SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Universal Security Instruments Inc. – ‘425’ on 8/16/22 re: Universal Security Instruments Inc.

On:  Tuesday, 8/16/22, at 6:03am ET   ·   Accession #:  1104659-22-91530   ·   File #:  1-31747

Previous ‘425’:  ‘425’ on 7/5/22   ·   Next & Latest:  ‘425’ on 12/13/22

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/16/22  Universal Sec Instruments Inc.    425                    2:150K Universal Sec Instruments Inc.    Toppan Merrill/FA

Prospectus or Communication – Merger   —   Rule 425

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 425         Prospectus or Communication - Merger                HTML     22K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML    128K 


‘425’   —   Prospectus or Communication – Merger


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 C:   C:   C:   C:   C:   C:   C:   C: 

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of Earliest Event Reported): August 10, 2022

 

Universal Security Instruments, Inc. 

(Exact Name of Registrant as Specified in Charter)

 

Maryland 001-31747 52-0898545
(State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification Number)
 

 

11407 Cronhill Drive, Suite A

Owings Mills, MD 21117

(Address of Principal Executive Offices and Zip Code)

 

(410) 363-3000

(Registrant’s Telephone Number, Including Area Code)

 

N/A

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

x Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock   UUU   NYSE MKT LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 C: 

 

 

 

Item 7.01.Regulation FD Disclosure.

 

As previously reported, on February 25, 2022, Universal Security Instruments, Inc, a Maryland corporation (“USI”), entered into an Agreement and Plan of Merger (the “Merger Agreement”) by and among USI, a wholly owned subsidiary of USI and Infinite Reality, Inc., a Delaware corporation (“Infinite Reality”). On March 4, 2022, On May 16, 2022, USI filed a Registration Statement on Form S-4 with the Securities and Exchange Commission which contains a preliminary proxy statement and prospectus, relating to the proposed merger. On August 10, 2022, Infinite Reality conducted a conference call for investors in Infinite Reality (the “Investor Call”). A transcript of the Investor Call is attached as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by reference.

 

The information in this Current Report on Form 8-K and in the exhibit that is furnished herewith shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section, nor shall it be incorporated by reference into any filing under the Securities Act of 1933, as amended, except as may expressly be set forth in any such filing by specific reference.

 

Item 9.01Financial Statements and Exhibits

 

(d)     Exhibits

 

Exhibit Number Description
99.1 Transcript of Infinite Reality, Inc. August 10, 2022 Investor Call
104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

 C: 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  UNIVERSAL SECURITY INSTRUMENTS, INC.
  (Registrant)
     
     
Date: August 16, 2022 By: /s/ Harvey B. Grossblatt
    Harvey B. Grossblatt
    President

 

 C: 

 

 C: 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘425’ Filing    Date    Other Filings
Filed on:8/16/228-K
8/10/228-K
5/16/22S-4
3/4/22425,  8-K
2/25/228-K
 List all Filings 
Top
Filing Submission 0001104659-22-091530   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Tue., Apr. 23, 9:15:12.1pm ET