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As Of Filer Filing For·On·As Docs:Size Issuer Agent 2/13/07 Lehman Brothers Holdings Inc … Tr 10-K 11/30/06 10:5.1M Merrill Corp-MD/FA |
Document/Exhibit Description Pages Size 1: 10-K Annual Report HTML 2.91M 2: EX-10.31 Material Contract HTML 16K 3: EX-12.01 Statement re: Computation of Ratios HTML 45K 4: EX-21.01 Subsidiaries of the Registrant HTML 90K 5: EX-23.01 Consent of Experts or Counsel HTML 28K 6: EX-24.01 Power of Attorney HTML 28K 7: EX-31.01 Certification per Sarbanes-Oxley Act (Section 302) HTML 14K 8: EX-31.02 Certification per Sarbanes-Oxley Act (Section 302) HTML 14K 9: EX-32.01 Certification per Sarbanes-Oxley Act (Section 906) HTML 10K 10: EX-32.02 Certification per Sarbanes-Oxley Act (Section 906) HTML 10K
EXHIBIT 21.01
Pursuant to Item 601(b)(21)(ii) of Regulation S-K, certain subsidiaries of the Registrant have been omitted which, considered in the aggregate as a single subsidiary, would not constitute a significant subsidiary (as defined in Rule 1-02(w) of Regulation S-X) as of November 30, 2006.
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Company |
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Jurisdiction of |
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Lehman Brothers Holdings Inc. |
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Delaware |
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Appalachian Asset Management Corp. |
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Delaware |
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Lehman Risk Services (Bermuda) Ltd. |
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Bermuda |
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Aegis Finance LLC |
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Delaware |
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ARS Holdings I LLC |
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Delaware |
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Banque Lehman Brothers S.A |
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France |
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Erin Asset Management I LLC |
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Delaware |
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Opal Finance Holdings Ireland Limited |
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Ireland |
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LB 745 LLC |
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Delaware |
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LB 745 Leaseco I LLC |
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Delaware |
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LBAC Holdings I Inc. |
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Delaware |
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Lehman Brothers Asia Capital Company |
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Hong Kong |
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LBASC LLC |
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Delaware |
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LBCCA Holdings I LLC |
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Delaware |
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Falcon Holdings I LLC |
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Delaware |
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Falcon Holdings II Inc. |
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Delaware |
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CIMT Limited |
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Cayman Islands |
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TMIC Limited |
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Cayman Islands |
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MICT Limited |
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Cayman Islands |
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Falcon Investor I-X Inc. |
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Cayman Islands |
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Global Thai Property Fund |
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Thailand |
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Lehman Brothers Asia Capital Company |
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Hong Kong |
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Lehman Brothers Commercial Corporation Asia Limited |
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Hong Kong |
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Revival Holdings Limited |
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Cayman Islands |
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Sunrise Finance Co., Ltd. |
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Japan |
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LBCCA Holdings II LLC |
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Delaware |
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Falcon Holdings I LLC |
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Delaware |
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Falcon Holdings II Inc. |
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Delaware |
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CIMT Limited |
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Cayman Islands |
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TMIC Limited |
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Cayman Islands |
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MICT Limited |
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Cayman Islands |
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Falcon Investor I-X Inc. |
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Cayman Islands |
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Global Thai Property Fund |
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Thailand |
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Lehman Brothers Commercial Corporation Asia Limited |
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Hong Kong |
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Revival Holdings Limited |
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Cayman Islands |
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Sunrise Finance Co., Ltd. |
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Japan |
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LB Delta Funding |
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Cayman Islands |
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LB Delta (Cayman) No 1 Ltd. |
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Cayman Islands |
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LBHK Funding (Cayman) No. 4 Ltd. |
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Cayman Islands |
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LB Asia Issuance Company Ltd. |
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Cayman Islands |
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LBHK Funding (Cayman) No. 1 Ltd. |
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Cayman Islands |
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Lehman ALI Inc. |
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Delaware |
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314 Commonwealth Ave. Inc. |
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Delaware |
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Alnwick Investments (UK) Limited |
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United Kingdom |
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Bamburgh Investments (UK) Ltd. |
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United Kingdom |
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Brasstown LLC |
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Delaware |
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Brasstown Entrada I SCA |
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Luxembourg |
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Brasstown Mansfield I SCA |
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Luxembourg |
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Cohort Investments Limited |
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Cayman Islands |
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Stockholm Investments Limited |
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Cayman Islands |
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LUBS Inc. |
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Delaware |
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Property Asset Management Inc. |
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Delaware |
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L.B.C. YK |
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Japan |
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LBS Holdings SARL |
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Luxembourg |
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Lehman Brothers Global Investments LLC |
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Delaware |
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New Century Finance Co., LTD. |
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Japan |
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Lehman Brothers Hy Opportunities Inc. |
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Republic of Korea |
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Lehman Brothers P. A. LLC |
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Delaware |
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Lehman Brothers AIM Holding LLC |
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Delaware |
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Lehman Brothers Alternative Investment Management LLC |
