SEC Info - Janel Corp., et al. - ‘3’ for 8/19/22 re: Rubicon Technology, Inc.

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

JANEL CORP

(Last)

(First)

(Middle)

80 EIGHTH AVENUE

(Street)

NEW YORK

10011

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
8/19/22

3. Issuer Name and Ticker or Trading Symbol
Rubicon Technology, Inc. [ RBCN ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.001 per share	1,108,000 ⁽¹⁾	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)

1. Name and Address of Reporting Person^*

JANEL CORP

(Last)

(First)

(Middle)

80 EIGHTH AVENUE

(Street)

NEW YORK

10011

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

Oaxaca Group L.L.C.

(Last)

(First)

(Middle)

80 EIGHTH AVENUE

(Street)

NEW YORK

10011

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

Schulte Dominique

(Last)

(First)

(Middle)

80 EIGHTH AVENUE

(Street)

NEW YORK

10011

(City)

(State)

(Zip)

Explanation of Responses:

(1) All of the reported securities are owned by Janel Corporation. Each of Oaxaca Group L.L.C. and Dominique Schulte may be deemed presently to beneficially own, but only to the extent each has a pecuniary interest in, the reported securities held by Janel Corporation. Each of Oaxaca Group L.L.C. and Dominique Schulte disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.

	By: JANEL CORPORATION By: /s/ Vincent A. Verde Vincent A. Verde, Principal Financial Officer, Treasurer and Secretary, on behalf of Janel Corporation	8/24/22
	By: OAXACA GROUP L.L.C. By: /s/ Dominique Schulte Dominique Schulte, Member	8/24/22
	By: /s/ Dominique Schulte Dominique Schulte	8/24/22
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Janel Corp., et al. – ‘3’ for 8/19/22 re: Rubicon Technology, Inc.

On: Wednesday, 8/24/22, at 10:14am ET · For: 8/19/22 · As: 10% Owner · Accession #: 1140361-22-30684 · File #: 1-33834

Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — SEA’34

Filing Table of Contents

This ‘3’ Document is an XML Data File that may be rendered in various formats:

Janel Corp., et al. – ‘3’ for 8/19/22 re: Rubicon Technology, Inc.

On: Wednesday, 8/24/22, at 10:14am ET · For: 8/19/22 · As: 10% Owner · Accession #: 1140361-22-30684 · File #: 1-33834

Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — SEA’34Filing Table of Contents

This ‘3’ Document is an XML Data File that may be rendered in various formats:

Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — SEA’34

Filing Table of Contents