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As Of Filer Filing For·On·As Docs:Size Issuer Agent 1/29/08 Lehman Brothers Holdings Inc … Tr 10-K 11/30/07 20:7.1M Merrill Corp-MD/FA |
Document/Exhibit Description Pages Size 1: 10-K Annual Report HTML 3.93M 2: EX-10.11 Material Contract HTML 98K 3: EX-10.14 Material Contract HTML 122K 4: EX-10.15 Material Contract HTML 63K 5: EX-10.16 Material Contract HTML 38K 6: EX-10.17 Material Contract HTML 31K 7: EX-10.19 Material Contract HTML 59K 8: EX-10.20 Material Contract HTML 22K 9: EX-10.21 Material Contract HTML 27K 10: EX-10.28 Material Contract HTML 21K 11: EX-10.29 Material Contract HTML 25K 12: EX-10.30 Material Contract HTML 16K 13: EX-12.01 Statement re: Computation of Ratios HTML 35K 14: EX-21.01 Subsidiaries of the Registrant HTML 158K 15: EX-23.01 Consent of Experts or Counsel HTML 32K 16: EX-24.01 Power of Attorney HTML 32K 17: EX-31.01 Certification per Sarbanes-Oxley Act (Section 302) HTML 17K 18: EX-31.02 Certification per Sarbanes-Oxley Act (Section 302) HTML 18K 19: EX-32.01 Certification per Sarbanes-Oxley Act (Section 906) HTML 12K 20: EX-32.02 Certification per Sarbanes-Oxley Act (Section 906) HTML 12K
EXHIBIT 21.01
as of November 30, 2007
Pursuant to Item 601(b)(21)(ii) of Regulation S-K, subsidiaries of the Registrant have been omitted which, considered in the aggregate as a single subsidiary, would not have constituted a significant subsidiary (as defined in Rule 1-02(w) of Regulation S-X) as of November 30, 2007. Indentations indicate parent-subsidiary relationships.
|
Tier |
|
Name |
|
|
Jurisdiction of |
|
|
0 |
|
Lehman Brothers Holdings Inc. |
|
Delaware |
||
|
1 |
|
Appalachian Asset Management Corp. |
|
Delaware |
||
|
2 |
|
Lehman Risk Services (Bermuda) Ltd. |
|
Bermuda |
||
|
1 |
|
ARS Holdings I LLC |
|
Delaware |
||
|
1 |
|
Banque Lehman Brothers S.A. |
|
France |
||
|
1 |
|
LB 745 LLC |
|
Delaware |
||
|
1 |
|
LB 745 Leaseco I LLC |
|
Delaware |
||
|
1 |
|
LBAC Holdings I Inc. |
|
Delaware |
||
|
2 |
|
Lehman Brothers Asia Capital Company |
|
Hong Kong |
||
|
1 |
|
LBCCA Holdings I LLC |
|
Delaware |
||
|
2 |
|
Falcon Holdings I LLC |
|
Delaware |
||
|
3 |
|
Falcon Holdings II Inc. |
|
Delaware |
||
|
4 |
|
CIMT Limited |
|
Cayman Islands |
||
|
5 |
|
TMIC Limited |
|
Cayman Islands |
||
|
6 |
|
MICT Limited |
|
Cayman Islands |
||
|
7 |
|
Falcon Investor I-X Inc. |
|
Cayman Islands |
||
|
8 |
|
Global Thai Property Fund |
|
Thailand |
||
|
2 |
|
Lehman Brothers Asia Capital Company |
|
Hong Kong |
||
|
2 |
|
Lehman Brothers Commercial Corporation Asia Limited |
|
Hong Kong |
||
|
2 |
|
Revival Holdings Limited |
|
Cayman Islands |
||
|
3 |
|
Global Korea Investments Ltd. |
|
Cayman Islands |
||
|
4 |
|
SOGKI Development Inc. |
