SEC Info - Phoenix Motor Inc. - ‘8-K’ for 8/15/22

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Phoenix Motor Inc. – ‘8-K’ for 8/15/22

On: Wednesday, 8/17/22, at 6:01am ET · For: 8/15/22 · Accession #: 1104659-22-91945 · File #: 1-41414

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/17/22  Phoenix Motor Inc.                8-K:2,9     8/15/22   12:367K                                   Toppan Merrill/FA

Current Report — Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     29K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML    116K 
 3: EX-99.2     Miscellaneous Exhibit                               HTML     29K 
 7: R1          Cover                                               HTML     47K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
 8: XML         XBRL Instance -- tm2223633d1_8k_htm                  XML     15K 
 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 5: EX-101.LAB  XBRL Labels -- pev-20220815_lab                      XML     97K 
 6: EX-101.PRE  XBRL Presentations -- pev-20220815_pre               XML     64K 
 4: EX-101.SCH  XBRL Schema -- pev-20220815                          XSD     12K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               25±    33K 
12: ZIP         XBRL Zipped Folder -- 0001104659-22-091945-xbrl      Zip     33K

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

iX: C: C: C: C: C: C: C: C:

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United States

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form i 8-K

Current Report

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

i August 15, 2022

Date of Report (Date of earliest event reported)

i Phoenix Motor Inc.

(Exact Name of Registrant as Specified in its Charter)

i Delaware		i 001-41414		i 85-4319789
(State or other jurisdiction of incorporation)		(Commission File Number)		(I.R.S. Employer Identification No.)

i 1500 Lakeview Loop

i Anaheim, i CA

i 92807

(Address of Principal Executive Offices)

(Zip Code)

Registrant’s telephone number, including area code: ( i 909) i 987-0815

N/A

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

i ¨

Written communications pursuant to Rule 425 under the Securities Act

i ¨

Soliciting material pursuant to Rule 14a-12 under the Exchange Act

i ¨

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

i ¨

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
i Common Stock, par value $0.0004 per share		i PEV		i NASDAQ Capital Market

i x	Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

i ¨	If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

Item 2.02 Results of Operations and Financial Condition.

On August 15, 2022, Phoenix Motor Inc., a Delaware corporation (the “Company”), issued a press release announcing the Company’s financial results for the quarter ended June 30, 2022. A copy of this press release is furnished as Exhibit 99.1 and is incorporated herein by reference.

The information in this Current Report on Form 8-K (including Exhibit 99.1 attached hereto) is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any filing by the Company, under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, except as expressly set forth by specific reference in such filing.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits

Exhibit No.		Description

99.1		Press Release dated August 15, 2022 issued by Phoenix Motor Inc.
99.2		Earnings release conference call transcript dated August 15, 2022
104		Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	PHOENIX MOTOR INC.

Dated: August 16, 2022

	By:	/s/ *W. Chris Wang*
		Name: W. Chris Wang
		Title: Chief Financial Officer

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

Filed on:	8/17/22
	8/16/22
For Period end:	8/15/22	10-Q
	6/30/22	10-Q
		List all Filings

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Filing Submission 0001104659-22-091945 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)