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Stifel Financial Corp – ‘8-K’ for 9/26/97

As of:  Tuesday, 10/21/97   ·   For:  9/26/97   ·   Accession #:  720672-97-22   ·   File #:  1-09305

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  As Of                Filer                Filing    For·On·As Docs:Size

10/21/97  Stifel Financial Corp             8-K:5       9/26/97    2:5K

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Form 8-K; Dated September 26,1997                      3      9K 
 2: EX-99       Exibit 99 Press Release                                2      8K 

8-K   —   Form 8-K; Dated September 26,1997
Document Table of Contents

Page (sequential) | (alphabetic) Top
11st Page   -   Filing Submission
2Item 5. Other Event
"Item 7. Financial Statements, Pro Forma Financial Information and Exhibits
8-K1st Page of 3TOCTopPreviousNextBottomJust 1st

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): September 26, 1997 STIFEL FINANCIAL CORP. (Exact Name of Registrant as specified in its Charter) Delaware 1-9305 43-1273600 (State of (Commission File (IRS Employer Incorporation) Number) Identification No.) 500 North Broadway St. Louis, Missouri 63102-2188 (Address of principal executive offices, including zip code) (314) 342-2000 (Registrant's telephone number, including area code)
8-K2nd Page of 3TOC1stPreviousNextBottomJust 2nd
Item 5. Other Event On September 26, 1997, Stifel Financial Corp. (the "Registrant") announced the appointment of Ronald J. Kruszewski as President and Chief Executive Officer. Mr. Kruszewski will assume his responsibilities immediately. Mr. Kruszewski has been in the securities business since 1985. In 1989, he joined Robert W. Baird & Co., Incorporated ("Baird"), a regional investment banking firm located in Milwaukee, Wisconsin. He served as Managing Director and Chief Financial Officer of the holding company, which includes Baird. At Baird, he was responsible for asset management, legal, compliance, operations, information technology and finance. He also served as co-head of the Financial Institutions Corporate Finance Group. Item 7. Financial Statements, Pro Forma Financial Information and Exhibits (a) Financial Statements of Businesses Acquired. None. (b) Pro Forma Financial Information. None. (c) Exhibits. Exhibit 99: Press Release
8-KLast Page of 3TOC1stPreviousNextBottomJust 3rd
SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. STIFEL FINANCIAL CORP. Date: October 21, 1997 By: /s/ Stephen J. Bushmann Name: Stephen J. Bushmann Title: Chief Financial Officer

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘8-K’ Filing    Date First  Last      Other Filings
Filed on:10/21/973
For Period End:9/26/971210-Q
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Filing Submission 0000720672-97-000022   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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