SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Marvel Holdings Inc – ‘SC 13D/A’ on 4/25/97 re: Marvel Entertainment Group Inc

As of:  Friday, 4/25/97   ·   Accession #:  950127-97-65   ·   File #:  5-41916

Previous ‘SC 13D’:  None   ·   Next:  ‘SC 13D/A’ on 4/29/97   ·   Latest:  ‘SC 13D/A’ on 6/18/98

  in   Show  and 
Help... Wildcards:  ? (any letter),  * (many).  Logic:  for Docs:  & (and),  | (or);  for Text:  | (anywhere),  "(&)" (near).    Bottom
 
  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 4/25/97  Marvel Holdings Inc               SC 13D/A               6:38K  Marvel Entertainment Group Inc    White & Case LLP/FA

Amendment to General Statement of Beneficial Ownership   —   Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Amendment to General Statement of Beneficial          18     63K 
                          Ownership                                              
 5: EX-99       Letter of Direction Dated April 24, 1997, by           1      8K 
                          Elliott Associates L.P.                                
 2: EX-99       Letter of Direction Dated April 24, 1997, by High      1      8K 
                          River Limited Partnership                              
 6: EX-99       Letter of Direction Dated April 24, 1997, by Moses     2      9K 
                          Marx                                                   
 3: EX-99       Letter of Direction Dated April 24, 1997, by           1      8K 
                          United Equities (Commodities) Company                  
 4: EX-99       Letter of Direction Dated April 24, 1997, by           1      8K 
                          Westgate International, L.P.                           


SC 13D/A   —   Amendment to General Statement of Beneficial Ownership
Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
4Item 1. Security and Issuer
"Item 2. Identity and Background
"Item 3. Source and Amount of Funds or Other Consideration
"Item 4. Purpose of Transaction
7Item 5. Interest in Securities of the Issuer
"Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer
"Item 7. Material to Be Filed as Exhibits
16Singer
SC 13D/A1st Page of 18TOCTopPreviousNextBottomJust 1st
 

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ____________ SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) MARVEL ENTERTAINMENT GROUP, INC. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 573913 10 0 (CUSIP Number) Marvel Holdings Inc. (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) Copy to: John M. Reiss White & Case 1155 Avenue of the Americas New York, NY 10036 (212) 354-8113 April 24, 1997 ____________________________________________________________ (Date of Event which Requires Filing of this Statement)
SC 13D/A2nd Page of 18TOC1stPreviousNextBottomJust 2nd
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. ____________ Check the following box if a fee is being paid with this statement [ ]. Page 1 of 23 Pages Exhibit Index appears on page 8.
SC 13D/A3rd Page of 18TOC1stPreviousNextBottomJust 3rd
SCHEDULE 13D CUSIP No. Page 2 of 23 573913 10 0 Pages 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Marvel Holdings Inc. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[ ] (b)[X] 3 SEC USE ONLY 4 SOURCE OF FUNDS 00 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [ ] PURSUANT TO ITEMS 2(d) or 2(e) 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES 7 SOLE VOTING POWER BENEFICIALLY 50,932,167 OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON WITH 9 SOLE DISPOSITIVE POWER 50,932,167 SHARED DISPOSITIVE POWER 10 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 11 PERSON 50,932,167 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 50.03% 14 TYPE OF REPORTING PERSON CO
SC 13D/A4th Page of 18TOC1stPreviousNextBottomJust 4th
This statement amends and restates the Schedule 13D, relating to the common stock, par value $.01 per share (the "Marvel Common Stock"), of Marvel Entertainment Group, Inc. ("Marvel"), as originally filed with the Securities and Exchange Commission (the "Commission"), on May 18, 1993 by New Marvel Holdings Inc., MacAndrews & Forbes Holdings Inc. ("M&F"), and Mafco Holdings Inc. ("Mafco"), as amended by Amendment No. 1, filed with the Commission on October 12, 1993 by Marvel Holdings Inc. ("Marvel Holdings"), Marvel (Parent) Holdings Inc. ("Marvel Parent"), Four Star Holdings Corp., Andrews Group Incorporated ("Andrews"), M&F and Mafco, as amended by Amendment No. 2 filed with