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Canadian Derivatives Clearing Corp – ‘8-K’ for 6/30/20

On:  Tuesday, 7/7/20, at 1:41pm ET   ·   For:  6/30/20   ·   Accession #:  1099910-20-66   ·   File #:  2-69458

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/07/20  Canadian Derivatives Cleari… Corp 8-K:9       6/30/20    2:181K                                   Edgar Solutions Inc/FA

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     12K 
 2: EX-99.1     List of Underlying Interests of Canadian            HTML     76K 
                Derivatives Clearing Corporation Options                         


‘8-K’   —   Current Report


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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8–K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report
(Date of earliest event reported): June 30, 2020

CANADIAN DERIVATIVES CLEARING CORPORATION

(Exact name of registrant as specified in its charter)

Commission File Number: 002-69458

_____________________________________

Canada   N/A
(State or other jurisdiction of incorporation)   (IRS Employer Identification No.)

 

1800-1190 av des Canadiens-de-Montréal, P.O. Box 37
Montreal, Quebec, Canada

H3B 0G7
(Address of principal executive offices, including zip code)

514-871-3545
(Registrant’s telephone number, including area code)

Not Applicable
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[  ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[  ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[  ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[  ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 C: 
 
 

 

Item 9.01 Financial Statements and Exhibits.

(d)       Exhibits.

            99.1List of Underlying Interests of Canadian Derivatives Clearing Corporation options listed on the Montreal Exchange and offered for sale in the United States pursuant to CDCC’s Registration Statement on Form S-20 as of June 30, 2020.

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.  

By: /s/ Jay Rajarathinam
Name:   Jay Rajarathinam
Title:   President
     
Date:  July 7, 2020

 

     
By: /s/ Cheryl Graden
Name:   Cheryl Graden
Title:   Senior Vice President, Group Head
  of Legal and Business Affairs and
  Corporate Secretary
     
Date:   July 7, 2020

 

 

 C: 
 
 

EXHIBIT INDEX

Exhibit
Number
  Description
99. 1 List of Underlying Interests of Canadian Derivatives Clearing Corporation options listed on the Montreal Exchange and offered for sale in the United States pursuant to CDCC’s Registration Statement on Form S-20 as of June 30, 2020.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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Dates Referenced Herein

This ‘8-K’ Filing    Date    Other Filings
Filed on:7/7/20None on these Dates
For Period end:6/30/20
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Filing Submission 0001099910-20-000066   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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