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Opexa Therapeutics, Inc. – ‘8-K/A’ for 11/22/99

On:  Tuesday, 12/14/99   ·   For:  11/22/99   ·   Accession #:  1015402-99-1542   ·   File #:  0-25513

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

12/14/99  Opexa Therapeutics, Inc.          8-K/A:4,6,711/22/99    2:5K                                     Summit Fin’l Printing/FA

Amendment to Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K/A       Amendment to Current Report                            3     13K 
 2: EX-16.1     Letter re: Change in Certifying Accountant             1      5K 


8-K/A   —   Amendment to Current Report
Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
2Item 1. Changes in Control of Registrant
"Item 2. Acquisition or Disposition of Assets
"Item 3. Bankruptcy or Receivership
"Item 5. Other Events
"Item 6. Resignations of Registrant's Directors
"Item 7. Financial Statements and Exhibits
"Item 8. Change in Fiscal Year
8-K/A1st Page of 3TOCTopPreviousNextBottomJust 1st
 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 22, 1999 SPORTAN UNITED INDUSTRIES, INC. ------------------------------- (Exact name of registrant as specified in its charter) TEXAS ----- (State or other jurisdiction of incorporation) 000-25513 760333165 --------- --------- (Commission File Number) (I.R.S. Employer Identification No.) 3170 Old Houston Road, Huntsville, Texas 77340 ---------------------------------------------- (Address of principal executive offices, including zip code) (409) 295-2726 -------------- (Registrant's telephone number, including area code)
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ITEM 1. CHANGES IN CONTROL OF REGISTRANT Inapplicable. ITEM 2. ACQUISITION OR DISPOSITION OF ASSETS Inapplicable. ITEM 3. BANKRUPTCY OR RECEIVERSHIP Inapplicable. ITEM 4. CHANGES IN REGISTRANT'S CERTIFYING ACCOUNTANT a) The previous independent accountants for the Registrant were Mann Frankfort Stein & Lipp, P.C. ("MFSL"). i) On November 22, 1999, Sportan United Industries, Inc., (the "Company") notified MFSL that it was replacing its independent accountants. ii) The reports of MFSL on the Company's financial statements for the years ending September 30, 1998 contained no adverse opinion or disclaimer of opinion and were not qualified or modified as to uncertainly, audit scope or accounting principles. iii) The Company's board of directors approved the Company's new independent accountants. iv) There have been no reportable events, as defined in Regulation S-B Item 304(a)(1)(iv). v) The Company has requested that MFSL furnish it with a letter addressed to the SEC stating whether or not it agrees with the above statements. A copy of such letter is filed as Exhibit 16.1 to this Form 8-K. b) New independent accountants i) The Company has engaged the accounting firm of Malone & Bailey, P.C. ITEM 5. OTHER EVENTS Inapplicable. ITEM 6. RESIGNATIONS OF REGISTRANT'S DIRECTORS Inapplicable. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS (a) Financial Statements of Business Acquired. Inapplicable. (b) Pro Forma Financial Information. Inapplicable. (c) Exhibits Letter from MFSL agreeing with the statements contained in the Company's Form 8-K dated November 29, 1999. ITEM 8. CHANGE IN FISCAL YEAR Inapplicable. -2-
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SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. SPORTAN UNITED INDUSTRIES, INC. By: /s/ Jason G. Otteson --------------------------- Jason G. Otteson Chief Executive Officer DATE: December 13, 1999

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘8-K/A’ Filing    Date First  Last      Other Filings
Filed on:12/14/99
12/13/993
11/29/9928-K
For Period End:11/22/99128-K
9/30/982
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Filing Submission 0001015402-99-001542   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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