the Commission on November 15, 1996 by Marvel Holdings, Marvel Parent, Andrews and Mafco, as amended by Amendment No. 3, filed with the Commission on December 31, 1996 by Marvel Holdings, Marvel Parent, Andrews and Mafco, and as amended by Amendment No. 4 filed with the Commission on March 10, 1997 by Marvel Holdings, Marvel Parent, Andrews and Mafco. ITEM 1. SECURITY AND ISSUER This statement relates to the Marvel Common Stock. The principal executive offices of Marvel are located at 387 Park Avenue South, New York, New York 10016. ITEM 2. IDENTITY AND BACKGROUND (a)-(c),(f) This Statement is being filed by Marvel Holdings, a corporation organized and existing under the laws of Delaware. Marvel Holdings is a holding company. The business address of Marvel Holdings is 5900 North Andrews Avenue, Ft. Lauderdale, Florida 33309. The names, business addresses, present principal occupations or employments, the principal business and address of the entity in which such employment is conducted, if necessary, and citizenships of the executive officers and directors of Marvel Holdings are set forth on Schedule A attached hereto and incorporated herein by reference. (d) During the last five years, neither Marvel Holdings nor, to the best knowledge of Marvel Holdings, any of the individuals set forth on Schedules A or B were convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) During the past five years, neither Marvel Holdings nor, to the best knowledge of Marvel Holdings, any of the individuals set forth on Schedules A or B was a party to a civil proceeding of a judicial or admin- istrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, U.S. Federal or State securities laws or finding any violations with respect to such laws. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION No new Marvel Common Stock has been acquired by Marvel Holdings. See Item 4. The control of the voting of the Marvel Common Stock held by Marvel Holdings has changed as described in Item 4. ITEM 4. PURPOSE OF TRANSACTION In 1993, Marvel Holdings issued pursuant to an indenture, $517,447,000 principal amount at maturity of Senior Secured Discount Notes due 1998 (the "Marvel Holdings Notes"). The Marvel Holdings Notes are secured by approximately 47.15% of the shares of Marvel Common Stock. In 1993, Marvel Parent issued pursuant to an indenture (the "Marvel Parent Indenture"), $251,678,000 principal amount at maturity of Senior Secured
SC 13D/A5th Page of 18TOC1stPreviousNextBottomJust 5th
Discount Notes due 1998 (the "Marvel Parent Notes"). The Marvel Parent Notes are secured by 100% of the shares of Common Stock of Marvel Holdings and approximately 19.64% of the shares of Marvel Common Stock. In 1994, Marvel III Holdings, Inc. (Marvel Holdings, Marvel Parent and Marvel III Holdings, Inc. are collectively referred to as the "Marvel Holding Companies") issued pursuant to an indenture $125,000,000 principal amount of 9-1/8% Senior Secured Notes due 1998 (the "Marvel III Notes"). The Marvel III Notes are secured by 100% of the shares of Common Stock of Marvel Parent and, pursuant to the non-recourse guaranty thereof by Marvel Parent, approximately 9.14% of the shares of Marvel Common Stock. On December 27, 1996, Marvel, eight of its direct and indirect subsidiaries (collectively with Marvel, the "Marvel Debtors") and each of the Marvel Holding Companies filed petitions for relief under chapter 11 of the United States Bankruptcy Code in the United States Bankruptcy Court of the District of Delaware (the "Bankruptcy Court"). The bankruptcy proceedings commenced by the Marvel Holding Companies have not been procedurally consolidated and are not jointly administered with the bankruptcy proceedings of the Marvel Debtors. The filing of bankruptcy by the Marvel Holding Companies was an event of default under each of the indentures pursuant to which the Marvel Holdings Notes, the Marvel Parent Notes and the Marvel III Notes were issued. On January 9, 1997, the United States Trustee appointed an Official Bondholders Committee (the "Bondholders Committee") to represent the interests of all holders of the Marvel Holdings Notes, the Marvel Parent Notes and the Marvel III Notes. On January 13, 1997, the Bondholders Committee, together with LaSalle National Bank, as successor indenture trustee (the "Trustee"), moved for relief from the automatic stay in the Marvel Holding Companies' bankruptcy proceeding in order to vote and to foreclose upon shares of stock pledged to secure