Cadus Corp – ‘S-8 POS’ on 3/10/97

As of:  Monday, 3/10/97   ·   Effective:  3/10/97   ·   Accession #:  1005477-97-711   ·   File #:  333-21871

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Post-Effective Amendment to an S-8   —   Form S-8
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-8 POS     Post-Effective Amendment                              11±    56K 

S-8 POS
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                                                      Registration No. 333-21871

================================================================================

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

--------------------

Post-effective
Amendment No. 1 to
FORM S-8
REGISTRATION STATEMENT
 UNDER
THE SECURITIES ACT OF 1933

CADUS PHARMACEUTICAL CORPORATION
--------------------------------------------------------------------------------
(Exact name of registrant as specified in its charter)

Delaware
--------------------
(State or other jurisdiction of incorporation or organization)

13-3660391
--------------------
(I.R.S. Employer Identification No.)

 777 Old Saw Mill River Road, Tarrytown, New York 10591-6705
--------------------------------------------------------------------------------
(Address of Principal Executive Offices)

 Cadus Pharmaceutical Corporation 1993 Stock Option Plan
Cadus Pharmaceutical Corporation 1996 Incentive Plan
 Written Compensation Contracts with Certain Employees
Written Compensation Contracts with Non-Employee Directors
 Written Compensation Contracts with Certain Consultants
 -------------------------------------------------------
(Full Title of the Plan)

 Jeremy M. Levin
Cadus Pharmaceutical Corporation
 777 Old Saw Mill River Road
Tarrytown, New York 10591-6705
------------------------------
 (Name and Address of Agent For Service)
(914) 345-3344
--------------------
 (Telephone Number, Including Area Code, of Agent For Service)

 Copy to: Salomon R. Sassoon, Esq.
Morrison Cohen Singer & Weinstein, LLP
750 Lexington Avenue
New York, New York 10022
(212) 735-8600

================================================================================

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 CALCULATION OF REGISTRATION FEE

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================================================================================================================
Title of Securities    Amount to be       Proposed Maximum            Proposed Maximum           Amount of      
 to be Registered       Registered    Offering Price Per Share    Aggregate Offering Price    Registration Fee  
================================================================================================================
                                                                                                                
Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted under 1993                                                                                              
Stock Option Plan        589,614                 $3.51(1)             $2,069,545.14                   $627.14   
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
and stock                                                                                                       
appreciation rights                                                                                             
which may be granted                                                                                            
under 1996 Incentive                                                                                            
Plan                     164,470                $15.50(2)                $2,549,285                 $  772.51   
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of certain                                                                                             
options granted during                                                                                          
1997 under 1996                                                                                                 
Incentive Plan           200,000                $13.375(4)               $2,675,000                   $810.61   
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of certain                                                                                             
options granted during                                                                                          
1997 under 1996                                                                                                 
Incentive Plan           100,000                $20.00(5)                $2,000,000                   $606.06   
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted during 1996                                                                                             
under 1996 Incentive                                                                                            
Plan                     368,864                 $6.625(3)               $2,443,724                   $740.52   
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted to Philip N.                                                                                            
Sussman under a                                                                                                 
Written Compensation                                                                                            
Contract                 33,334                  $3.60                   $120,002.40                  $36.36    
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted to John                                                                                                 
Manfredi under a                                                                                                
Written Compensation                                                                                            
Contract                 13,334                  $3.60                    $48,002.40                  $14.55    
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted to Andrew                                                                                               
Murphy under a                                                                                                  
Written Compensation                                                                                            
Contract                 13,334                  $3.60                    $48,002.40                  $14.55    
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted to Jeremy                                                                                               
Paul under a Written                                                                                            
Compensation                                                                                                    
Contract                 13,334                  $3.60                    $48,002.40                  $14.55    
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted to Lauren                                                                                               
Silverman under a                                                                                               
Written Compensation                                                                                            
Contract                 13,334                  $3.60                    $48,002.40                  $14.55    
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted to Joshua                                                                                               
Trueheart under a                                                                                               
Written Compensation                                                                                            
Contract                 13,334                  $3.60                    $48,002.40                  $14.55    
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted to James S.                                                                                             
Rielly under a                                                                                                  
Written Compensation                                                                                            
Contract                  6,667                  $3.60                    $24,001.20                  $ 7.27    
================================================================================================================

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================================================================================================================
                                                                                                                
Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted to Thomas F.                                                                                            
Deuel under a                                                                                                   
Written Compensation                                                                                            
Contract                  6,667                  $3.60                    $24,001.20                  $ 7.27    
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted to Norman R.                                                                                            
Klinman under a                                                                                                 
Written Compensation                                                                                            
Contract                  6,667                  $3.60                    $24,001.20                  $ 7.27    
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted to Elliott                                                                                              
M. Ross under a                                                                                                 
Written Compensation                                                                                            
Contract                  5,501                  $3.60                    $19,803.60                  $ 6.00    
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted to Jeremy                                                                                               
Thorner under a                                                                                                 
Written Compensation                                                                                            
Contract                  6,667                  $3.60                    $24,001.20                  $ 7.27    
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted to Arnold                                                                                               
Levine under a                                                                                                  
Written Compensation                                                                                            
Contract                  6,667                  $3.60                    $24,001.20                  $ 7.27    
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted to John                                                                                                 
Ransom under a                                                                                                  
Written Compensation                                                                                            
Contract                  5,040                  $3.60                    $18,144                     $ 5.50    
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted to Christine                                                                                            
Klein under a                                                                                                   
Written Compensation                                                                                            
Contract                  4,667                  $3.60                    $16,801.20                  $ 5.09    
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted to Suzanne                                                                                              
K. Wakamoto under a                                                                                             
Written Compensation                                                                                            
Contract                  2,500                  $3.60                     $9,000                     $ 2.73    
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted to                                                                                                      
Christopher Pleiman                                                                                             
under a Written                                                                                                 
Compensation                                                                                                    
Contract                  1,667                  $3.60                     $6,001.20                  $ 1.82    
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted to Algis                                                                                                
Anilionis under a                                                                                               
Written Compensation                                                                                            
Contract                  1,000                  $3.60                     $3,600.00                  $ 1.09    
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted to Anupama                                                                                              
K. Nadkarni under a                                                                                             
Written Compensation                                                                                            
Contract                    834                  $3.60                     $3,002.40                  $ 0.91    
================================================================================================================

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================================================================================================================
                                                                                                                
Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted to Mitchell                                                                                             
Silverstein under a                                                                                             
Written Compensation                                                                                            
Contract                    834                  $3.60                     $3,002.40                  $ 0.91    
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted to Michael                                                                                              
A. Spruyt under a                                                                                               
Written Compensation                                                                                            
Contract                    834                  $3.60                     $3,002.40                  $ 0.91    
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted to David                                                                                                
Fruhling under a                                                                                                
Written Compensation                                                                                            
Contract                    250                  $3.60                     $3,002.40                  $ 0.27    
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted to Theodore                                                                                             
Altman under a                                                                                                  
Written Compensation                                                                                            
Contract                 12,000                  $6.75                    $81,000                     $24.55    
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted to Harold                                                                                               
First under a                                                                                                   
Written Compensation                                                                                            
Contract                 12,000                  $6.75                    $81,000                     $24.55    
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted to Carl                                                                                                 
Icahn under a                                                                                                   
Written Compensation                                                                                            
Contract                 12,000                  $6.75                    $81,000                     $24.55    
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted to Peter                                                                                                
Liebert under a                                                                                                 
Written Compensation                                                                                            
Contract                 12,000                  $6.75                    $81,000                     $24.55    
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted to Robert                                                                                               
Mitchell under a                                                                                                
Written Compensation                                                                                            
Contract                 12,000                  $6.75                    $81,000                     $24.55    
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted to Mark                                                                                                 
Rachesky under a                                                                                                
Written Compensation                                                                                            
Contract                 12,000                  $6.75                    $81,000                     $24.55    
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted to William                                                                                              
Scott under a                                                                                                   
Written Compensation                                                                                            
Contract                 12,000                  $6.75                    $81,000                     $24.55    
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted to Jack                                                                                                 
Wasserman under a                                                                                               
Written Compensation                                                                                            
Contract                 12,000                  $6.75                    $81,000                     $24.55    
================================================================================================================

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================================================================================================================
                                                                                                                
Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted to Samuel D.                                                                                            
Waksal under a                                                                                                  
Written Compensation                                                                                            
Contract                 12,000                  $6.75                    $81,000                     $24.55    
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted to John C.                                                                                              
Cambier under a                                                                                                 
Written Compensation                                                                                            
Contract                166,667                  $1.50                   $250,000.50                  $75.76    
================================================================================================================