|
Cayman Islands |
||
|
5 |
|
GKI Korea Development Limited |
|
Malaysia |
||
|
6 |
|
Maewha K-STARS Ltd. |
|
Republic of Korea |
||
|
3 |
|
Sunrise Finance Co., Ltd. |
|
Japan |
||
|
1 |
|
LBCCA Holdings II LLC |
|
Delaware |
|
2 |
|
Falcon Holdings I LLC |
|
Delaware |
|
3 |
|
Falcon Holdings II Inc. |
|
Delaware |
|
4 |
|
CIMT Limited |
|
Cayman Islands |
|
5 |
|
TMIC Limited |
|
Cayman Islands |
|
6 |
|
MICT Limited |
|
Cayman Islands |
|
7 |
|
Falcon Investor I-X Inc. |
|
Cayman Islands |
|
8 |
|
Global Thai Property Fund |
|
Thailand |
|
2 |
|
Lehman Brothers Commercial Corporation Asia Limited |
|
Hong Kong |
|
2 |
|
Revival Holdings Limited |
|
Cayman Islands |
|
3 |
|
Global Korea Investments Ltd. |
|
Cayman Islands |
|
4 |
|
SOGKI Development Inc. |
|
Cayman Islands |
|
5 |
|
GKI Korea Development Limited |
|
Malaysia |
|
6 |
|
Maewha K-STARS Ltd. |
|
Republic of Korea |
|
3 |
|
Sunrise Finance Co., Ltd. |
|
Japan |
|
1 |
|
LB Delta Funding |
|
Cayman Islands |
|
2 |
|
LB Delta (Cayman) No 1 Ltd. |
|
Cayman Islands |
|
1 |
|
LBHK Funding (Cayman) No. 4 Ltd. |
|
Cayman Islands |
|
2 |
|
LBHK Funding (Cayman) No. 1 Ltd. |
|
Cayman Islands |
|
1 |
|
LB Russia Holdings LLC |
|
Delaware |
|
2 |
|
LB Russia Holdings Inc. |
|
Delaware |
|
3 |
|
OOO Lehman Brothers |
|
Russia |
|
1 |
|
Lehman ALI Inc. |
|
Delaware |
|
2 |
|
314 Commonwealth Ave. Inc. |
|
Delaware |
|
3 |
|
Alnwick Investments (UK) Ltd. |
|
United Kingdom |
|
3 |
|
Bamburgh Investments (UK) Ltd. |
|
United Kingdom |
|
4 |
|
Gainsborough Investments BV |
|
The Netherlands |
|
5 |
|
Kenilworth Investments 1 Ltd. |
|
Cayman Islands |
|
3 |
|
Kenilworth Investments 2 Ltd. |
|
Cayman Islands |
|
3 |
|
Brasstown LLC |
|
Delaware |
|
4 |
|
Brasstown Mansfield I SCA |
|
Luxembourg |
|
2 |
|
Lehman Capital Investments 2 Ltd. |
|
Cayman Islands |
|
2 |
|
Property Asset Management Inc. |
|
Delaware |
|
3 |
|
L.B.C. YK |
|
Japan |
|
3 |
|
LB Capital Investments 2 Ltd. |
|
Cayman Islands |
|
3 |
|
LBS Holdings SARL |
|
Luxembourg |
|
3 |
|
Lehman Brothers Global Investments LLC |
|
Delaware |
|
4 |
|
New Century Finance Co., LTD. |
|
Japan |
|
5 |
|
Lehman Brothers Commercial Mortgage K.K. |
|
Japan |
|
3 |
|
Lehman Brothers Hy Opportunities Korea Inc. |
|
Republic of Korea |
|
3 |
|
Lehman Brothers P.A. LLC |
|
Delaware |
|
1 |
|
Lehman Brothers AIM Holding LLC |
|
Delaware |
|
2 |
|
Lehman Brothers Alternative Investment Management LLC |
|
Delaware |
|
1 |
|
Lehman Brothers Asset Management Inc. |
|
Delaware |
|
1 |
|
Lehman Brothers Asset Management, LLC |
|
Delaware |
|
1 |
|
Lehman Brothers Asia Pacific (Singapore) PTE. Ltd. |
|
Singapore |
|
2 |
|
Lehman Brothers Asia Holdings Limited |
|
Hong Kong |
|
3 |
|