repayment of the Marvel Holdings Companies' bonds including (i) 100% of the common stock of Marvel Holdings, (ii) 100% of the common stock of Marvel Parent and (iii) approximately 75.93% of the Marvel common stock (collectively, the "Pledged Stock"). On February 26, 1997, the Bankruptcy Court entered an order lifting the automatic stay to permit the Bondholders Committee and the Trustee, on behalf of bondholders, to vote and to foreclose upon the Pledged Stock. By letter dated March 20, 1997, the Bondholders Committee, on behalf of certain of its member-bondholders, issued a letter to the counsel of Marvel advising Marvel, among other things, of its intention to direct the Trustee to vote the Common Stock of Marvel Holdings which was pledged pursuant to the Marvel Parent Indenture, to replace, as of 9:00 a.m. March 25, 1997, the Board of Directors and officers of Marvel Holdings with designees of the Bondholders Committee and of the intention of the new board of Marvel Holdings to vote its majority interest in Marvel to replace Marvel's Board of Directors with designees of the Bondholders Committee and of Marvel's Official Equity Committee. On March 24, 1997, Marvel and its pre-bankruptcy bank lenders (the "Bank Lenders") each moved the Bankruptcy Court, in the Marvel bankruptcy proceeding, for entry of an order enjoining the Bondholders Committee and the Trustee from voting any of the Pledged Stock to effectuate proposed Board of Directors changes. On that date, after a hearing on the separate applications, the Bankruptcy Court entered an order (the "Order") enjoining the Bondholders Committee and the Trustee only from voting Marvel Common Stock to change the Marvel Board of Directors on the basis that relief from the automatic stay existing in the Marvel bankruptcy proceeding must precede any change of Marvel's Board of Directors. The Bankruptcy Court denied the applications to the extent the relief sought was to enjoin the Bondholders Committee and the Trustee from otherwise voting the Common Stock of Marvel Parent to change the Board of Directors of Marvel Holdings.
SC 13D/A6th Page of 18TOC1stPreviousNextBottomJust 6th
On March 28, 1997, the Bondholders Committee and the Trustee appealed from the Order. On April 10, 1997 the Bank Lenders moved the District Court for dismissal of this appeal. Oral argument on the appeal and the motion for dismissal thereof is scheduled for May 1, 1997. On March 28, 1997, the Bondholders Committee and the Trustee also filed a motion to lift the automatic stay in Marvel bankruptcy proceeding in order to permit the Bondholders Committee and the Trustee to replace the Board of Directors of Marvel. A hearing date on such motion has been set for June 6, 1997. On April 24, 1997, LaSalle National Bank, in its capacity as Trustee under the Marvel Parent Indenture, notified Marvel Parent that, pursuant to Section 10.05(c) of the Marvel Parent Indenture, the rights of Marvel Parent to exercise voting and other consensual rights relating to its ownership of 100% of the shares of Common Stock of Marvel Holdings had terminated as of 3:00 p.m. (New York time) on such date and that as of such time all such rights had vested in the Trustee. Immediately thereafter, the Trustee exercised voting authority over the shares of Common Stock of Marvel Holdings by executing an action by a written consent of the sole stockholder of Marvel Holdings pursuant to Section 228 of the Delaware General Corporation Law, which removed each and every then-current member of the Board of Directors of Marvel Holdings and replaced them with the directors indicated in Schedule A (collectively, the "New Board"). It is the intention of Marvel Holdings to take all actions deemed by it to be necessary or appropriate, including, without limitation, voting the Marvel Common Stock owned by Marvel Holdings to, among other things, replace the Board of Directors of Marvel and have an interim management team installed pending appointment of new permanent operating officers (if either the Order is lifted or the motion to lift the automatic stay in the Marvel bankruptcy proceeding is granted), to ensure that its interests in Marvel are properly protected and promoted and to propose, support and obtain confirmation of a joint chapter 11 plan of reorganization for the Marvel Debtors and the Marvel Holding Companies. It is the understanding and belief of Marvel Holdings that the Bondholder Committee is considering the proposal of a joint plan of