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Delaware |
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Lehman Brothers Asset Management Inc. |
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Delaware |
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Lehman Brothers Asia Holdings Limited |
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Hong Kong |
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Lehman Brothers Equity Finance (Cayman) Limited |
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Cayman Islands |
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Lehman Brothers Securities N.V. |
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The Netherlands |
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Lehman Brothers Pacific Holdings Pte Ltd. |
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Singapore |
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Lehman Brothers Asia Limited |
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Hong Kong |
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Lehman Brothers Securities Asia Limited |
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Hong Kong |
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Lehman Brothers Investment Korea Inc. |
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Republic of Korea |
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Lehman Brothers Bancorp Inc. |
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Delaware |
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Lehman Brothers Commercial Bank |
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Utah |
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Lehman Brothers Bank, FSB |
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United States of America |
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Aurora Loan Services LLC |
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Delaware |
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BNC Mortgage, Inc. |
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Delaware |
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Lehman Brothers Trust Company, National Association |
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United States of America |
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Lehman Brothers Trust Company of Delaware |
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Delaware |
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Lehman Brothers Canada Inc. |
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Canada |
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Lehman Brothers Commercial Corporation |
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Delaware |
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Lehman Brothers Finance S.A. |
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Switzerland |
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Lehman Brothers Inc. |
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Delaware |
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Lehman Brothers Derivative Products Inc. |
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Delaware |
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Lehman Brothers Financial Products Inc. |
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Delaware |
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Lehman Brothers Special Financing Inc. |
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Delaware |
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LB3 GmbH |
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Germany |
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Lehman Brothers Commodity Services Inc. |
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Delaware |
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Lehman Commercial Paper Inc. |
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New York |
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Bromley LLC |
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Delaware |
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Ivanhoe Lane Pty Limited |
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Australia |
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Serafino Investments Pty Limited |
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Australia |
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LCPI Properties Inc. |
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New Jersey |
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LW-LP Inc. |
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Delaware |
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Lehman Pass-Through Securities Inc. |
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Delaware |
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M&L Debt Investments Holdings Pty Limited |
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Australia |
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M&L Debt Investments Pty Limited |
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Australia |
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Pentaring Inc. |
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New York |
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Pindar Pty Ltd. |
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Australia |
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Long Point Funding Pty Ltd. |
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Australia |
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Nale Trust |
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Australia |
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Portsmouth Investment Company Pty Ltd. |
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Australia |
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LB I Group Inc. |
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Delaware |
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Blue Way Finance Corporation U.A. |
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The Netherlands |
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GRA Finance Corporation Ltd. |
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Mauritius |
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LB-NL Holdings I Inc. |
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Delaware |
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LB-NL Holdings L.P. |
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Delaware |
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LB-NL U.S. Investor Inc. |
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Delaware |
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NL Funding, L.P. |
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Delaware |
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Lehman Brothers Offshore Partners Ltd. |
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Bermuda |
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RIBCO LLC |
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Delaware |
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Lehman Brothers Insurance Agency L.L.C. |
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Delaware |
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Lehman Brothers Japan Inc. |
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Japan |
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Lehman Brothers (Luxembourg) S.A. |
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Luxembourg |
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Lehman Brothers Offshore Real Estate Associates, Ltd. |
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Bermuda |
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Lehman Brothers OTC Derivatives Inc. |
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Delaware |
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Lehman Brothers Private Equity Advisers L.L.C. |
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Delaware |
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Lehman Brothers Private Funds Investment Company LP, LLC |
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Delaware |
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Lehman Brothers Private Funds Investment Company GP, LLC |
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Delaware |
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Lehman Brothers Private Fund Advisers LP |
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Delaware |
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Lehman Crossroads Corporate Investors, LP |
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Delaware |
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Lehman Crossroads Corporate Investors II, LP |
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Delaware |
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Lehman Brothers Private Fund Management LP |
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Delaware |
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The Main Office Management Company, LP |
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Delaware |
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Capital Analytics II, LP |
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Delaware |
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e-Valuate, LP |
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Delaware |
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Security Assurance Advisers, LP |
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Delaware |
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Lehman Brothers South East Asia Investments PTE Limited |
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Singapore |
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Phuket Hotel 1 Holdings Company Limited |
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Thailand |
