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Akorn Inc. – ‘15-12B’ on 10/2/20

On:  Friday, 10/2/20, at 2:57pm ET   ·   Effective:  10/2/20   ·   Accession #:  1104659-20-111625   ·   File #:  1-32360

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/02/20  Akorn Inc.                        15-12B     10/02/20    1:15K                                    Toppan Merrill/FA

Certification of a Termination of Registration of a Class of Securities   —   Form 15   —   Sect. 12(b) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 15-12B      Certification of a Termination of Registration of   HTML     11K 
                a Class of Securities                                            


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 15

 

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION

UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

 

     
Commission File Number: 001-32360

 

 
Akorn, Inc.

(Exact name of registrant as specified in its charter)

 

1925 W. FIELD COURT, SUITE 300, LAKE FOREST, Illinois 60045

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

Common Stock, no par value

Series A Contingent Value Rights

(Title of each class of securities covered by this Form)

 

None

(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

 

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

 

     
Rule 12g-4(a)(1)  
Rule 12g-4(a)(2)  
Rule 12h-3(b)(1)(i)  
Rule 12h-3(b)(1)(ii)  
Rule 15d-6  
Rule 15d-22(b)  

 

Approximate number of holders of record as of the certification or notice date: None*

 

*On October 1, 2020 (the “Effective Date”), Akorn, Inc. (the “Company”) emerged from bankruptcy, pursuant to that certain Modified Joint Chapter 11 Plan of Akorn, Inc. and Its Debtor Affiliates (the “Plan”) approved and confirmed by the United States Bankruptcy Court for the District of Delaware on September 4, 2020. As of the Effective Date, pursuant to the Plan, the Company’s common stock, no par value (the “Common Stock”), and the Company’s Series A Contingent Value Rights (the “CVRs”) outstanding prior to the effectiveness of the Plan were deemed canceled and extinguished. This Form 15 is intended to terminate the registration of the Common Stock and the CVRs under Section 12(g) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and to terminate and suspend all filing obligations under Section 12(g) and Section 15(d), respectively, with respect to the Common Stock and the CVRs.

 

 C: 

 

 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, Akorn, Inc., has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

 

 

  Akorn, Inc.
   
   
Date: October 2, 2020 By:  /s/ Duane A. Portwood        
  Name:     Duane A. Portwood
Title:      Chief Financial Officer

 

 

 C: 

 

 

 

 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘15-12B’ Filing    Date    Other Filings
Filed on / Effective on:10/2/208-K,  S-8 POS
10/1/208-K
9/4/20
 List all Filings 
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Filing Submission 0001104659-20-111625   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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