reorganization for the Marvel Debtors and the Marvel Holdings Companies (the "Joint Plan"), pursuant to which, among other things, High River Limited Partnership, Westgate International, L.P. and United Equities (Commodities) Company will act as standby purchasers in connection with a capital infusion into Marvel, and the Marvel Debtors and the Marvel Holding Companies will otherwise be reorganized in a fashion that comports with the requirements of the Bankruptcy Code. The contemplated capital infusion would be accomplished pursuant to a rights offering to the holders of Marvel Common Stock and the holders of the Marvel Holdings Notes, the Marvel Parent Notes and the Marvel III Notes to the extent the payment of such notes is secured by shares of Marvel Common Stock. Marvel Holdings intends to discuss various issues regarding the Joint Plan with the Bondholders Committee and may, on the basis of such discussions, become a co-proponent of the Joint Plan. Marvel Holdings understands that individual members of the Bondholder Committee have acquired interests in certain bank debt of Marvel ("Interests") and are seeking to acquire additional Interests. In addition, Marvel Holdings intends to review on a continuing basis its investment in Marvel and may consider to advance any option available to it including those actions set forth in clauses (a) through (j) of Item 4 of Schedule 13D. Except as set forth above, neither Marvel Holdings nor, to the best knowledge of Marvel Holdings, any of the individuals set forth on
SC 13D/A7th Page of 18TOC1stPreviousNextBottomJust 7th
Schedule A, has any current plans or proposals that relate to or would result in any of the actions specified in clauses (a) through (j) of Item 4 of Schedule 13D. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) Marvel Holdings beneficially owns 50,932,167 shares or 50.03% of the outstanding Marvel Common Stock based on a total of 101,809,657 shares of Marvel Common Stock outstanding on December 31, 1996 (based on the Form 10-K filed by Marvel with the Commission on April 15, 1997). It is the understanding and belief of Marvel Holdings that the holders of Marvel Parent Notes disclaim beneficial ownership of the shares of Marvel Common Stock held by Marvel Holdings. Barberry Corp., an affiliate of High River Limited Partnership, owns 29,500 shares of Marvel Common Stock. (b) Subject to the lifting of the automatic stay and the reversal of the restraining order, Marvel Holdings has the sole power to vote or to direct the vote and sole power to dispose or direct the disposition of 50,932,167 shares of Marvel Common Stock. (c) Neither Marvel Holdings nor, to the best knowledge of Marvel Holdings, any of the individuals set forth on Schedule A, has effected any transaction in Marvel Common Stock during the past 60 days. (d) Upon an event of default under the Indenture, the Bondholders have the right to receive and the power to direct the receipt of dividends from, or the proceeds from the sale of, Marvel Common Stock. (e) Not applicable. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER Except as set forth below and as set forth in Item 4 above, neither Marvel Holdings nor, to the best knowledge of Marvel Holdings, any of the persons set forth on Schedules A or B, has any contract, arrangement, understanding or relationship with any other person with respect to any security of Marvel. The actions performed by the Trustee, as described in Item 4, have been taken pursuant to separate Letters of Direction, each dated April 24, 1997, executed by each of High River Limited Partnership ("High River"), United Equities (Commodities) Company ("United Equities"), Westgate International, L.P. ("Westgate"), Elliott Associates L.P. ("Elliott") and Moses Marx ("Marx"). High River, United Equities, Westgate, Elliott and Marx expressly disclaim any beneficial ownership in Marvel; further, each of High River, United Equities, Westgate, Elliott and Marx expressly disclaim membership in a group. For informational purposes only, each is disclosing certain information concerning itself. Such information is set forth in Schedule B attached hereto and incorporated herein by reference. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Exhibit No. Description 1 Letter of Direction dated April 24, 1997, by High River Limited Partnership 2 Letter of Direction dated April 24, 1997, by United Equities (Commodities) Company 3 Letter of Direction dated April 24, 1997, by Westgate International, L.P.
