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Nye Richard B/NY · 13F-HR · For 12/31/06

Filed On 1/29/07 12:18pm ET   ·   SEC File 28-01709   ·   Accession Number 791222-7-4

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  As Of               Filer                 Filing     As/For/On Docs:Pgs

 1/29/07  Nye Richard B/NY                  13F-HR     12/31/06    1:3

Quarterly Holdings or Combination Report by an Institutional Money Manager   ·   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Richard Nye 12/31/2006 13f Report                      3     10K 

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 29, 2006 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Richard B. Nye Address: 477 Madison Avenue, 16th Floor New York, NY 10022 13 File Number: 28-1709 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Richard B. Nye Title: Phone: Signature, Place and Date of Signing: Richard B. Nye January 26, 2007 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934
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FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 28 Form 13F Information Table Value Total: 15903
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[Enlarge/Download Table] FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D AMER INTL GROUP INC COM COMMON STOCK 026874107 215 3000 SH SOLE 3000 0 0 D CAREMARK RX INC COM STK COMMON STOCK 141705103 1005 17589 SH SOLE 17589 0 0 D CAREMARK RX INC COM STK OPTIONS - PUTS 99O97TQ66 999 17500 SH PUT SOLE 17500 0 0 D CITIGROUP INC COM STK COMMON STOCK 172967101 732 13135 SH SOLE 13135 0 0 D CITIZENS COMMUNICATI ONS CO CO COMMON STOCK 17453B101 249 17353 SH SOLE 17353 0 0 D COLGATE PALMOLIVE CO COM STK COMMON STOCK 194162103 195 3000 SH SOLE 3000 0 0 D CONOCOPHILLIPS COM STK COMMON STOCK 20825C104 216 3000 SH SOLE 3000 0 0 D DIGITAL INSIGHT CORP COM STK COMMON STOCK 25385P106 328 8512 SH SOLE 8512 0 0 D DUKE ENERGY CORP NEW COM STK COMMON STOCK 26441C105 1661 50000 SH SOLE 50000 0 0 D ELKCORP COM STK COMMON STOCK 287456107 1271 30921 SH SOLE 30921 0 0 D FEDERATED DEPT STORE S INC DEL COMMON STOCK 31410H101 190 5000 SH SOLE 5000 0 0 D FIRST DATA CORP COM STK COMMON STOCK 319963104 544 21321 SH SOLE 21321 0 0 D FIRST DATA CORP COM STK OPTIONS - PUTS 99O99V851 544 21300 SH PUT SOLE 21300 0 0 D GENERAL ELECTRIC CO COM STK COMMON STOCK 369604103 223 6000 SH SOLE 6000 0 0 D KINDER MORGAN COM STK COMMON STOCK 49455P101 2933 27737 SH SOLE 27737 0 0 D LIBERTY MEDIA HLDG C ORP COM S COMMON STOCK 53071M302 205 2088 SH SOLE 2088 0 0 D MCDONALDS CORP COM COMMON STOCK 580135101 222 5000 SH SOLE 5000 0 0 D MICROSOFT CORP COM STK COMMON STOCK 594918104 179 6000 SH SOLE 6000 0 0 D NYSE GROUP INC COM OPTIONS - PUTS 99O9BSJZ7 1672 17200 SH PUT SOLE 17200 0 0 D RECKSON ASSOCIATES R EALTY COR REITS/RICS 75621K106 634 13913 SH SOLE 13913 0 0 D REDBACK NETWRKS COMMON STOCK 757209507 1247 50000 SH SOLE 50000 0 0 D SOUTHERN UN CO NEW COM STK COMMON STOCK 844030106 240 8580 SH SOLE 8580 0 0 D STREETTRACKS GOLD TR UST US ETF'S - US TR 863307104 695 11000 SH SOLE 11000 0 0 D SWIFT TRANSPORTATION INC COM COMMON STOCK 870756103 290 11033 SH SOLE 11033 0 0 D TANOX INC COM STK COMMON STOCK 87588Q109 299 15010 SH SOLE 15010 0 0 D TIME WARNER INC COM STK COMMON STOCK 887317105 499 22896 SH SOLE 22896 0 0 D UNIVISION COMMUNICAT IONS INC COMMON STOCK 914906102 566 15968 SH SOLE 15968 0 0 D WESTERN UNION COMMON STOCK 959802109 478 21321 SH SOLE 21321 0 0 S REPORT SUMMARY 28 DATA RECORDS 15903 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED

Dates Referenced Herein   and   Documents Incorporated By Reference

Referenced-On Page
This 13F-HR Filing   Date First   Last      Other Filings
12/29/061
For The Period Ended12/31/06
1/26/071
Filed On / Filed As Of / Effective As Of1/29/07
 
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