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Oaktop Capital Management II, L.P. – ‘SC 13G/A’ on 2/24/22 re: Amber Road, Inc.

On:  Thursday, 2/24/22, at 1:07pm ET   ·   Accession #:  1104659-22-26468   ·   File #:  5-88326

Previous ‘SC 13G’:  ‘SC 13G’ on 2/4/20   ·   Next:  ‘SC 13G/A’ on 2/14/23   ·   Latest:  ‘SC 13G/A’ on 2/14/24

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/24/22  Oaktop Capital Mgmt II, L.P.      SC 13G/A               1:40K  Amber Road, Inc.                  Toppan Merrill/FA

Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor   —   Schedule 13G   —   WA’68

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment to Statement of Acquisition of            HTML     24K 
                Beneficial Ownership by a "Passive" Investor                     


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

 

 

  UNITED STATES  
  SECURITIES AND EXCHANGE COMMISSION  
  Washington, D.C. 20549  

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

 

Amber Road, Inc.

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

02318Y108

(CUSIP Number)

 

12/31/2019

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

x Rule 13d-1(b)
   
¨ Rule 13d-1(c)
   
¨ Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 C: 

 

 

 

CUSIP No. 
 
  1. Names of Reporting Persons
Oaktop Capital Management II, L.P.
 
  2. Check the Appropriate Box if a Member of a Group (See Instructions)
    (a) ¨
    (b) ¨
 
  3. SEC Use Only
 
  4. Citizenship or Place of Organization
One Main Street, Suite 202 Chatham, NJ 07928
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5. Sole Voting Power
0
 
6. Shared Voting Power
0
 
7. Sole Dispositive Power
0
 
8. Shared Dispositive Power
0
 
  9. Aggregate Amount Beneficially Owned by Each Reporting Person
0
 
  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  ¨
 
  11. Percent of Class Represented by Amount in Row (9)
0
 
  12. Type of Reporting Person (See Instructions)
Investment Advisor
           

 C: 

 C: 

 

 

Item 1.
  (a) Name of Issuer
Amber Road, Inc.
  (b) Address of Issuer’s Principal Executive Offices
One Meadowlands Plaza, East Rutherford, NJ 07073
 
Item 2.
  (a) Name of Person Filing
Oaktop Capital Management II, L.P.
  (b) Address of Principal Business Office or, if none, Residence
One Main Street, Suite 202 Chatham, NJ 07928
  (c) Citizenship
USA
  (d) Title of Class of Securities
Common Stock
  (e) CUSIP Number
02318Y108
 
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
  (a) ¨ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
  (b) ¨ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
  (c) ¨ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
  (d) ¨ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
  (e) x An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
  (f) ¨ An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
  (g) ¨ A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
  (h) ¨ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
  (i) ¨ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
  (j) ¨ A non-U.S. institution in accordance with § 240.13d–1(b)(1)(ii)(J);
  (k) ¨

Group, in accordance with § 240.13d–1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d–1(b)(1)(ii)(J), please specify the type of institution:____________________________

 

 C: 

 

 

Item 4. Ownership
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
  (a)

Amount beneficially owned:

0

  (b)

Percent of class:

0

  (c)

Number of shares as to which the person has:

 

    (i)

Sole power to vote or to direct the vote

0

    (ii)

Shared power to vote or to direct the vote

0

    (iii)

Sole power to dispose or to direct the disposition of

0

    (iv)

Shared power to dispose or to direct the disposition of

0

 
Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   x.
 
Item 6. Ownership of More than Five Percent on Behalf of Another Person
 
 
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
 
 
Item 8. Identification and Classification of Members of the Group
 
 
Item 9. Notice of Dissolution of Group
   
   

Item 10. Certification
 

 

 C: 

 

 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

  February 24, 2022
  Date
   
  /s/ Robert F. Moriarty
  Signature
   
  Robert F. Moriarty, Principal
  Name/Title

 

  ATTENTION  
Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).

 

 C: 

 

 


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