SC 13D/A8th Page of 18TOC1stPreviousNextBottomJust 8th
4 Letter of Direction dated April 24, 1997, by Elliott Associates L.P. 5 Letter of Direction dated April 24, 1997, by Moses Marx
SC 13D/A9th Page of 18TOC1stPreviousNextBottomJust 9th
SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: April 24, 1997 MARVEL HOLDINGS INC. By: /s/ Carl Icahn ________________________________________ Name: Carl Icahn Title: President By: /s/ Vincent Intrieri ________________________________________ Name: Vincent Intrieri Title: Secretary and Treasurer
SC 13D/A10th Page of 18TOC1stPreviousNextBottomJust 10th
SCHEDULE A Marvel Holdings Inc. The name, business address, and present principal occupation or employment of each director and executive officer of Marvel Holdings Inc. are as follows:<F1> [Enlarge/Download Table] NAME ADDRESS OCCUPATION Carl C. Icahn 767 Fifth Avenue Mr. Icahn is principally employed as President and New York, New York 10153 a Director of Starfire Holding Corporation, a Delaware corporation ("SHC"), and Chairman of the Board and a Director of various of SHC's subsidiaries, including ACF Industries, Incorporated, a New Jersey corporation ("ACF"). SHC is primarily engaged in the business of holding, either directly or through subsidiaries, a majority of the common stock of ACF and its address is 100 South Bedford Road, Mount Kisco, New York 10549. ACF is primarily engaged in the business of leasing, selling, and manufacturing railroad freight and tank cars and its address is 620 North Second Street, St. Charles, MO 63301. Mr. Icahn has been President and a Director of SHC since August 1982 and has been a director of ACF since June 1984 and Chairman of the Board of ACF since October 1984. Mr. Icahn also maintains similar positions with various of ACF's affiliates, including: (i) since 1968, Mr. Icahn has been Chairman of the Board, President and a Director of Icahn & Co, Inc., a Delaware corporation (collectively with its predecessor companies by merger, "Icahn & Co."), which is a registered broker- dealer whose address is 1 Wall Street Court, New York, New York 10005; and (ii) since November 1990, Mr. Icahn has been Chairman of the Board and a Director of American Property Investors, Inc., a Delaware corporation ("API") which is primarily engaged in the business of acting as general partner of American Real Estate Partners, L.P., and whose address is 100 South Bedford Road, Mount Kisco, New York 10549. Mr. Icahn is a director and President of Marvel Holdings. ____________________ <FN> <F1> Each person listed in this Schedule A is a United States citizen unless otherwise indicated.
SC 13D/A11th Page of 18TOC1stPreviousNextBottomJust 11th
Robert J. Mitchell c/o Icahn Associates Corp. Mr. Mitchell is principally employed as Vice 767 Fifth Avenue President-Finance of ACF. Mr. Mitchell is a New York, New York 10153 director of Marvel Holdings. Vincent Intrieri 712 Fifth Avenue Mr. Intrieri is principally employed by Stonington 36th Floor Management Corporation, a Delaware corporation New York, New York 10019 whose address is 712 Fifth Avenue, 36th Floor, New York, New York 10019, which provides services to (a) Martley International, Inc., a Delaware corporation ("Martley"), which is investment advisor to Westgate International, L.P., a Cayman Island limited partnership ("Westgate"), and (b) Elliott Associates, L.P., a Delaware limited partnership ("Elliott"). Additional information regarding Westgate, Martley and Elliott is provided in SCHEDULE B annexed hereto. Mr. Intrieri is a director and Secretary and Vice President of Marvel Holdings.
