SEC Filing Agents

The 25 Most-Active Filing Agents in  2022  2021  2020  2019  2018  2017  2016  2015  2014  2013  2012  2011  2010  2009  2008  2007  2006  2005  2004  2003  2002  2001  2000  1999  1998  1997 

	Filing Agent ¹		Filings					Since 1992
#	Filings Ratio:  For Others : For Themself ² — SEC CIK ³		2022	2021	2020	2019	2018
1	NY	Donnelley Financial Solutions — All : 0 — 1193125	46,966	68,994	62,490	62,972	71,685	1,275,062
2	TX	Toppan Merrill — 100+ : 1 — 1104659	38,683	58,474	53,344	27,948	26,338	604,054
3		Donnelley Financial Solutions File16 — All : 0 — 1209191	31,075	43,882	40,050	38,303	39,734	773,565
4		Confluence Technologies Inc. — All : 0 — 1752724	26,978	37,772	37,689	15,554	440	118,433
5		EdgarAgents LLC — All : 0 — 1213900	21,816	27,677	19,260	10,819	7,721	121,819
6	NY	Davis Polk & Wardwell LLP 01 — All : 0 — 950103	16,032	20,142	24,834	18,014	15,227	185,282
7	NJ	Computershare Inc — 100+ : 1 — 1127602	12,464	17,280	17,245	19,951	21,258	267,479
8		Filing Agent 1493152 — All : 0 — 1493152	12,044	15,277	11,294	9,037	8,273	74,100
9	TX	ActiveDisclosure — All : 0 — 1564590	11,396	19,800	18,267	14,256	8,538	87,346
10	TX	Broadridge Financial Solutions, Inc. — 100+ : 1 — 1140361	10,703	14,029	10,576	8,189	19,890	336,334
11	TX	Donnelley Financial Solutions 06 — 100+ : 1 — 899243	10,430	16,376	11,363	9,586	9,235	87,425
12		Quality Edgar – QES — All : 0 — 1839882	10,082	9,795	–	–	–	19,877
13		DFIN Solutions FundSuiteArc — All : 0 — 1145549	9,827	13,599	13,412	5,925	3,482	85,053
14	NY	Broadridge Financial Solutions, Inc. — All : 0 — 1567619	9,775	12,561	11,973	12,931	4,822	54,605
15		Newsfile Corp. — All : 0 — 1062993	9,423	6,486	3,089	2,268	2,432	59,026
16		RDG Filings — All : 0 — 1437749	7,848	10,073	9,181	8,716	8,177	95,161
17		Workiva Inc. Wdesk FA01 — All : 0 — 1628280	7,502	7,504	5,629	4,950	5,385	43,822
18		Empire Filings — All : 0 — 1829126	7,376	7,892	136	–	–	15,404
19	NY	CT’s hCue — All : 0 — 1225208	6,064	8,608	8,470	9,000	9,459	193,265
20	CA	SEC Connect — 100+ : 1 — 1415889	5,228	3,176	1,563	803	944	20,695
21		Securex Filings — All : 0 — 1214659	5,105	6,462	5,235	3,964	3,985	55,376
22	FL	Donnelley Financial Solutions — All : 0 — 950170	5,031	1,360	14	–	–	11,387
23		Computershare Trust Co. NA/CCT — All : 0 — 1888524	5,028	1,614	–	–	–	6,642
24		Solium Capital Inc. — 100+ : 1 — 1562180	4,940	5,924	5,514	4,567	3,583	29,766
25	NC	Blueprint — All : 0 — 1654954	4,545	5,773	6,025	6,196	6,068	35,426
	— 21 Filing Agents — 4 Registrants —
		Most-Active “True” Filing Agents:	516	584	582	605	616
		Total “True” Filing Agents:	3,923	3,842	3,741	3,667	3,594
________  ¹   A “filing agent” (in non-bold lower case herein) is the entity submitting a Filing, i.e., the one who pushes the button to send it to the SEC’s EDGAR system, and is identified by the CIK³ used to login to EDGAR.  They are either an SEC-registered Filing Agent (in bold herein), or a Registrant (in non-bold names above) who has self-filed a Filing as the Filer/Issuer or is submitting one for their affiliate, or the SEC itself.  A registered Filing Agent is in the business of submitting Filings for other Registrants.  You cannot tell whether a filing agent’s CIK³ is that of a Filing Agent or a Registrant, because Registrants may be (or own) Filing Agents (e.g., Donnelley Financial Solutions) or submit Filings for their directors/officers, and Filing Agents may be Registrants for other business purposes (e.g., some Transfer Agents).  Further complicating this, some “parents” submit Filings for their subsidiaries, Funds/ETFs or ABSs, and some Money Managers submit Filings for other related Money Managers.  Our algorithms reconcile all of this daily, and figure out who the “true” Filing Agents are.  ²   We determine which of the 300K+ historic filing agents are “true” Filing Agents, and of those 4K±, which are “pure” (90%) or not (10%), by comparing the CIK³ of each Filing’s filing agent with that of the Filer/Issuer for whom the Filing was filed.  We consider a Registrant to be a “true” Filing Agent when they either have done Filings only for others or have done 32+ Filings for others for each Filing they did for themself as the Filer/Issuer.  The “Filings Ratio” after each name above indicates if the filing agent is a “pure” Filing Agent (shown as “All : 0” when all of their Filings have been for other Registrants) or the ratio of Filings for others versus for themself as a Registrant (e.g., “100+ : 1”).  Not all Filing Agents are listed above; some are paying us to remain “anonymous” for competitive reasons, mostly to protect their client lists from poaching by other Filing Agents (see the Services We Offer below).  ³   To submit Filings, an entity must first register with the SEC to receive its 10-digit Central Index Key (“CIK”).  When a Filing is submitted, the CIK of the filing agent¹ is used, and it may differ from that of the Filer/Issuer legally required to make the Filing.  The submitting filing agent may be a “true” Filing Agent or a Registrant who is self-filing or filing for a related Registrant.  The filing agent’s CIK shows up as the first part of each Filing’s identifying SEC Accession Number, which is in CIK-Year-Submission# format (e.g., 0001193125-22-046966).

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Proprietary to SEC Info:  The SEC does not publish the names of, nor data about, registered Filing Agents.  Try to find Filing Agent #1 by entering 0001193125 (its CIK) on the SEC’s Company and Person Lookup page.  You won’t find them!  We have been researching and gathering info on Filing Agents for 25 years.   To see more or all registered Filing Agents, or to get our data on them:  Please submit your request on our Help page, or call   Fran Finnegan  at  +1 415-420-4604  to discuss your needs.   Services We Offer   •  Complete list of all Filing Agents — all in each year, as above, and all since 1992 •  Complete client lists for over 99% of all Filing Agents — great for “new business” prospecting •  Client list protection — we won’t sell your client list per the previous item (see footnote ² above) •  Complete daily lists of new Registrants:  200±/day — sell yourself to them before their 1st Filing •  E-mail notifications of first-time Filers — sell yourself to them before other Filing Agents do •  E-mail notifications of Filings submitted by you or other chosen Filing Agents •  Customized Data Sets and private pages here related to Filing Agent activity (see non-FA Demos) •  Group-subscription discounts — so that all of your employees can easily use SEC Info •  Place your ad in the ad space at the top of this page on the right-hand side — when someone is looking for a new Filing Agent, they search Google or Bing, and this page shows up first!