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Kellogg Peter R – ‘4’ for 5/3/22 re: Mercer International Inc.

On:  Wednesday, 6/8/22, at 11:49am ET   ·   For:  5/3/22   ·   Accession #:  1104659-22-69212   ·   File #:  0-09409

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/08/22  Kellogg Peter R                   4                      1:13K  Mercer International Inc.         Toppan Merrill/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Ownership Document -- tm2217995-1_4seq1.xml/3.6     HTML      3K 




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Ownership Document — tm2217995-1_4seq1.xml/3.6
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
KELLOGG PETER R

(Last)(First)(Middle)
48 WALL STREET C/O IAT INSURANCE CO. LTD

(Street)
NEW YORKNY10005

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
MERCER INTERNATIONAL INC [ MERC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
5/3/22
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock 5/3/22P 33,000A$15.95 (1)2,033,000IVia Bermuda Partners
Common Stock 5/10/22P 30,000A$14.9 (2)2,063,000IVia Bermuda Partners
Common Stock 621,000D
Common Stock 10,000IVia Cardia Company Inc.
Common Stock 1,030,000IVia Peter and Cynthia Kellogg Foundation
Common Stock 2,000,000IVia Spouse
Common Stock 13,475,000IVia IAT Insurance Co. Ltd.
Common Stock 800,000IVia Non Marital PRK Trust
Common Stock 210,000IVia E.G. Anderson Inc.
Common Stock 10,000IVia C. Kellogg & P Kellogg TTEE U/W Charles A Kirkland Trust
Common Stock 35,000IVia the Myth and Barnegat Restoration Society, Inc.
Common Stock 5,000IVia C. Kellogg & P Kellogg TTEE U/W Anne Kirkland Trust
Common Stock 100,000IVia Acceptance Casualty
Common Stock 225,000IVia Acceptance Indemnity
Common Stock 1,000,000IVia Harco
Common Stock 630,000IVia Wilshire
Common Stock 540,000IVia Transguard
Common Stock 510,000IVia Occidental
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
(1)  The shares were purchased in multiple trades at prices ranging from $15.76 to $16.09. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
(2)  The shares were purchased in multiple trades at prices ranging from $14.73 to $15.11. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
/s/ Marguerite Gorman, attorney-in-fact 6/8/22
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    P    Open market or private purchase of non-derivative or derivative security.

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