SC 13D/A12th Page of 18TOC1stPreviousNextBottomJust 12th
SCHEDULE B High River Limited Partnership High River Limited Partnership ("High River") is a Delaware limited partnership. Riverdale LLC, a New York limited liability company ("Riverdale"), which is the successor-in-interest to Riverdale Investors Corp., Inc., is the general partner of High River. Mr. Carl C. Icahn, a citizen of the United States of America, is the controlling member of Riverdale. The business address of Mr. Icahn is 767 Fifth Avenue, New York, New York 10053. The address of the principal office of each High River and Riverdale is 100 South Bedford Road, Mount Kisco, New York 10549. High River is primarily engaged in the business of investing in securities. Riverdale is primarily engaged in the business of investing in securities, including interests in real estate limited partnership, and acting as general partner of High River. Mr. Icahn's present principal occupation or employment is set forth in Schedule A and is incorporated herein by reference. The name, business address, and present principal occupation or employment of the general partner of High River are as follows: [Download Table] NAME ADDRESS OCCUPATION Riverdale LLC Riverdale LLC The principal business 100 South Bedford Road of Riverdale is acting Mount Kisco, New York as general partner of 10549 High River. Riverdale LLC The name, business address, and present principal occupation or employment of each director and executive officer of Riverdale are as follows:
SC 13D/A13th Page of 18TOC1stPreviousNextBottomJust 13th
[Enlarge/Download Table] Carl C. Icahn 767 Fifth Avenue Mr. Icahn is a New York, New York 10153 Member and Manager of Riverdale; and as listed in Schedule A as incorporated herein by reference. Edward E. Mattner c/o Icahn Associates Corp. Mr. Mattner is 767 Fifth Avenue President and New York, New York 10153 Manager of Riverdale; and is a securities trader for various entities controlled by Mr. Icahn. Robert J. Mitchell c/o Icahn Associates Corp. Mr. Mitchell is 767 Fifth Avenue Vice President and New York, New York 10153 Treasurer of Riverdale; and as listed in Schedule A as incorporated herein by reference.
SC 13D/A14th Page of 18TOC1stPreviousNextBottomJust 14th
United Equities (Commodities) Company United Equities (Commodities) Company ("United Equities") is a partnership which is a registered commodities broker. The principal business address of United Equities is 160 Broadway, New York, New York 10038. Moses Marx, Phillippe Katz and Dr. Joseph M. Fink are the general partners of United Equities. Mr. Marx has a 99% equity interest in United Equities, and Messrs. Katz and Fink each have a .5% equity interest in United Equities. The name, business address, and present principal occupation or employment of the general partners of United Equities are as follows: [Enlarge/Download Table] NAME OCCUPATION ADDRESS Moses Marx 160 Broadway Mr. Marx is principally New York, New York 10038 employed as a securities and commodities broker. Mr. Marx conducts his securities brokerage business in United Equities Company, a partnership ("United Equities Co.") that is located at the same address as indicated for United Equities, and his commodities brokerage business in United Equities. Phillippe Katz 160 Broadway Mr. Katz is principally New York, New York 10038 employed as a securities broker at United Equities Co. Joseph M. Fink 501 Madison Avenue Dr. Fink is principally New York, New York 10022 employed as a periodontist. Moses Marx See information regarding Moses Marx above under United Equities (Commodities) Company. Westgate International, L.P. Westgate International, L.P. ("Westgate") is a Cayman Islands limited partnership with a business address of Westgate International, L.P., c/o Midland Bank Trust Corporation (Cayman) Limited, P.O. Box 1109, Mary Street, Grand Cayman, Cayman Islands, British West Indies. The principal business of Westgate is to purchase, sell, trade and invest in securities. Hambledon, Inc., a Cayman Islands corporation ("Hambledon"), is the sole general partner of Westgate.