Lehman Brothers Equity Finance (Cayman) Limited |
|
Cayman Islands |
|
3 |
|
Lehman Brothers Securities N.V. |
|
The Netherlands |
|
2 |
|
Lehman Brothers Pacific Holdings Pte. Ltd. |
|
Singapore |
|
3 |
|
Lehman Brothers Asia Limited |
|
Hong Kong |
|
3 |
|
Lehman Brothers Futures Asia Limited |
|
Hong Kong |
|
3 |
|
Lehman Brothers Securities Asia Limited |
|
Hong Kong |
|
3 |
|
Lehman Brothers Investments PTE Ltd. |
|
Singapore |
|
4 |
|
Lehman Brothers Holdings Japan Inc. |
|
Japan |
|
5 |
|
Lehman Brothers Japan Inc. |
|
Japan |
|
4 |
|
Lehman Brothers Capital Private Limited |
|
India |
|
4 |
|
Lehman Brothers Securities Private Limited |
|
India |
|
3 |
|
Lehman Brothers Singapore PTE Ltd. |
|
Singapore |
|
3 |
|
SAIL Investor Pte Ltd. |
|
Singapore |
|
1 |
|
Lehman Brothers Australia Holdings PTY Limited. |
|
Australia |
|
|
2 |
|
Lehman Brothers Australia Granica PTY Limited |
|
Australia |
|
|
3 |
|
Lehman Brothers Australia Limited |
|
Australia |
|
|
4 |
|
LB Asset Management Ltd. |
|
Australia |
|
|
1 |
|
Lehman Brothers Bancorp Inc. |
|
Delaware |
|
|
2 |
|
Lehman Brothers Commercial Bank |
|
Utah |
|
|
2 |
|
Lehman Brothers Bank, FSB |
|
United States of America |
|
|
3 |
|
Aurora Loan Services LLC |
|
Delaware |
|
|
2 |
|
Lehman Brothers Trust Company, National Association |
|
United States of America |
|
|
2 |
|
Lehman Brothers Trust Company of Delaware |
|
Delaware |
|
|
2 |
|
Lehman Brothers Bancorp UK Holdings Limited |
|
United Kingdom |
|
|
3 |
|
MABLE Commercial Funding Limited |
|
United Kingdom |
|
|
4 |
|
ELQ Holdings B.V. |
|
The Netherlands |
|
|
5 |
|
ELQ Hypothekan N.V. |
|
The Netherlands |
|
|
4 |
|
Resetfan Limited |
|
United Kingdom |
|
|
5 |
|
Capstone Mortgage Services Ltd. |
|
United Kingdom |
|
|
5 |
|
Southern Pacific Mortgage Limited |
|
United Kingdom |
|
|
5 |
|
Preferred Holdings Limited |
|
United Kingdom |
|
|
6 |
|
Preferred Group Limited |
|
United Kingdom |
|
|
7 |
|
Preferred Mortgages Limited |
|
United Kingdom |
|
|
4 |
|
Storm Funding Ltd. |
|
United Kingdom |
|
|
1 |
|
Lehman (Cayman Islands) Ltd. |
|
Cayman Islands |
|
|
1 |
|
Lehman Brothers Co-Investment Associates LLC |
|
Delaware |
|
|
1 |
|
Lehman Brothers Inc. |
|
Delaware |
|
|
2 |
|
Lehman Brothers Derivative Products Inc. |
|
Delaware |
|
|
2 |
|
Lehman Brothers Financial Products Inc. |
|
Delaware |
|
|
2 |
|
Lehman Brothers Investment Holding Company Inc. |
|
Delaware |
|
|
3 |
|
LB India Holdings Mauritius I Limited |
|
Mauritius |
|
|
3 |
|
LB India Holdings Mauritius II Limited |
|
Mauritius |
|
|
2 |
|
Lehman Brothers Securities Taiwan Limited |
|
Taiwan |
|
|
2 |
|
Lehman Brothers Special Financing Inc. |
|
Delaware |
|
|
3 |
|
LB3 GmbH |
|
Germany |
|
|
3 |
|
Lehman Brothers Commodity Services Inc. |
|
