Stifel Financial Corp – ‘8-K’ for 8/27/97

As of:  Thursday, 9/11/97   ·   For:  8/27/97   ·   Accession #:  720672-97-16   ·   File #:  1-09305

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Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Form 8-K; Dated August 27,1997                         3      9K 

Document Table of Contents

8-K
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SECURITIES AND EXCHANGE COMMISSION                
WASHINGTON, D.C. 20549                

FORM 8-K                

CURRENT REPORT                

PURSUANT TO SECTION 13 OR 15(d) OF THE                
SECURITIES EXCHANGE ACT OF 1934               

Date of Report (Date of Earliest Event Reported):  August 27, 1997          

STIFEL FINANCIAL CORP.                
(Exact Name of Registrant as specified in its Charter)                

Delaware               1-9305              43-1273600               
(State of          (Commission File        (IRS Employer              
Incorporation)           Number)          Identification No.)             

500 North Broadway                
St. Louis, Missouri 63102-2188                
(Address of principal executive offices, including zip code)                

(314) 342-2000                
(Registrant's telephone number, including area code)                

8-K
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STIFEL FINANCIAL CORP.                
FORM 8-K                
August 27, 1997               

Item 5. Other Event                                                             

Stifel  Financial Corp. (the "Registrant")  has  outstanding          
$10,000,000   aggregate  principal  amount   of   11.25%   Senior               
Convertible  Notes (the "Notes") due September 1,  1997,  through               
September  1,  2000,  in equal installments to  AEGON  USA,  Inc.               
("AEGON").   The  notes  are  convertible  into  shares  of   the               
Registrant's  $0.15 par value common stock at any time  prior  to               
maturity,  unless previously redeemed, at a conversion  price  of               
$7.0536 per share.                                                              

On  August  27,  1997, the Registrant received  notice  that          
AEGON  has  elected to exercise the conversion privilege  of  the               
Note  Agreement on the current portion ($2,500,000) into  354,424               
shares.  The Registrant's outstanding shares after the conversion               
will approximate 5,046,502 shares.  AEGON will hold approximately               
7.02% of total outstanding shares after the conversion.                         

8-K
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SIGNATURE               

Pursuant to the requirements of the Securities Exchange  Act          
of  1934, the registrant has duly caused this report to be signed               
on its behalf by the undersigned hereunto duly authorized.                      

            STIFEL FINANCIAL CORP.

Date: September 11, 1997          By:   /s/  Stephen J. Bushmann                
                 Name:     Stephen J. Bushmann
                     Title:    Chief Financial Officer

Dates Referenced Herein

				Referenced-On Page
This ‘8-K’ Filing		Date		First		Last			Other Filings
		9/1/00		2					None on these Dates
		9/29/97
Filed on:		9/11/97		3
		9/1/97		2
For Period End:		8/27/97		1		2
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