SEC Info - Alliancebernstein L.P. - ‘8-K’ for 9/12/22

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Alliancebernstein L.P. – ‘8-K’ for 9/12/22

On: Monday, 9/12/22, at 4:35pm ET · For: 9/12/22 · Accession #: 1109448-22-57 · File #: 0-29961

  As Of               Filer                 Filing    For·On·As Docs:Size

 9/12/22  Alliancebernstein L.P.            8-K:7,9     9/12/22   11:197K

Current Report — Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         8-K Alliancebernstein L.P.                          HTML     31K 
 2: EX-99.01    EX-99.01 Aum Release                                HTML     46K 
 6: R1          Cover Page                                          HTML     40K 
 9: XML         IDEA XML File -- Filing Summary                      XML     11K 
 7: XML         XBRL Instance -- ab-20220912_htm                     XML     19K 
 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 4: EX-101.LAB  XBRL Labels -- ab-20220912_lab                       XML     60K 
 5: EX-101.PRE  XBRL Presentations -- ab-20220912_pre                XML     29K 
 3: EX-101.SCH  XBRL Schema -- ab-20220912                           XSD     10K 
10: JSON        XBRL Instance as JSON Data -- MetaLinks               10±    15K 
11: ZIP         XBRL Zipped Folder -- 0001109448-22-000057-xbrl      Zip     18K

‘8-K’ — 8-K Alliancebernstein L.P.

This is an HTML Document rendered as filed. [ Alternative Formats ]

iX: C: C:

ab-20220912

i 0001109448 i false00011094482022-09-122022-09-12

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): i September 12, 2022

i ALLIANCEBERNSTEIN L.P.

(Exact name of registrant as specified in its charter)


i Delaware	i 000-29961	i 13-4064930
(State or other jurisdiction of incorporation or organization)	(Commission File Number)	(I.R.S. Employer Identification Number)

i 501 Commerce Street, i Nashville, i TN i 37203

(Address of principal executive offices)

(Zip Code)

( i 615) i 622-0000

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:

i ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Securities registered pursuant to Section 12(g) of the Act:

Title of Each Class

Trading Symbol

Name of Each Exchange on Which Registered

Units of limited partnership interest in AllianceBernstein L.P.

None

Item 7.01. Regulation FD Disclosure.

AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. are furnishing a news release (“AUM Release”) issued on September 12, 2022 announcing AB’s preliminary assets under management as of August 31, 2022. The AUM Release is attached hereto as Exhibit 99.01.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

99.01 AUM Release.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.


	ALLIANCEBERNSTEIN L.P.
Dated: September 12, 2022	By:	/s/ *David M. Lesser*
		David M. Lesser Corporate Secretary

Dates Referenced Herein

This ‘8-K’ Filing	Date	Other Filings

Filed on / For Period end:	9/12/22	None on these Dates
	8/31/22
		List all Filings

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Filing Submission 0001109448-22-000057 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)