Delaware |
|
|
4 |
|
Eagle Energy Management, LLC |
|
Delaware |
|
|
5 |
|
Eagle Energy Partners I, L.P. |
|
Texas |
|
|
2 |
|
Lehman Commercial Paper Inc. |
|
New York |
|
|
3 |
|
Bromley LLC |
|
Delaware |
|
|
3 |
|
East Dover Limited. |
|
Ireland |
|
|
3 |
|
Ivanhoe Lane Pty Limited |
|
Australia |
|
|
4 |
|
Serafino Investments Pty Limited |
|
Australia |
|
|
3 |
|
LCPI Properties Inc. |
|
New Jersey |
|
|
4 |
|
LW LP Inc. |
|
Delaware |
|
|
3 |
|
M&L Debt Investments Holdings Pty Limited |
|
Australia |
|
|
4 |
|
M&L Debt Investments Pty Limited |
|
Australia |
|
|
3 |
|
Merit, LLC |
|
Delaware |
|
|
3 |
|
Pindar Pty Ltd. |
|
Australia |
|
|
4 |
|
Long Point Funding Pty Ltd. |
|
Australia |
|
|
2 |
|
LB I Group Inc. |
|
Delaware |
|
|
3 |
|
GRA Finance Corporation Ltd. |
|
Mauritius |
|
|
3 |
|
LB-NL Holdings I Inc. |
|
Delaware |
|
|
4 |
|
LB-NL Holdings L.P. |
|
Delaware |
|
|
5 |
|
LB-NL U.S. Investor Inc. |
|
Delaware |
|
|
6 |
|
NL Funding, L.P |
|
Delaware |
|
|
1 |
|
Lehman Brothers (Luxembourg) S.A. |
|
Luxembourg |
|
|
1 |
|
Lehman Brothers OTC Derivatives Inc. |
|
Delaware |
|
|
1 |
|
Lehman Brothers Private Equity Advisers L.L.C. |
|
Delaware |
|
|
1 |
|
Lehman Brothers Private Funds Investment Company GP, LLC |
|
Delaware |
|
|
2 |
|
Lehman Brothers Private Fund Advisers LP |
|
Delaware |
|
|
2 |
|
Lehman Brothers Private Fund Management LP |
|
Delaware |
|
|
1 |
|
Lehman Brothers U.K. Holdings (Delaware) Inc. |
|
Delaware |
|
|
2 |
|
Ballybunion Investments No. 2 Ltd. |
|
Cayman Islands |
|
|
3 |
|
Ballybunion Investments No. 3 Ltd. |
|
Cayman Islands |
|
|
4 |
|
Dynamo Investments Ltd. |
|
Cayman Islands |
|
|
5 |
|
Ballybunion Partnership |
|
Hong Kong |
|
|
2 |
|
LB India Holdings Cayman I Limited |
|
Cayman Islands |
|
|
3 |
|
Lehman Brothers Services India Private Limited |
|
India |
|
|
4 |
|
Lehman Brothers Fixed Income Securities Private Limited |
|
India |
|
|
2 |
|
LB India Holdings Cayman II Limited |
|
Cayman Islands |
|
|
2 |
|
LB Lease & Finance No 1. Ltd. |
|
United Kingdom |
|
|
2 |
|
Lehman Brothers Capital GmbH, Co. |
|
Germany |
|
|
2 |
|
LB UK RE Holdings Ltd. |
|
United Kingdom |
|
|
3 |
|
Falcon LB Sarl |
|
Luxembourg |
|
|
4 |
|
LB SPV SCA |
|
Luxembourg |
|
|
3 |
|
LB UK Financing Limited |
|
United Kingdom |
|
|
4 |
|
LB SF No. 1 Ltd. |
|
United Kingdom |
|
|
5 |
|
Lehman Commercial Mortgage Conduit Ltd. |
|
United Kingdom |
|
|
2 |
|
Lehman Brothers Holdings Scottish LP |
|
United Kingdom |
|
|
3 |
|
Lehman Brothers Spain Holdings Limited |
|
United Kingdom |
|
|
3 |
|
Lehman Brothers Luxembourg Investments Sarl |
|
Luxembourg |
|
|
4 |
|
Woori-LB Fifth Asset Securitization Specialty Co., Ltd. |
|
Republic of Korea |
|
|
4 |
|
Woori-LB Fourth Asset Securitization Specialty Co., Ltd. |
