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Dila Capital Acquisition Corp. – IPO: ‘S-1/A’ on 4/14/21 – ‘EX-4.1’

On:  Wednesday, 4/14/21, at 2:44pm ET   ·   Accession #:  1104659-21-50161   ·   File #:  333-254425

Previous ‘S-1’:  ‘S-1’ on 3/18/21   ·   Next:  ‘S-1/A’ on 4/29/21   ·   Latest:  ‘S-1/A’ on 6/4/21   ·   7 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/14/21  Dila Capital Acquisition Corp.    S-1/A                 24:1.3M                                   Toppan Merrill/FA

Initial Public Offering (IPO):  Pre-Effective Amendment to Registration Statement (General Form)   —   Form S-1   —   SA’33
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1/A       Pre-Effective Amendment to Registration Statement   HTML     80K 
                (General Form)                                                   
 2: EX-1.1      Underwriting Agreement or Conflict Minerals Report  HTML    180K 
 3: EX-1.2      Underwriting Agreement or Conflict Minerals Report  HTML     32K 
 4: EX-3.2      Articles of Incorporation/Organization or Bylaws    HTML     77K 
 5: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     22K 
 6: EX-4.2      Instrument Defining the Rights of Security Holders  HTML     19K 
 7: EX-4.3      Instrument Defining the Rights of Security Holders  HTML     22K 
 8: EX-4.4      Instrument Defining the Rights of Security Holders  HTML     79K 
 9: EX-4.5      Instrument Defining the Rights of Security Holders  HTML     81K 
10: EX-5.1      Opinion of Counsel re: Legality                     HTML     18K 
11: EX-10.1     Material Contract                                   HTML     46K 
12: EX-10.2     Material Contract                                   HTML     56K 
13: EX-10.4     Material Contract                                   HTML     76K 
14: EX-10.5     Material Contract                                   HTML     32K 
15: EX-10.6     Material Contract                                   HTML     34K 
16: EX-10.7     Material Contract                                   HTML     15K 
17: EX-10.8     Material Contract                                   HTML     85K 
18: EX-14       Code of Ethics                                      HTML     27K 
19: EX-99.1     Miscellaneous Exhibit                               HTML     26K 
20: EX-99.2     Miscellaneous Exhibit                               HTML     23K 
21: EX-99.3     Miscellaneous Exhibit                               HTML     24K 
22: EX-99.4     Miscellaneous Exhibit                               HTML     10K 
23: EX-99.6     Miscellaneous Exhibit                               HTML     10K 
24: EX-99.7     Miscellaneous Exhibit                               HTML     10K 


‘EX-4.1’   —   Instrument Defining the Rights of Security Holders


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 

Exhibit 4.1

 

NUMBER

 

U-__________

 

 

 

  UNITS
SEE REVERSE FOR
CERTAIN DEFINITIONS
DILA CAPITAL ACQUISITION CORP.  
           

CUSIP [•]

 

UNITS CONSISTING OF ONE SHARE OF CLASS A COMMON STOCK AND

ONE WARRANT

 

THIS CERTIFIES THAT                                                                                                                                                                                                                 

 

is the owner of                                                                                                                                                                                                                                  Units.

 

Each Unit (“Unit”) consists of one (1) share of Class A common stock, par value $0.0001 per share (“Common Stock”), of DILA Capital Acquisition Corp., a Delaware corporation (the “Company”), and one warrant (“Warrant”). Each Warrant entitles the holder to purchase one share of Common Stock for $11.50 per share (subject to adjustment). Each Warrant will become exercisable 30 days after the Company’s completion of an initial merger, capital stock exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a “Business Combination”), and will expire unless exercised before 5:00 p.m., New York City Time, on the fifth anniversary of the completion of an initial Business Combination, or earlier upon redemption or liquidation. The Common Stock and Warrant(s) comprising the Unit(s) represented by this certificate are not transferable separately until ninety days following the Company’s initial public offering (the “IPO”), unless EarlyBirdCapital, Inc. informs the Company of its decision to allow earlier separate trading, except that in no event will the Common Stock and Warrants be separately tradeable until the Company has filed an audited balance sheet reflecting the Company’s receipt of the gross proceeds of its IPO and issued a press release announcing when such separate trading will begin. The terms of the Warrants are governed by a Warrant Agreement, dated as of _________, 2021, between the Company and Continental Stock Transfer & Trust Company, as Warrant Agent, and are subject to the terms and provisions contained therein, all of which terms and provisions the holder of this certificate consents to by acceptance hereof. Copies of the Warrant Agreement are on file at the office of the Warrant Agent at 1 State Street, 30th Floor, New York, New York 10004, and are available to any Warrant holder on written request and without cost.