SC 13D/A15th Page of 18TOC1stPreviousNextBottomJust 15th
The name, business address, and present principal occupation or employment of the general partner of Westgate are as follows: [Download Table] NAME ADDRESS OCCUPATION Hambledon, Inc. Hambledon, Inc. The principal business c/o Midland Bank Trust of Hambledon is serving Corporation (Cayman) Limited as general partner of P.O. Box 1109 Westgate. Mary Street Grand Cayman Cayman Islands British West Indies
SC 13D/A16th Page of 18TOC1stPreviousNextBottomJust 16th
Hambledon, Inc. The name, business address, and present principal occupation or employment of each director and executive officer of Hambledon, Inc. are as follows: [Enlarge/Download Table] NAME ADDRESS OCCUPATION Paul E. Singer 712 Fifth Avenue Mr. Singer is general 36th Floor partner of Elliott and New York, New York 10019 Braxton LP and is President of Martley International, Inc. Elliott Associates, L.P. Elliott Associates, L.P. ("Elliott") is a Delaware limited partnership with a business address at 712 Fifth Avenue, 36th Floor, New York, New York 10019. Paul E. Singer ("Singer") and Braxton Associates, L.P., a New Jersey limited partnership ("Braxton L.P."), which is controlled by Singer, are the general partners of Elliott. The principal business of Elliott is to purchase, sell, trade and invest in securities. Singer Singer's business address is 712 Fifth Avenue, 36th Floor, New York, New York 10019. Singer's principal occupation or employment is that of serving as general partner of Elliott and Braxton LP and president of Martley International, Inc., a Delaware corporation ("Martley"). Braxton LP The business address of Braxton LP is 712 Fifth Avenue, 36th Floor, New York, New York 10019. The principal business of Braxton LP is the furnishing of investment advisory services.
SC 13D/A17th Page of 18TOC1stPreviousNextBottomJust 17th
The names, business addresses, and present principal occupation or employment of the general partners of Braxton LP are as follows: [Enlarge/Download Table] NAME ADDRESS OCCUPATION Paul E. Singer 712 Fifth Avenue Mr. Singer is general 36th Floor partner of Elliott and New York, New York 10019 Braxton LP and is President of Martley. Braxton Associates, 712 Fifth Avenue The principal business Inc. 36th Floor of Braxton Associates, New York, New York 10019 Inc. is serving as general partner of Braxton LP. The name, business address, and present principal occupation or employment of each director and executive officer of Braxton Associates, Inc. are as follows: [Download Table] NAME ADDRESS OCCUPATION Paul E. Singer 712 Fifth Avenue Mr. Singer is general 36th Floor partner of Elliott and New York, New York 10019 Braxton LP and is President of Martley. Martley International, Inc. The business address of Martley is 712 Fifth Avenue, 36th Floor, New York, New York 10019. The principal business of Martley is to act as investment manager for Westgate.
SC 13D/ALast Page of 18TOC1stPreviousNextBottomJust 18th
The names, business address, and present principal occupation or employment of each director and executive officer of Martley are as follows: [Download Table] NAME ADDRESS OCCUPATION Paul E. Singer 712 Fifth Avenue Mr. Singer is general 36th Floor partner of Elliott and New York, New York 10019 Braxton LP and is President of Martley.

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘SC 13D/A’ Filing    Date First  Last      Other Filings
6/6/976
5/1/976SC 13D/A
Filed on:4/25/97
4/24/9719
4/15/97710-K
4/10/976
3/28/976NT 10-K
3/25/975
3/24/975
3/20/975
3/10/974SC 13D/A
2/26/975
1/13/975
1/9/975
12/31/964710-K,  10-K/A,  NT 10-K,  NT 10-K/A,  SC 13D/A
12/27/9658-K
11/15/964SC 13D/A
10/12/934
5/18/934
 List all Filings 
Top
Filing Submission 0000950127-97-000065   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2017 Fran Finnegan & Company.  All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri, 31 Mar 00:35:41.0 GMT