|
Republic of Korea |
|
|
4 |
|
Lehman Brothers Asset Management France |
|
France |
|
|
4 |
|
Lehman Brothers UK Investments Limited |
|
United Kingdom |
|
|
5 |
|
LB Investments (UK) Limited |
|
United Kingdom |
|
|
6 |
|
LB Alpha Finance Cayman Limited |
|
Cayman Islands |
|
|
6 |
|
LB Beta Finance Cayman Limited |
|
Cayman Islands |
|
|
4 |
|
Lehman Brothers U.K. Holdings Ltd. |
|
United Kingdom |
|
|
5 |
|
Lehman Brothers Holdings Plc |
|
United Kingdom |
|
|
6 |
|
Furno & Del Castano Capital Partners LLP |
|
United Kingdom |
|
|
6 |
|
LB Holdings Intermediate 1 Ltd. |
|
United Kingdom |
|
|
7 |
|
LB Holdings Intermediate 2 Ltd. |
|
United Kingdom |
|
|
8 |
|
Lehman Brothers International (Europe) |
|
United Kingdom |
|
|
6 |
|
Lehman Brothers Asset Management (Europe) Ltd. |
|
United Kingdom |
|
|
6 |
|
MBAM Investor Limited |
|
United Kingdom |
|
|
6 |
|
Lehman Brothers Europe Limited |
|
United Kingdom |
|
|
6 |
|
Lehman Brothers Limited |
|
United Kingdom |
|
|
5 |
|
Lehman Brothers (PTG) Limited |
|
United Kingdom |
|
|
6 |
|
Eldon Street Holdings Limited |
|
United Kingdom |
|
|
7 |
|
Thayer Properties Limited |
|
United Kingdom |
|
|
8 |
|
Thayer Group Limited |
|
United Kingdom |
|
|
9 |
|
Thayer Properties (Jersey) Ltd. |
|
United Kingdom |
|
|
2 |
|
Lehman Brothers Holdings Scottish LP 2 |
|
United Kingdom |
|
|
3 |
|
Lehman Brothers Holdings Scottish LP 3 |
|
United Kingdom |
|
|
2 |
|
Lehman Brothers Treasury Co. B.V. |
|
The Netherlands |
|
|
1 |
|
Lehman Brothers Bankhaus Aktiengesellschaft |
|
Germany |
|
|
1 |
|
Lehman Re Ltd. |
|
Bermuda |
|
|
1 |
|
Lehman Risk Advisors Inc. |
|
Delaware |
|
|
1 |
|
LIBRO Holdings I Inc. |
|
Delaware |
|
|
2 |
|
Lehman Brothers do Brasil Ltda |
|
Brazil |
|
|
1 |
|
Neuberger Berman Inc. |
|
Delaware |
|
|
2 |
|
Neuberger Berman Asset Management, LLC |
|
Delaware |
|
|
2 |
|
Neuberger Berman Investment Services, LLC |
|
Delaware |
|
|
2 |
|
Neuberger Berman Management Inc. |
|
New York |
|
|
2 |
|
Sage Partners, LLC |
|
New York |
|
|
2 |
|
Executive Monetary Management, Inc. |
|
New York |
|
|
2 |
|
Neuberger Berman, LLC |
|
Delaware |
|
|
3 |
|
Neuberger Berman Pty Ltd. |
|
Australia |
|
|
3 |
|
Neuberger & Berman Agency, Inc. |
|
New York |
|
|
1 |
|
Principal Transactions Inc. |
|
Delaware |
|
|
2 |
|
Louise Y.K. |
|
Japan |
|
|
2 |
|
Y.K. Tower Funding |
|
Japan |
|
1 |
|
Real Estate Private Equity Inc. |
|
Delaware |
|
2 |
|
REPE LBREP III LLC |
|
Delaware |
|
1 |
|
Southern Pacific Funding 5 |
|
United Kingdom |
|
1 |
|
Wharf Reinsurance Inc. |
|
New York |
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 1/29/08 | 424B2, 8-K, FWP | ||
| For Period End: | 11/30/07 | 4, 424B2, 5, 8-K, FWP | ||
| List all Filings | ||||