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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/16/22 Electra Battery Materials Corp. F-X 5/16/22 1:20K Electra Battery Materials Corp. Toppan Merrill/FA |
Document/Exhibit Description Pages Size
1: F-X Appointment of a U.S. Agent for Service of Process HTML 14K
by a Foreign Non-Financial Entity
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM F-X
APPOINTMENT OF AGENT FOR SERVICE OF PROCESS
AND UNDERTAKING
A. Name of issuer or person filing (“Filer”):
ELECTRA BATTERY MATERIALS CORPORATION
B. (1) This is an (check one):
x original filing for the Filer.
¨ amended filing for the Filer.
(2) Check the following box if you are filing the Form F-X in paper in accordance with Regulation S-T Rule 101(b)(9): ¨
| C. | Identify the filing in conjunction with which this Form is being filed: |
| Name of registrant: | ELECTRA BATTERY MATERIALS CORPORATION |
| Form type: | Registration Statement on Form F-10 |
| File Number (if known): | 333-264982 |
| Filed by: | ELECTRA BATTERY MATERIALS CORPORATION |
| Date Filed (if filed concurrently, so indicate): | May 16, 2022 (filed concurrently) |
| D. | The Filer is incorporated or organized under the laws of: |
Canada
and has its principal place of business at:
133 Richmond Street W, Suite 602
Toronto, Ontario, Canada
M5H 2L3
(416) 900-3891
| E. | The Filer designates and appoints C T Corporation System (“Agent”) located at: |
28 Liberty Street
(212) 894-8940
as the agent of the Filer upon whom may be served any process, pleadings, subpoenas, or other papers in:
(a) any investigation or administrative proceeding conducted by the Commission; and
(b) any civil suit or action brought against the Filer or to which the Filer has been joined as defendant or respondent, in any appropriate court in any place subject to the jurisdiction of any state or of the United States or of any of its territories or possessions or of the District of Columbia, where the investigation, proceeding or cause of action arises out of or relates to or concerns any offering made or purported to be made in connection with the securities registered or qualified by the Filer on Form F-10 on the date hereof, or any purchases or sales of any security in connection therewith. The Filer stipulates and agrees that any such civil suit or action or administrative proceeding may be commenced by the service of process upon, and that service of an administrative subpoena shall be effected by service upon such agent for service of process, and that service as aforesaid shall be taken and held in all courts and administrative tribunals to be valid and binding as if personal service thereof had been made.
F. The Filer, in connection with the use of Form F-10, stipulates and agrees to appoint a successor agent for service of process and file an amended Form F-X if the Filer discharges the Agent or the Agent is unwilling or unable to accept service on behalf of the Filer at any time until six years have elapsed from the date the issuer of the securities to which such Forms and Schedules relate has ceased reporting under the Exchange Act. The Filer further undertakes to advise the Commission promptly of any change to the Agent’s name or address during such period by amendment of this Form, referencing the file number of the Form F-10 in conjunction with which the amendment is being filed.
G. The Filer undertakes to make available, in person or by telephone, representatives to respond to inquiries made by the Commission staff, and to furnish promptly, when requested to do so by the Commission staff, information relating to the Form F-10, the securities to which the Form F-10 relates; and the transactions in such securities.
C:
The Filer certifies that it has duly caused this power of attorney, consent, stipulation and agreement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Toronto, Province of Ontario, Country of Canada, on this 16th day of May, 2022.
| Filer: | ELECTRA BATTERY MATERIALS CORPORATION | |
| By: | ||
| /s/ Trent Mell | ||
| Name: Trent Mell | ||
| Title: Chief Executive Officer, President and Director |
C:
This statement has been signed by the following person in the capacity and on the date indicated.
| CT CORPORATION SYSTEM | ||
| (Agent for Service) | ||
| By: | /s/ Kathryn A. Widdoes | |
| Name: Kathryn A. Widdoes | ||
|
Title: Assistant Secretary Date: May 16, 2022 |
C:
| This ‘F-X’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / Effective on: | 5/16/22 | F-10 | ||
| List all Filings | ||||