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Nai Harn Hotel 1 Company Limited |
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Thailand |
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Lehman Brothers U.K. Holdings (Delaware) Inc. |
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Delaware |
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Ballybunion Investments No. 2 Ltd. |
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Cayman Islands |
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Ballybunion Investments No. 3 Ltd. |
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Cayman Islands |
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Dynamo Investments Ltd. |
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Cayman Islands |
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Ballybunion Partnership |
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Hong Kong |
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LB India Holdings Cayman I Limited |
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Cayman Islands |
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Lehman Brothers Services India Private Limited |
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India |
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LB India Holdings Cayman II Limited |
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Cayman Islands |
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Lehman Brothers Capital GmbH, Co. |
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Germany |
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LB UK RE Holdings Ltd. |
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United Kingdom |
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Lehman Brothers Spain Holdings Limited |
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United Kingdom |
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Lehman Brothers Luxembourg Investments Sarl |
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Luxembourg |
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Woori-LB Fifth Asset Securitization Specialty Co., Ltd. |
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Republic of Korea |
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Woori-LB First Asset Securitization Specialty Co., Ltd. |
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Republic of Korea |
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Lehman Brothers Asset Management France |
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France |
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Lehman Brothers UK Investments Limited |
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United Kingdom |
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LB Investments (UK) Limited |
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United Kingdom |
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LB Alpha Finance Cayman Limited |
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Cayman Islands |
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LB Beta Finance Cayman Limited |
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Cayman Islands |
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Lehman Brothers U.K. Holdings Ltd. |
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United Kingdom |
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Lehman Brothers Holdings Plc. |
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United Kingdom |
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Furno & Del Castano Capital Partners LLP |
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United Kingdom |
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LB Holdings Intermediate 1 Ltd. |
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United Kingdom |
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LB Holdings Intermediate 2 Ltd. |
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United Kingdom |
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Lehman Brothers International (Europe) |
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United Kingdom |
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MABLE Commercial Funding Limited |
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United Kingdom |
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MBAM Investor Limited |
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United Kingdom |
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Resetfan Limited |
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United Kingdom |
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Capstone Mortgage Services Ltd. |
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United Kingdom |
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Southern Pacific Mortgage Limited |
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United Kingdom |
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Preferred Holdings Limited |
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United Kingdom |
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Preferred Group Limited |
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United Kingdom |
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Preferred Mortgages Limited |
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United Kingdom |
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Lehman Brothers Europe Limited |
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United Kingdom |
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Lehman Brothers Limited |
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United Kingdom |
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Storm Funding Ltd. |
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United Kingdom |
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Lehman Brothers (PTG) Limited |
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United Kingdom |
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Eldon Street Holdings Limited |
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United Kingdom |
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Thayer Properties Limited |
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United Kingdom |
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Thayer Group Limited |
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United Kingdom |
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Thayer Properties (Jersey) Ltd. |
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United Kingdom |
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Lehman Brothers Treasury Co. B.V. |
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The Netherlands |
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Lehman Brothers Bankhaus Aktiengesellschaft |
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Germany |
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Lehman Re Ltd. |
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Bermuda |
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Lehman Risk Advisors Inc. |
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Delaware |
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Lehman Brothers Asset Management, LLC |
|
Delaware |
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Neuberger Berman Inc. |
|
Delaware |
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Neuberger Berman Management Inc. |
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New York |
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Neuberger Berman Asset Management, LLC |
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Delaware |
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Neuberger Berman Investment Services, LLC |
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Delaware |
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Neuberger Berman Management Inc. |
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New York |
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Sage Partners, LLC |
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New York |
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Executive Monetary Management, Inc. |
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New York |
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Neuberger Berman, LLC |
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Delaware |
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Neuberger Berman Pty Ltd. |
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Australia |
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Neuberger & Berman Agency, Inc. |
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New York |
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Principal Transactions Inc. |
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Delaware |
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Y.K. Park Funding |
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Japan |
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Pike International Y.K. |
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Japan |
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Real Estate Private Equity Inc. |
|
Delaware |
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REPE LBREP II LLC |
|
Delaware |
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Lunar Constellation Limited Partnership |
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Delaware |
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Southern Pacific Funding 5 Ltd. |
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United Kingdom |
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Wharf Reinsurance Inc. |
|
New York |
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 2/13/07 | 424B2, 424B3, 424B5, 8-A12B, SC 13G, SC 13G/A | ||
| For Period End: | 11/30/06 | 4, 5, FWP, SC 13D/A | ||
| List all Filings | ||||