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Feinberg Stephen – ‘4’ for 10/27/03 re: Dualstar Technologies Corp.

On:  Monday, 11/17/03, at 2:16pm ET   ·   For:  10/27/03   ·   As:  10% Owner   ·   Accession #:  1005477-3-4454   ·   File #:  0-25552

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/17/03  Feinberg Stephen                  4          10% Owner   1:8K   Dualstar Technologies Corp.       CT EDGAR123/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      8K 
                Securities by an Insider -- edgar123.xml/2.1


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
XML Data rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<ownershipDocument>
<schemaVersion> X0201 </schemaVersion>
<documentType> 4 </documentType>
<periodOfReport> 2003-10-27 </periodOfReport>
<notSubjectToSection16> 0 </notSubjectToSection16>
<issuer>
<issuerCik> 0000929546 </issuerCik>
<issuerName> DUALSTAR TECHNOLOGIES CORP </issuerName>
<issuerTradingSymbol> DSTR.OB </issuerTradingSymbol>
</issuer>
<reportingOwner>
<reportingOwnerId>
<rptOwnerCik> 0000947822 </rptOwnerCik>
<rptOwnerName> FEINBERG STEPHEN </rptOwnerName>
</reportingOwnerId>
<reportingOwnerAddress>
<rptOwnerStreet1> C/O CERBERUS CAPITAL MANAGEMENT, L.P. </rptOwnerStreet1>
<rptOwnerStreet2> 299 PARK AVENUE - 22ND FLOOR </rptOwnerStreet2>
<rptOwnerCity> NEW YORK </rptOwnerCity>
<rptOwnerState> NY </rptOwnerState>
<rptOwnerZipCode> 10171 </rptOwnerZipCode>
<rptOwnerStateDescription></rptOwnerStateDescription>
</reportingOwnerAddress>
<reportingOwnerRelationship>
<isDirector> 0 </isDirector>
<isOfficer> 0 </isOfficer>
<isTenPercentOwner> 1 </isTenPercentOwner>
<isOther> 0 </isOther>
</reportingOwnerRelationship>
</reportingOwner>
<nonDerivativeTable>
<nonDerivativeTransaction>
<securityTitle>
<value> Common Stock, par value $0.01 per share </value>
</securityTitle>
<transactionDate>
<value> 2003-10-27 </value>
</transactionDate>
<transactionCoding>
<transactionFormType> 4 </transactionFormType>
<transactionCode> J </transactionCode>
<equitySwapInvolved> 0 </equitySwapInvolved>
<footnoteId id="F1"/>
<footnoteId id="F2"/>
</transactionCoding>
<transactionAmounts>
<transactionShares>
<value> 7659899 </value>
<footnoteId id="F1"/>
<footnoteId id="F2"/>
</transactionShares>
<transactionPricePerShare>
<value> 0.83 </value>
<footnoteId id="F1"/>
<footnoteId id="F2"/>
</transactionPricePerShare>
<transactionAcquiredDisposedCode>
<value> A </value>
</transactionAcquiredDisposedCode>
</transactionAmounts>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 7659899 </value>
<footnoteId id="F1"/>
<footnoteId id="F2"/>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> I </value>
<footnoteId id="F1"/>
<footnoteId id="F2"/>
</directOrIndirectOwnership>
<natureOfOwnership>
<value> By limited liability company </value>
<footnoteId id="F1"/>
<footnoteId id="F2"/>
</natureOfOwnership>
</ownershipNature>
</nonDerivativeTransaction>
</nonDerivativeTable>
<derivativeTable>
<derivativeTransaction>
<securityTitle>
<value> Warrants (right to buy) </value>
</securityTitle>
<conversionOrExercisePrice>
<value> 4.00 </value>
</conversionOrExercisePrice>
<transactionDate>
<value> 2003-10-27 </value>
</transactionDate>
<transactionCoding>
<transactionFormType> 4 </transactionFormType>
<transactionCode> J </transactionCode>
<equitySwapInvolved> 0 </equitySwapInvolved>
<footnoteId id="F1"/>
<footnoteId id="F2"/>
</transactionCoding>
<transactionAmounts>
<transactionShares>
<value> 3125000 </value>
<footnoteId id="F1"/>
<footnoteId id="F2"/>
</transactionShares>
<transactionPricePerShare>
<footnoteId id="F1"/>
<footnoteId id="F2"/>
</transactionPricePerShare>
<transactionAcquiredDisposedCode>
<value> D </value>
</transactionAcquiredDisposedCode>
</transactionAmounts>
<exerciseDate>
<value> 1988-08-08 </value>
<footnoteId id="F1"/>
<footnoteId id="F2"/>
</exerciseDate>
<expirationDate>
<value> 2007-12-31 </value>
</expirationDate>
<underlyingSecurity>
<underlyingSecurityTitle>
<value> Common Stock </value>
</underlyingSecurityTitle>
<underlyingSecurityShares>
<value> 3125000 </value>
<footnoteId id="F1"/>
<footnoteId id="F2"/>
</underlyingSecurityShares>
</underlyingSecurity>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 0 </value>
<footnoteId id="F1"/>
<footnoteId id="F2"/>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</derivativeTransaction>
</derivativeTable>
<footnotes>
<footnote id="F1"> Pursuant to a Securities Purchase Agreement, dated as of October 27, 2003, by and between Madeleine, L.L.C., a New York limited liability company ("Madeleine"), and DualStar Technologies Corporation, a Delaware corporation (the "Company"), among other agreements, Madeleine exchanged all of the outstanding principal and accrued interest with respect to the senior secured indebtedness owed by the Company to Madeleine for (i) the 7,659,899 shares of common stock, par value $0.01, of the Company (the "Shares") reported on Table I to this Form 4 and (ii) the Company's interests in certain real estate and certain private cable television assets. The 7,659,899 Shares reported on Table I to this Form 4 were issued to Madeleine in consideration for the forgiveness of $6,333,846 of the total senior secured indebtedness owed by the Company to Madeleine. </footnote>
<footnote id="F2"> In connection with the transaction described above, upon consummation of such transaction, an affiliate of Madeleine, DSTR Warrant Co., LLC ("DSTR"), surrendered for cancellation warrants to purchase up to 3,125,000 Shares, which includes warrants subject to a certain Participation Agreement, dated as of November 8, 2000, by and among Madeleine, DSTR and Technology Investors Group, L.L.C., as reported on Table II to this Form 4. Stephen Feinberg possesses sole power to vote and direct the disposition of all securities of the Company owned by Madeleine and DSTR. Thus, for the purposes of Reg. Section 240.13d-3, as of October 27, 2003, Stephen Feinberg is deemed to beneficially own 7,659,899 Shares. Stephen Feinberg's interest in the securities reported herein is limited to the extent of his pecuniary interest in Madeleine and DSTR, if any. </footnote>
</footnotes>
<ownerSignature>
<signatureName> /s/ Stephen Feinberg </signatureName>
<signatureDate> 2003-11-14 </signatureDate>
</ownerSignature>
</ownershipDocument>


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Filing Submission 0001005477-03-004454   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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