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Wild Geoffrey – ‘4’ for 7/6/22 re: CMC Materials, Inc.

On:  Thursday, 7/7/22, at 10:21am ET   ·   For:  7/6/22   ·   As:  Director   ·   Accession #:  1127602-22-19030   ·   File #:  0-30205

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/07/22  Wild Geoffrey                     4          Director    1:19K  CMC Materials, Inc.               Computershare Inc.

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML     19K 
                Securities by an Insider -- form4.xml/3.6                        




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
WILD GEOFFREY

(Last)(First)(Middle)
C/O CMC MATERIALS, INC.
870 N. COMMONS DRIVE

(Street)
AURORAIL60504

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
CMC Materials, Inc. [ CCMP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
7/6/22
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock 7/6/22 D 12,047D (1)0D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options (Right to Buy)$41.88 7/6/22 D 7,500 9/1/15 (2) (3) 9/1/25Common Stock7,500$00D
Stock Options (Right to Buy)$41.88 7/6/22 D 6,000 9/1/16 (2) (4) 9/1/25Common Stock6,000$00D
Stock Options (Right to Buy)$39.29 7/6/22 D 9,638 3/8/17 (2) (5) 3/8/26Common Stock9,638$00D
Stock Options (Right to Buy)$69.44 7/6/22 D 4,811 3/7/18 (2) (6) 3/7/27Common Stock4,811$00D
Stock Options (Right to Buy)$106.61 7/6/22 D 3,385 3/6/19 (2) (7) 3/6/28Common Stock3,385$00D
Stock Options (Right to Buy)$110.09 7/6/22 D 2,972 3/6/20 (2) (8) 3/6/29Common Stock2,972$00D
Stock Options (Right to Buy)$147.78 7/6/22 D 1,958 3/4/21 (2) (9) 3/4/30Common Stock1,958$00D
Stock Options (Right to Buy)$170.86 7/6/22 D 1,305 3/3/22 (2) (10) 3/3/31Common Stock1,305$00D
Explanation of Responses:
(1)  Disposed of in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of December 14, 2021 (the "Merger Agreement"), by and among the Issuer, Entegris, Inc. ("Entegris") and Yosemite Merger Sub, Inc. ("Merger Sub"), a Delaware corporation and a wholly owned subsidiary of Entegris, pursuant to which the Issuer was merged with and into Merger Sub, with the Issuer surviving as a wholly owned subsidiary of Entegris (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of Issuer common stock was cancelled and converted into (i) $133.00 in cash and (ii) 0.4506 of a share of Entegris common stock, with cash in lieu of any fractional shares of Entegris common stock (together, the "Merger Consideration"). The Merger closed on July 6, 2022. On July 5, 2022, the closing price of the Issuer was $173.69, and the closing price of Entegris was $90.75. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock.
(2)  Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares of Issuer common stock (an "Issuer Option") vested in full and was assumed and converted into an option to purchase shares of Entegris common stock (an "Entegris Option"), as adjusted based on the Equity Award Exchange Ratio (as defined in the Merger Agreement).
(3)  This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 9/1/15, vested in full and was assumed and converted into an Entegris Option to purchase 13,654 shares of Entegris common stock an exercise price of $23.01 per share.
(4)  This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 9/1/16, vested in full and was assumed and converted into an Entegris Option to purchase 10,923 shares of Entegris common stock an exercise price of $23.01 per share.
(5)  This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 3/8/17, vested in full and was assumed and converted into an Entegris Option to purchase 17,546 shares of Entegris common stock an exercise price of $21.59 per share.
(6)  This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 3/7/18, vested in full and was assumed and converted into an Entegris Option to purchase 8,758 shares of Entegris common stock an exercise price of $38.15 per share.
(7)  This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 3/6/19, vested in full and was assumed and converted into an Entegris Option to purchase 6,162 shares of Entegris common stock an exercise price of $58.56 per share.
(8)  This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 3/6/20, vested in full and was assumed and converted into an Entegris Option to purchase 5,410 shares of Entegris common stock an exercise price of $60.47 per share.
(9)  This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 3/4/21, vested in full and was assumed and converted into an Entegris Option to purchase 3,564 shares of Entegris common stock an exercise price of $81.18 per share.
(10)  This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 3/3/22, vested in full and was assumed and converted into an Entegris Option to purchase 2,375 shares of Entegris common stock an exercise price of $93.85 per share.
/s/ H. Carol Bernstein (Power of Attorney) 7/6/22
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    D    Disposition to the Issuer of Issuer equity securities pursuant to Rule 16b-3(e).

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