Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
i¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
i¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
i¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
i¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered
pursuant to Section 12(b) of the Act:
Title
of each class
Trading
symbol(s)
Name
of each exchange on which registered
iCapital stock, par value $.20 per share
iIBM
iNew York Stock Exchange
NYSE Chicago
i1.250% Notes due 2023
iIBM 23A
iNew York Stock Exchange
i0.375% Notes due 2023
iIBM 23B
iNew York Stock Exchange
i1.125% Notes due 2024
iIBM 24A
iNew York Stock Exchange
i2.875% Notes due 2025
iIBM 25A
iNew York Stock Exchange
i0.950% Notes due 2025
iIBM 25B
iNew York Stock Exchange
i0.875% Notes due 2025
iIBM 25C
iNew York Stock Exchange
i0.300% Notes due 2026
iIBM 26B
iNew York Stock Exchange
i1.250% Notes due 2027
iIBM 27B
iNew York Stock Exchange
i0.300% Notes due 2028
iIBM 28B
iNew York Stock Exchange
i1.750% Notes due 2028
iIBM 28A
iNew York Stock Exchange
i1.500% Notes due 2029
iIBM 29
iNew York Stock Exchange
i0.875% Notes due 2030
iIBM 30
iNew York Stock Exchange
i1.750% Notes due 2031
iIBM 31
iNew York Stock Exchange
i0.650% Notes due 2032
iIBM 32A
iNew York Stock Exchange
i1.250% Notes due 2034
iIBM 34
iNew York Stock Exchange
i1.200% Notes due 2040
iIBM 40
iNew York Stock Exchange
i7.00% Debentures due 2025
iIBM 25
iNew York Stock Exchange
i6.22% Debentures due 2027
iIBM 27
iNew York Stock Exchange
i6.50% Debentures due 2028
iIBM 28
iNew York Stock Exchange
i5.875% Debentures due 2032
iIBM 32D
iNew York Stock Exchange
i7.00% Debentures due 2045
iIBM 45
iNew York Stock Exchange
i7.125% Debentures due 2096
iIBM 96
iNew York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
i¨
If an emerging growth
company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any
new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
C:
Item 8.01. Other Events.
On September 28, 2022, IBM notified The Bank of New York Mellon, as
trustee, that it will redeem its $900 million aggregate principal amount of 2.875% Notes due 2022 in full at the redemption price calculated
in accordance with the indenture governing the notes, plus accrued and unpaid interest. The redemption date for the notes will be October28, 2022. This Current Report on Form 8-K is not a notice of redemption.
C:
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.