 

This certificate is not valid unless countersigned by the Transfer Agent and Registrar of the Company.

Witness the facsimile seal of the Company and the facsimile signatures of its duly authorized officers.

 

 

By
  
      
  Chief Executive Officer   Chief Financial Officer

 

 

 

 C: 

 

 

 

DILA Capital Acquisition Corp.

 

The Company will furnish without charge to each stockholder who so requests, a statement of the powers, designations, preferences and relative, participating, optional or other special rights of each class of stock or series thereof of the Company and the qualifications, limitations, or restrictions of such preferences and/or rights.

 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM –as tenants in common UNIF GIFT MIN ACT - _____ Custodian ______
TEN ENT –as tenants by the entireties     (Cust) (Minor)   
JT TEN – as joint tenants with right of survivorship under Uniform Gifts to Minors
and not as tenants in common   Act      
       (State)  

 

Additional abbreviations may also be used though not in the above list.

 

For value received, ___________________________ hereby sells, assigns, and transfers unto

 

PLEASE INSERT SOCIAL SECURITY OR OTHER

IDENTIFYING NUMBER OF ASSIGNEE

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

 

                                                                                                                                                                                                                                                                                          

 

                                                                                                                                                                                                                                                                                          

 

                                                                                                                                                                                                                                                                        Units

 

represented by the within Certificate, and hereby irrevocably constitutes and appoints

 

                                                                                                                                                                                  Attorney to transfer the said Units on the books of the within named Company with full power of substitution in the premises.

 

Dated                                           

 

 

Notice:The signature(s) to this assignment must correspond with the name as written upon the face of the certificate in every particular, without alteration or enlargement or any change whatever.

 

Signature(s) Guaranteed:

 

 

THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15 (OR ANY SUCCESSOR RULE) UNDER THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED).  

 

In each case, as more fully described in the Company’s final prospectus dated ______________, 2021, the holder(s) of this certificate shall be entitled to receive a pro-rata portion of certain funds held in the trust account established in connection with the Company’s initial public offering only in the event that (i) the Company redeems the shares of Class A common stock sold in its initial public offering because it does not consummate an initial business combination within the period of time set forth in the Company’s Amended and Restated Certificate of Incorporation, as the same may be amended from time to time (the “Charter”), (ii) the Company seeks to amend any provisions of the Charter (A) to modify the substance or timing of the Company’s obligations with respect to conversion rights as described in the Company’s final prospectus dated ______________, 2021 or (B) with respect to any other provision relating to stockholders’ rights or pre-initial business combination activity, or (iii) if the holder(s) seek(s) to convert his, her or its respective shares of Class A common stock upon consummation of, or sell his, her or its shares of Class A common stock in a tender offer in connection with, an initial business combination which the Company consummates. In no other circumstances shall the holder(s) have any right or interest of any kind in or to the trust account.

 

 C: 

 

 


6 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/28/22  Dila Capital Acquisition Corp.    10-K       12/31/21   56:4M                                     Toppan Merrill/FA2
 8/19/21  Dila Capital Acquisition Corp.    10-Q        6/30/21   47:3.2M                                   Toppan Merrill/FA
 6/21/21  Dila Capital Acquisition Corp.    8-K:1,3,5,8 6/14/21   13:892K                                   Toppan Merrill/FA
 6/04/21  Dila Capital Acquisition Corp.    S-1/A                  2:1.2M                                   Toppan Merrill/FA
 5/24/21  Dila Capital Acquisition Corp.    S-1/A                  4:1.3M                                   Toppan Merrill/FA
 4/29/21  Dila Capital Acquisition Corp.    S-1/A                  3:1.3M                                   Toppan Merrill/FA


1 Previous Filing that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/18/21  Dila Capital Acquisition Corp.    S-1                    7:1.4M                                   Toppan Merrill/FA
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Filing Submission 0001104659-21-050161   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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