Common Stock, par                                                                                               
value $0.01 per                                                                                                 
share, issuable upon                                                                                            
exercise of options                                                                                             
granted to Gary L.                                                                                              
Johnson, under a                                                                                                
Written Compensation                                                                                            
Contract                166,667                  $1.50                   $250,000.50                  $75.76    
================================================================================================================

Common Stock, par                                                                                               
value $0.01 issuable                                                                                            
upon exercise of                                                                                                
options granted to                                                                                              
James R. Broach,                                                                                                
under a Written                                                                                                 
Compensation                                                                                                    
Contract                141,667                  $2.571                  $364,225.85                 $110.37    
================================================================================================================

                     Total Registration Fee . . . . . . . . . . . . . .  $  4,210.33(6)                         

================================================================================================================

----------                                                                      
(1)   Calculated at the highest price at which any option granted under the 1993
Stock Option Plan is exercisable.                                   
(2)   Estimated in accordance with Rules 457(c) and (h) solely for the purpose  
      of calculating the registration fee and based upon the average of the high
and low trade prices of the Common Stock of Cadus Pharmaceutical    
    Corporation as reported by the NASDAQ Stock Market on February 10, 1997.
(3)   Calculated at the highest price at which any option granted during the    
calendar year 1996 under the 1996 Incentive Plan is exercisable.    
(4)   Calculated at the price at which such options granted under the 1996      
Incentive Plan are exercisable.                                     
(5)   Calculated at the price at which such options granted under the 1996      
Incentive Plan are exercisable.                                     
(6)   A fee of $4,202.75 was paid on February 14, 1997, in connection with the  
    filing of the registration statement on such date. Accordingly, a fee of
    $7.58 is being paid in connection with the filing of this Post-Effective
Amendment No. 1 to said registration statement.                     

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SIGNATURES

      Pursuant to the requirements of the Securities Act of 1933, as
amended, the registrant certifies that it has reasonable grounds to believe that
it meets all of the requirements for filing on Form S-8 and has duly caused this
registration statement to be signed on its behalf by the undersigned, thereunto 
duly authorized, in the City of Tarrytown, State of New York, on this 10th day  
of March, 1997.                                                                 

                              CADUS PHARMACEUTICAL CORPORATION

                   By: s/Jeremy M. Levin
                                           -------------------------------------
                     Jeremy M. Levin
                                           President and Chief Executive Officer

      Pursuant to the requirements of the Securities Act of 1933, as
amended, this registration statement has been signed below by the following     
persons in the capacities and on the dates indicated:                           

Signature                          Title                     Date   
---------                          -----                     ----   
S/Jeremy M. Levin          President and Chief Executive      March 10, 1997    
----------------------     Officer (Principal Executive                         
Jeremy M. Levin         Officer) and Chairman of the                      
Board of Directors        

S/James S. Rielly          Director of Finance, Controller,   March 10, 1997    
----------------------     Treasurer and Secretary                              
James S. Rielly         (Principal Financial and                          
Accounting Officer)       

                       Director                           March __, 1997
----------------------                                                          
Carl C. Icahn                                                               

                       Director                           March __, 1997
----------------------                                                          
Theodore Altman                                                             

                       Director                           March __, 1997
----------------------                                                          
Harold First                                                                

    *                  Director                           March 10, 1997
----------------------                                                          
Peter Liebert                                                               

    *                  Director                           March 10, 1997
----------------------                                                          
Robert Mitchell                                                             

    *                  Director                           March 10, 1997
----------------------                                                          
Lawrence Muschek                                                            

                       Director                           March __, 1997
----------------------                                                          
Mark H. Rachesky                                                            

     *                 Director                           March 10, 1997
----------------------                                                          
Nicole Vitullo                                                              

                       Director                           March __, 1997
----------------------                                                          
Samuel D. Waksal                                                            

    *                  Director                           March 10, 1997
----------------------                                                          
Jack G. Wasserman                                                           

s/ Jeremy M. Levin*                                                             
----------------------                                                          
Jeremy M. Levin,                                                          
Attorney-in-fact                                                          

 6

Dates Referenced Herein   and   Documents Incorporated by Reference

				Referenced-On Page
This ‘S-8 POS’ Filing		Date		First		Last			Other Filings
Filed on / Effective on:		3/10/97		6					SC 13G
		2/14/97		5					S-8
		2/10/97		5
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