ·   Accession #:  1140361-22-31105   ·   File #:  1-35843

Previous ‘3’:  ‘3’ on 12/9/21 for 11/29/21   ·   Latest ‘3’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/26/22  Black Diamond Cap Mgmt, L.L.C.    3          10% Owner   1:6K   KVH Industries Inc./DE            Broadridge Fin’l So… Inc
          Deckoff Stephen H

Initial Statement of Beneficial Ownership of Securities by an Insider   —   Form 3   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 3           Initial Statement of Beneficial Ownership of        HTML      6K 
                Securities by an Insider -- form3.xml/2.6                        




        

This ‘3’ Document is an XML Data File that may be rendered in various formats:

  Form 3    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Initial Statement of Beneficial Ownership of Securities by an Insider
 
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C.

(Last)(First)(Middle)
2187 ATLANTIC STREET, 9TH FLOOR

(Street)
STAMFORDCT06902

(City)(State)(Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
8/19/22
3. Issuer Name and Ticker or Trading Symbol
KVH INDUSTRIES INC \DE\ [ KVHI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.01 per share3,298,597I (1) (2)See footnotes (1) (2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C.

(Last)(First)(Middle)
2187 ATLANTIC STREET, 9TH FLOOR

(Street)
STAMFORDCT06902

(City)(State)(Zip)
1. Name and Address of Reporting Person*
Deckoff Stephen H

(Last)(First)(Middle)
5330 YACHT HAVEN GRANDE,
SUITE 100

(Street)
ST. THOMASVI00802

(City)(State)(Zip)
Explanation of Responses:
(1)  These shares of Common Stock ("Shares") are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Stephen H. Deckoff is the Managing Principal of Black Diamond.
(2)  Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.
Black Diamond Capital Management, L.L.C., By: Stephen H. Deckoff, Managing Principal /s/ Stephen H. Deckoff 8/26/22
/s/ Stephen H. Deckoff 8/26/22
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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Filing Submission 0001140361-22-031105   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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