Stifel Financial Corp · 8-K · For 9/26/97

Filed On 10/21/97   ·   SEC File 1-09305   ·   Accession Number 720672-97-22

Current Report   ·   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Form 8-K; Dated September 26,1997                      3     10K 
 2: EX-99       Exibit 99 Press Release                                2      8K 

8-K   ·   Form 8-K; Dated September 26,1997
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SECURITIES AND EXCHANGE COMMISSION                
WASHINGTON, D.C. 20549                

FORM 8-K                

CURRENT REPORT                

PURSUANT TO SECTION 13 OR 15(d) OF THE                
SECURITIES EXCHANGE ACT OF 1934               

Date of Report (Date of Earliest Event Reported):  September 26, 1997           

STIFEL FINANCIAL CORP.                
(Exact Name of Registrant as specified in its Charter)                

Delaware               1-9305              43-1273600               
(State of          (Commission File        (IRS Employer              
Incorporation)           Number)          Identification No.)             

500 North Broadway                
St. Louis, Missouri 63102-2188                
(Address of principal executive offices, including zip code)                

(314) 342-2000                
(Registrant's telephone number, including area code)                

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Item 5. Other Event                                                             

On   September  26,  1997,  Stifel  Financial   Corp.   (the          
"Registrant")  announced the appointment of Ronald J.  Kruszewski               
as  President  and Chief Executive Officer.  Mr. Kruszewski  will               
assume his responsibilities immediately.                                        

Mr.  Kruszewski  has been in the securities  business  since          
1985.   In  1989,  he joined Robert W. Baird & Co.,  Incorporated               
("Baird"),   a  regional  investment  banking  firm  located   in               
Milwaukee, Wisconsin.  He served as Managing Director  and  Chief               
Financial  Officer of the holding company, which includes  Baird.               
At  Baird,  he  was  responsible  for  asset  management,  legal,               
compliance,  operations, information technology and finance.   He               
also  served as co-head of  the Financial Institutions  Corporate               
Finance Group.                                                                  

Item 7. Financial Statements, Pro Forma Financial Information and               
Exhibits                                                                        

(a)  Financial Statements of Businesses Acquired.                             

None.                                                               

(b)  Pro Forma Financial Information.                                         

None.                                                               

(c)  Exhibits.                                                                

Exhibit 99: Press Release                                           

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SIGNATURE               

Pursuant to the requirements of the Securities Exchange  Act          
of  1934, the registrant has duly caused this report to be signed               
on its behalf by the undersigned hereunto duly authorized.                      

            STIFEL FINANCIAL CORP.

Date:  October 21, 1997            By:       /s/  Stephen J. Bushmann           
                              Name:    Stephen J. Bushmann
                                  Title:   Chief Financial Officer

Dates Referenced Herein   and   Documents Incorporated By Reference

				Referenced-On Page
This 8-K Filing		Date		First		Last			Other Filings
For The Period Ended		9/26/97		1		2			10-Q
Filed On / Filed As Of		10/21/97		3
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