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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/23/22 Emcore Corp. 8-K:5 11/20/22 10:184K Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 25K 5: R1 Cover HTML 45K 8: XML IDEA XML File -- Filing Summary XML 11K 6: XML XBRL Instance -- tm2231262d1_8k_htm XML 14K 7: EXCEL IDEA Workbook of Financial Reports XLSX 8K 3: EX-101.LAB XBRL Labels -- emkr-20221120_lab XML 96K 4: EX-101.PRE XBRL Presentations -- emkr-20221120_pre XML 64K 2: EX-101.SCH XBRL Schema -- emkr-20221120 XSD 12K 9: JSON XBRL Instance as JSON Data -- MetaLinks 25± 32K 10: ZIP XBRL Zipped Folder -- 0001104659-22-121728-xbrl Zip 16K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
Exact Name of Registrant as Specified in its Charter
| i New Jersey | i 001-36632 | 22-2746503 |
| State of Incorporation | Commission File Number | IRS Employer Identification Number |
i 2015 W. Chestnut Street, i Alhambra, i California, i 91803
Address of principal executive offices, including zip code
Registrant’s telephone number, including area code
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
i ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
i ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
i ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
i ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
| Title of Each Class | Trading symbol(s) | Name of Each Exchange on Which Registered |
| i Common stock, no par value | i EMKR | The i Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company i ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
| Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
(b) On November 20, 2022, Albert Lu’s employment with EMCORE Corporation as its SVP & GM, Aerospace & Defense was terminated, effective November 25, 2022.
C:
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| EMCORE CORPORATION | ||
| By: | /s/ Tom Minichiello | |
| Name: | Tom Minichiello | |
| Dated: November 23, 2022 | Title: | Chief Financial Officer |
C:
C:
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 11/25/22 | None on these Dates | |||
| Filed on: | 11/23/22 | |||
| For Period end: | 11/20/22 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/17/23 Emcore Corp. 424B5 1:791K Toppan Merrill/FA 8/16/23 Emcore Corp. 424B5 1:788K Toppan Merrill/FA 3/13/23 Emcore Corp. S-8 3/13/23 6:286K Toppan Merrill/FA 2/15/23 Emcore Corp. 424B5 1:425K Toppan Merrill/FA 2/14/23 Emcore Corp. 424B3 1:426K Toppan Merrill/FA |